Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Polaris Masters Multi-Strategy Fund #1 LLC See All Filings	D/A	2016-09-08 09:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544266 Filed Document 0001544266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 09:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KILO GOLDMINES LTD See All Filings	D	2016-09-08 09:22:34 UTC
Amount To Be Raised $4,964,246 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001435552 Filed Document 0001062993-16-011398 Exclusions or Exemptions 506b Accepted Date 2016-09-08 09:22:34 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Relode, LLC See All Filings	D	2016-09-08 09:11:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001640100 Filed Document 0001640100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 09:11:14 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
410 Medical Innovation, LLC See All Filings	D/A	2016-09-08 09:08:56 UTC
Amount To Be Raised $2,243,928 Associated Brokers / Dealers N/A CIK Number 0001630050 Filed Document 0001630050-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-08 09:08:56 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Liquid Rates Fund Ltd. See All Filings	D/A	2016-09-08 09:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545465 Filed Document 0001545465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 09:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Street Systematic Fund Ltd See All Filings	D	2016-09-08 08:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683903 Filed Document 0001315863-16-001769 Exclusions or Exemptions 506b Accepted Date 2016-09-08 08:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ChowNow, Inc. See All Filings	D	2016-09-08 08:30:48 UTC
Amount To Be Raised $6,000,003 Associated Brokers / Dealers N/A CIK Number 0001558379 Filed Document 0000905718-16-001648 Exclusions or Exemptions 506b Accepted Date 2016-09-08 08:30:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ChowNow, Inc. See All Filings	D	2016-09-08 08:24:22 UTC
Amount To Be Raised $6,000,002 Associated Brokers / Dealers N/A CIK Number 0001558379 Filed Document 0000905718-16-001646 Exclusions or Exemptions 506b Accepted Date 2016-09-08 08:24:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ground Swell Cistern Fund, LP See All Filings	D/A	2016-09-08 08:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648885 Filed Document 0001648885-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 08:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QSM Corp See All Filings	D	2016-09-08 06:30:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001684074 Filed Document 0001684074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 06:30:13 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
RWC Frontier Markets Equity Fund LP See All Filings	D/A	2016-09-08 06:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651252 Filed Document 0000902664-16-008078 Exclusions or Exemptions 506b Accepted Date 2016-09-08 06:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marifil Mines Ltd See All Filings	D	2016-09-07 21:52:43 UTC
Amount To Be Raised $441,375 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001571724-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:52:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
A-DNS-14-Fund, a series of AngelList-PrEr-Funds, LLC See All Filings	D	2016-09-07 21:46:38 UTC
Amount To Be Raised $357,994 Associated Brokers / Dealers N/A CIK Number 0001683405 Filed Document 0001683405-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:46:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marifil Mines Ltd See All Filings	D	2016-09-07 21:43:07 UTC
Amount To Be Raised $382,289 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001571724-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:43:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Fund EQ - RTA, a series of Equidate Investments LLC See All Filings	D	2016-09-07 21:38:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001683546 Filed Document 0001683546-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:38:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BUO-11-Fund, a series of AX-SF-Funds, LLC See All Filings	D	2016-09-07 21:35:44 UTC
Amount To Be Raised $87,998 Associated Brokers / Dealers N/A CIK Number 0001684011 Filed Document 0001684011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CWG-22-Fund, a series of AngelList-ZC-Funds, LLC See All Filings	D	2016-09-07 21:33:48 UTC
Amount To Be Raised $212,761 Associated Brokers / Dealers N/A CIK Number 0001684008 Filed Document 0001684008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marifil Mines Ltd See All Filings	D	2016-09-07 21:31:55 UTC
Amount To Be Raised $379,551 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001571724-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:31:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 43 See All Filings	D/A	2016-09-07 21:29:47 UTC
Amount To Be Raised $242,589 Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001681846 Filed Document 0001681846-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:29:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SE Fund I, a series of Opportunity Master Funds, LLC See All Filings	D	2016-09-07 21:25:22 UTC
Amount To Be Raised $107,985 Associated Brokers / Dealers N/A CIK Number 0001683403 Filed Document 0001683403-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ANI-16-Fund, a series of AX-AnPo-Funds, LLC See All Filings	D	2016-09-07 21:22:04 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001683472 Filed Document 0001683472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:22:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RGE-19 Fund, a series of AX-RiFu-Funds, LLC See All Filings	D	2016-09-07 21:20:13 UTC
Amount To Be Raised $46,998 Associated Brokers / Dealers N/A CIK Number 0001683402 Filed Document 0001683402-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 21:20:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jerrick Media Holdings, Inc. See All Filings	D	2016-09-07 19:49:44 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001357671 Filed Document 0001213900-16-016617 Exclusions or Exemptions 506b Accepted Date 2016-09-07 19:49:44 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 242, LLC See All Filings	D	2016-09-07 18:44:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001680079 Filed Document 0001680077-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 18:44:38 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 240, LLC See All Filings	D	2016-09-07 18:37:27 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001680077 Filed Document 0001680077-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 18:37:27 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Abom, Inc. See All Filings	D/A	2016-09-07 18:36:45 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001608848 Filed Document 0001608848-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 18:36:45 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Charger Shale Oil Co., LLC See All Filings	D/A	2016-09-07 18:01:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682934 Filed Document 0001682934-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 18:01:59 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY DEVELOPMENT CORP. See All Filings	D	2016-09-07 17:38:13 UTC
Amount To Be Raised $21,908 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:38:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
QBIS Insurance Solutions, Inc. See All Filings	D	2016-09-07 17:31:54 UTC
Amount To Be Raised $749,952 Associated Brokers / Dealers N/A CIK Number 0001683144 Filed Document 0001683144-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:31:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
zGlue, Inc. See All Filings	D	2016-09-07 17:30:52 UTC
Amount To Be Raised $9,205,299 Associated Brokers / Dealers N/A CIK Number 0001650996 Filed Document 0001650996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:30:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OHA CLO Opportunities Fund (Offshore), Ltd. See All Filings	D	2016-09-07 17:29:04 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001683759 Filed Document 0000950142-16-004434 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:29:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA CLO Opportunities Fund, L.P. See All Filings	D	2016-09-07 17:28:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001683761 Filed Document 0000950142-16-004433 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund LP See All Filings	D/A	2016-09-07 17:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619370 Filed Document 0000950142-16-004432 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund Ltd See All Filings	D/A	2016-09-07 17:26:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618771 Filed Document 0000950142-16-004431 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:26:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BackJoy Orthotics, LLC See All Filings	D	2016-09-07 17:24:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001627459 Filed Document 0001627459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:24:19 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Terrestrial Energy Inc. See All Filings	D	2016-09-07 17:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASPERION GROUP LLC CIK Number 0001657352 Filed Document 0001657352-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:17:28 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Plus Fund, LP See All Filings	D	2016-09-07 17:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680381 Filed Document 0001680381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:16:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Denham Oil & Gas Fund LP See All Filings	D/A	2016-09-07 17:08:03 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001630198 Filed Document 0001140361-16-079108 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:08:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2016-09-07 17:00:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Techstars London 2016 Feeder LLC See All Filings	D	2016-09-07 17:00:11 UTC
Amount To Be Raised $923,860 Associated Brokers / Dealers N/A CIK Number 0001677986 Filed Document 0001677986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:00:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONTICELLO SURGERY CENTER, LLC See All Filings	D	2016-09-07 16:56:45 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001683659 Filed Document 0001683659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:56:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FLYR, Inc. See All Filings	D/A	2016-09-07 16:54:41 UTC
Amount To Be Raised $3,684,600 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:54:41 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2016-09-07 16:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001424839 Filed Document 0001424839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parliament High Yield Fund, LLC See All Filings	D/A	2016-09-07 16:48:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642732 Filed Document 0001642732-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Atheric Pharmaceutical LLC See All Filings	D	2016-09-07 16:46:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001682731 Filed Document 0001682731-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:46:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PALE LLC See All Filings	D	2016-09-07 16:45:56 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001683686 Filed Document 0001683686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:45:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GoSpotCheck, Inc. See All Filings	D	2016-09-07 16:45:40 UTC
Amount To Be Raised $16,581,369 Associated Brokers / Dealers N/A CIK Number 0001565732 Filed Document 0001565732-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENRG, INC. See All Filings	D	2016-09-07 16:42:51 UTC
Amount To Be Raised $5,462,572 Associated Brokers / Dealers N/A CIK Number 0001683139 Filed Document 0001683139-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:42:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Platform Leviathan Fund, LP See All Filings	D/A	2016-09-07 16:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519261 Filed Document 0001519261-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mass Ingenuity LLC See All Filings	D	2016-09-07 16:34:40 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001683167 Filed Document 0001683167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:34:40 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt