Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Silvercrest Jefferson Fund, Ltd. See All Filings	D/A	2016-09-08 16:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618065 Filed Document 0001012975-16-001489 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDHAM PREMIA RISK (CAYMAN)FUND LTD. See All Filings	D	2016-09-08 16:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683995 Filed Document 0001683995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wasatch Microfluidics, Inc. See All Filings	D/A	2016-09-08 16:51:22 UTC
Amount To Be Raised $10,299,651 Associated Brokers / Dealers Burch & Company, Inc. CIK Number 0001541582 Filed Document 0001541582-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:51:22 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trizic, Inc. See All Filings	D	2016-09-08 16:43:07 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:43:07 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PROOF Fund, L.P. See All Filings	D	2016-09-08 16:41:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001635017 Filed Document 0001140361-16-079224 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zenedge, Inc. See All Filings	D	2016-09-08 16:32:43 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001626569 Filed Document 0001626569-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:32:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OCV Fund I, L.P. See All Filings	D	2016-09-08 16:25:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001683898 Filed Document 0001683898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:25:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viridis Learning, Inc. See All Filings	D	2016-09-08 16:23:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001660340 Filed Document 0001231919-16-000054 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:23:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenSky, LLC See All Filings	D	2016-09-08 16:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTP Securities LLC CIK Number 0001472649 Filed Document 0001472649-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:23:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MoBeam, Inc. See All Filings	D	2016-09-08 16:23:03 UTC
Amount To Be Raised $1,347,064 Associated Brokers / Dealers N/A CIK Number 0001490510 Filed Document 0001490510-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:23:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ultra Maturation, LLC See All Filings	D	2016-09-08 16:16:36 UTC
Amount To Be Raised $166,666 Associated Brokers / Dealers No sales compensation to anyone CIK Number 0001680241 Filed Document 0001680241-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-09-08 16:16:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AutoTech Fund I, L.P. See All Filings	D/A	2016-09-08 16:06:43 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001658108 Filed Document 0001658108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 16:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brookdale Equity Long/Short Fund, L.P. See All Filings	D/A	2016-09-08 15:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614867 Filed Document 0001614867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimball Capital Partners, LP See All Filings	D	2016-09-08 15:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680304 Filed Document 0001013594-16-001216 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:52:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Kadenze, Inc. See All Filings	D/A	2016-09-08 15:51:57 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001594765 Filed Document 0001615774-16-007098 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:51:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LeapYear Technologies, Inc. See All Filings	D	2016-09-08 15:32:59 UTC
Amount To Be Raised $9,680,363 Associated Brokers / Dealers N/A CIK Number 0001664700 Filed Document 0001140361-16-079206 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:32:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Social Finance, Inc. See All Filings	D	2016-09-08 15:28:11 UTC
Amount To Be Raised $766,970 Associated Brokers / Dealers N/A CIK Number 0001532099 Filed Document 0001532099-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:28:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harlan Special Opportunities Fund III LP See All Filings	D	2016-09-08 15:26:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683456 Filed Document 0000945621-16-000710 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motors Mechanical Reinsurance Company, Ltd See All Filings	D/A	2016-09-08 15:22:26 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0000790381 Filed Document 0001140361-16-079202 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:22:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Equity
GMRC Holdings, Ltd See All Filings	D/A	2016-09-08 15:19:44 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001451856 Filed Document 0001140361-16-079200 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:19:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Equity
DMRC Holdings, Ltd See All Filings	D/A	2016-09-08 15:17:35 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001297829 Filed Document 0001140361-16-079198 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:17:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Equity
Spire Education, Inc. See All Filings	D	2016-09-08 15:14:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684198 Filed Document 0001684198-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:14:12 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Snowball Offshore Fund, Ltd. See All Filings	D/A	2016-09-08 15:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473406 Filed Document 0001473405-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Whereable Technologies LLC See All Filings	D/A	2016-09-08 15:07:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-09-08 15:07:25 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Greycork, Inc. See All Filings	D	2016-09-08 14:53:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594449 Filed Document 0000897069-16-001024 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:53:46 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
Healthy Outlook Holdings Ltd See All Filings	D	2016-09-08 14:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors (America) LLC CIK Number 0001684105 Filed Document 0000905729-16-000709 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:46:32 UTC Type of Offering D Industry Investing Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
1350 Highland Drive, LLC See All Filings	D	2016-09-08 14:44:56 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001683817 Filed Document 0000905729-16-000708 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:44:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Felix D L.P. See All Filings	D	2016-09-08 14:40:06 UTC
Amount To Be Raised $7,135,847 Associated Brokers / Dealers N/A CIK Number 0001684149 Filed Document 0001684149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:40:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LipimetiX Development, Inc. See All Filings	D	2016-09-08 14:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683387 Filed Document 0001683387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:38:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-08 14:36:56 UTC
Amount To Be Raised $3,659,921 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-16-000642 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:36:56 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CPT EB5 LLC See All Filings	D	2016-09-08 14:21:39 UTC
Amount To Be Raised $340,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001684032 Filed Document 0001684032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:21:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Affinor Growers Inc. See All Filings	D	2016-09-08 14:17:01 UTC
Amount To Be Raised $2,608 Associated Brokers / Dealers N/A CIK Number 0001684188 Filed Document 0001140361-16-079175 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2016-09-08 14:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2016-09-08 14:13:50 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:13:50 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SIGNALFIRE BREAKOUT FUND, L.P. See All Filings	D	2016-09-08 14:06:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683888 Filed Document 0001683883-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:06:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Khrom Investments Fund, LP See All Filings	D/A	2016-09-08 14:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586094 Filed Document 0001586094-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 14:05:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northpond Fund III, LP See All Filings	D	2016-09-08 13:53:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001684101 Filed Document 0001684101-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:53:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ConsortiEX Inc. See All Filings	D	2016-09-08 13:53:39 UTC
Amount To Be Raised $3,124,989 Associated Brokers / Dealers N/A CIK Number 0001619302 Filed Document 0001619302-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:53:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Braxton Brewing Company, LLC See All Filings	D	2016-09-08 13:50:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001604901 Filed Document 0001604901-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:50:05 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
LEDGE, INC. See All Filings	D	2016-09-08 13:50:03 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001601036 Filed Document 0001601036-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:50:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONAL SECURED INCOME FUND LLC See All Filings	D	2016-09-08 13:49:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001442792 Filed Document 0001442792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:49:13 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Snowball Fund, LP See All Filings	D/A	2016-09-08 13:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenwich Prime Trading Group, LLC CIK Number 0001473405 Filed Document 0001473405-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Freedom Telecom Services, Inc. See All Filings	D/A	2016-09-08 13:43:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652134 Filed Document 0001652134-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:43:59 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIGNALFIRE FUND II, L.P. See All Filings	D	2016-09-08 13:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683883 Filed Document 0001683883-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:42:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstart Partners LP See All Filings	D/A	2016-09-08 13:39:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001666315 Filed Document 0000919574-16-015301 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:39:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEROS, INC. See All Filings	D	2016-09-08 13:37:28 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001444474 Filed Document 0001444474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:37:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Making It Big, Inc. See All Filings	D	2016-09-08 13:18:58 UTC
Amount To Be Raised $1,000,012 Associated Brokers / Dealers N/A CIK Number 0001684186 Filed Document 0001458754-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:18:58 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2016-09-08 13:15:58 UTC
Amount To Be Raised $2,037,663 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PC Barcelona Management, LLC See All Filings	D	2016-09-08 13:06:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001684190 Filed Document 0001684190-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 13:06:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TruePic Inc. See All Filings	D	2016-09-08 12:58:20 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001684115 Filed Document 0001684115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-08 12:58:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity