Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SWITCH, INC. See All Filings	D/A	2018-11-20 19:03:52 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001648180 Filed Document 0001648180-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 19:03:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 316 See All Filings	D	2018-11-20 18:55:39 UTC
Amount To Be Raised $316,166 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001755342 Filed Document 0001758761-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 18:55:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 323 See All Filings	D	2018-11-20 18:54:54 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758761 Filed Document 0001758761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 18:54:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oncternal Therapeutics, Inc. See All Filings	D	2018-11-20 18:50:25 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001600987 Filed Document 0001567619-18-006807 Exclusions or Exemptions 506b Accepted Date 2018-11-20 18:50:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GANAZ INC. See All Filings	D	2018-11-20 18:24:44 UTC
Amount To Be Raised $2,007,778 Associated Brokers / Dealers N/A CIK Number 0001714294 Filed Document 0001714294-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 18:24:44 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ghost Commander, Inc. See All Filings	D	2018-11-20 17:57:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001756266 Filed Document 0001756266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:57:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Equitas Partners Fund LLC See All Filings	D	2018-11-20 17:54:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759708 Filed Document 0001759708-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-20 17:54:08 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Matagorda Cove Holdings, LLC See All Filings	D	2018-11-20 17:51:03 UTC
Amount To Be Raised $18,993,555 Associated Brokers / Dealers N/A CIK Number 0001759653 Filed Document 0001759653-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:51:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
470 Central LP See All Filings	D	2018-11-20 17:49:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001757908 Filed Document 0001757908-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:49:01 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Progentec Diagnostics, Inc. See All Filings	D/A	2018-11-20 17:48:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001722842 Filed Document 0001722842-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-20 17:48:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
MOORE GLOBAL INVESTMENTS LTD See All Filings	D/A	2018-11-20 17:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, CREDIT SUISSE SECURITIES (USA) LLC, Butler Capital Investments, LLC, EIM SECURITIES (USA) INC., and Charles Leonard Moore CIK Number 0001230714 Filed Document 0001230714-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
375 North Avenue, LLC See All Filings	D	2018-11-20 17:34:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001758250 Filed Document 0001758250-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-20 17:34:19 UTC Type of Offering D Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Moore Macro Managers Fund, Ltd. See All Filings	D/A	2018-11-20 17:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John B. Hardy III, Anthony Richard Buscemi, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM Securities (USA) Inc., and Charles Leonard Moore CIK Number 0001169693 Filed Document 0001169693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Angeles Private Markets Fund 2 LP - Real Assets Portfolio See All Filings	D/A	2018-11-20 17:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714778 Filed Document 0001714778-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:30:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3343 Durango LLC See All Filings	D	2018-11-20 17:29:32 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001759677 Filed Document 0001759677-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:29:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Zama Capital Fund LP See All Filings	D/A	2018-11-20 17:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668637 Filed Document 0001315863-18-000907 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Hunt Commercial Mortgage Trust See All Filings	D	2018-11-20 17:24:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI DUNN MAYFIELD CIK Number 0001712870 Filed Document 0001712870-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:24:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSC-AM MC2, DST See All Filings	D/A	2018-11-20 17:23:57 UTC
Amount To Be Raised $9,915,000 Associated Brokers / Dealers McDermott Investment Services, LLC, Kalos Capital, Inc., IBN Financial Services, Inc., Wealthforge Securities, LLC, PRIMEX, Lewis Financial Group, L.C., Sandlapper Securities, LLC, and Lighthouse Capital Group, LLC CIK Number 0001747812 Filed Document 0001747812-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:23:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backyard Capital Fund II, LLC See All Filings	D/A	2018-11-20 17:21:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717648 Filed Document 0001567619-18-006782 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:21:51 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
LearnBolt, Inc. See All Filings	D/A	2018-11-20 17:21:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001723509 Filed Document 0001723509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:21:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Windlift, LLC See All Filings	D	2018-11-20 17:21:02 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001758821 Filed Document 0001758821-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:21:02 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Farmmi, Inc. See All Filings	D	2018-11-20 17:20:30 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers FT Global Capital, Inc. CIK Number 0001701261 Filed Document 0001144204-18-061074 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:20:30 UTC Type of Offering D Industry Agriculture Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SimBioSys, Inc. See All Filings	D	2018-11-20 17:17:24 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001759213 Filed Document 0001759213-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:17:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Lonk, Inc. See All Filings	D	2018-11-20 17:14:33 UTC
Amount To Be Raised $6,000,013 Associated Brokers / Dealers N/A CIK Number 0001759177 Filed Document 0001759177-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:14:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sirius International Insurance Group, Ltd. See All Filings	D	2018-11-20 17:12:53 UTC
Amount To Be Raised $226,116,366 Associated Brokers / Dealers Citigroup Global Markets Inc. and Dowling & Partners Securities LLC CIK Number 0001744894 Filed Document 0001104659-18-069436 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:12:53 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
1852 CW Fund I, LLC See All Filings	D	2018-11-20 17:10:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001759494 Filed Document 0001759494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:10:57 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VISTA EQUITY PARTNERS PERENNIAL A, L.P. See All Filings	D	2018-11-20 17:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755613 Filed Document 0001755613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:10:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Windlift, LLC See All Filings	D	2018-11-20 17:10:29 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001758821 Filed Document 0001758821-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:10:29 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
StartStopMove, Inc. See All Filings	D/A	2018-11-20 17:10:10 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001717039 Filed Document 0001717039-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:10:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
VISTA EQUITY PARTNERS PERENNIAL, L.P. See All Filings	D	2018-11-20 17:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755614 Filed Document 0001755614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:09:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palace Way Partners LLC See All Filings	D	2018-11-20 17:09:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers jim e glasgpw CIK Number 0001759611 Filed Document 0001759611-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-20 17:09:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FVP Master Fund LP See All Filings	D/A	2018-11-20 17:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407275 Filed Document 0000919574-18-007637 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neurelis, Inc. See All Filings	D	2018-11-20 17:00:10 UTC
Amount To Be Raised $40,500,000 Associated Brokers / Dealers N/A CIK Number 0001481632 Filed Document 0001567619-18-006774 Exclusions or Exemptions 506b Accepted Date 2018-11-20 17:00:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FVP OVERSEAS LTD See All Filings	D/A	2018-11-20 16:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404673 Filed Document 0000919574-18-007635 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Stratford Carlisle Associates, LLC See All Filings	D	2018-11-20 16:53:40 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001759669 Filed Document 0001759669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:53:40 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Childs Equity Partners V, L.P. See All Filings	D/A	2018-11-20 16:53:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001725347 Filed Document 0001012975-18-001243 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Bridge MedAlpha International Fund Ltd See All Filings	D/A	2018-11-20 16:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722696 Filed Document 0000945621-18-000343 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:51:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Bridge MedAlpha US Fund L.P. See All Filings	D/A	2018-11-20 16:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722672 Filed Document 0000945621-18-000342 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodneighbors - 1910 Building, LLC See All Filings	D	2018-11-20 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756551 Filed Document 0001756551-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:45:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Duck Foods, Inc. See All Filings	D/A	2018-11-20 16:43:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001591408-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:43:16 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NHIT: World Credit Asset Trust See All Filings	D/A	2018-11-20 16:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584089 Filed Document 0001584089-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:43:11 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2018-11-20 16:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:38:11 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Vice Ventures SPV A LLC See All Filings	D	2018-11-20 16:29:16 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001753484 Filed Document 0001753484-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITYMULTIPLE 62, LLC See All Filings	D	2018-11-20 16:27:51 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001758044 Filed Document 0001758044-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:27:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIP Capital Mini Fund, LP See All Filings	D	2018-11-20 16:27:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001744804 Filed Document 0001744804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Westplan Metrocenter Holdings, LLC See All Filings	D	2018-11-20 16:27:15 UTC
Amount To Be Raised $7,575,000 Associated Brokers / Dealers N/A CIK Number 0001758164 Filed Document 0001758164-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-20 16:27:15 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
HP Fund 2018 (QP) LLC See All Filings	D	2018-11-20 16:25:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001759688 Filed Document 0001759688-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-20 16:25:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
M37 Inc. See All Filings	D	2018-11-20 16:25:03 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001709038 Filed Document 0001709038-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:25:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2018-11-20 16:22:18 UTC
Amount To Be Raised $49,500 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:22:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
API Permian #4 Joint Venture See All Filings	D	2018-11-20 16:22:05 UTC
Amount To Be Raised $1,953,000 Associated Brokers / Dealers N/A CIK Number 0001759558 Filed Document 0001759558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-20 16:22:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity