Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alianza Inc See All Filings	D/A	2017-02-02 14:08:38 UTC
Amount To Be Raised $9,915,764 Associated Brokers / Dealers N/A CIK Number 0001373175 Filed Document 0001373175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 14:08:38 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PenPal News, Inc. See All Filings	D	2017-02-02 14:07:22 UTC
Amount To Be Raised $599,998 Associated Brokers / Dealers N/A CIK Number 0001644649 Filed Document 0001644649-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 14:07:22 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nu-Med Plus, Inc. See All Filings	D	2017-02-02 13:56:48 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:56:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Continuum Real Estate Investors 2016, LLC See All Filings	D	2017-02-02 13:53:32 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001695517 Filed Document 0001695517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:53:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-02 13:52:27 UTC
Amount To Be Raised $6,211,604 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:52:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ABACI CAPITAL, L.P. See All Filings	D/A	2017-02-02 13:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541441 Filed Document 0001541441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-02 13:47:32 UTC
Amount To Be Raised $709,300 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:47:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-02 13:41:10 UTC
Amount To Be Raised $17,042,452 Associated Brokers / Dealers Eddie Allen and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:41:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PURE BIOSCIENCE, INC. See All Filings	D	2017-02-02 13:41:03 UTC
Amount To Be Raised $337,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001006028 Filed Document 0001006028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:41:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ESTABLISHMENT LABS HOLDINGS INC. See All Filings	D	2017-02-02 13:35:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688757 Filed Document 0001688757-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GeiaFit, Inc. See All Filings	D	2017-02-02 13:34:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001696932 Filed Document 0001696932-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:34:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-02-02 13:34:34 UTC
Amount To Be Raised $75,959,343 Associated Brokers / Dealers John Sanford, Jason Burlie, and Kirk Penland CIK Number 0001135856 Filed Document 0001135856-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:34:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NRESF REIT Sub, LLC See All Filings	D	2017-02-02 13:33:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001694913 Filed Document 0001592745-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:33:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-02-02 13:26:25 UTC
Amount To Be Raised $2,233,814 Associated Brokers / Dealers Samir Sheth, Richard Callister, John Argue, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:26:25 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YouEarnedIt, Inc. See All Filings	D	2017-02-02 13:21:58 UTC
Amount To Be Raised $6,499,998 Associated Brokers / Dealers N/A CIK Number 0001696110 Filed Document 0001696110-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:21:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-02-02 13:21:26 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Bennett Meyer and David Soto CIK Number 0001343394 Filed Document 0001343394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:21:26 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
N-of-One, Inc. See All Filings	D	2017-02-02 13:16:33 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001529194 Filed Document 0001529194-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:16:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nexpoint Multifamily Capital Trust, Inc. See All Filings	D	2017-02-02 13:14:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001592745 Filed Document 0001592745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:14:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chodikee Lake Partners LP See All Filings	D/A	2017-02-02 13:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665772 Filed Document 0001665772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIMS Private Equity Participants XI LLC See All Filings	D	2017-02-02 13:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001696973 Filed Document 0001696973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MightySignal Inc. See All Filings	D	2017-02-02 13:04:52 UTC
Amount To Be Raised $3,560,453 Associated Brokers / Dealers N/A CIK Number 0001625212 Filed Document 0001625212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:04:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1250 CENTRAL AVE., LLC See All Filings	D	2017-02-02 13:02:47 UTC
Amount To Be Raised $4,435,000 Associated Brokers / Dealers N/A CIK Number 0001696936 Filed Document 0001696936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 13:02:47 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALICE Technologies, Inc. See All Filings	D	2017-02-02 12:55:48 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001603909 Filed Document 0001603909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:55:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Evolution RE Bishops Lodge, LP See All Filings	D	2017-02-02 12:55:29 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Titan Securities CIK Number 0001696956 Filed Document 0001144204-17-005550 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:55:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bayswater Elgin Natural Resources Fund III-B, LP See All Filings	D	2017-02-02 12:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696572 Filed Document 0001696572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:52:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Horseco, Inc. See All Filings	D/A	2017-02-02 12:44:35 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001694540 Filed Document 0001694540-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:44:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lloyd Point Capital, LP See All Filings	D	2017-02-02 12:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680911 Filed Document 0000919574-17-000938 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:42:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bayswater Elgin Natural Resources Fund III-A, LP See All Filings	D	2017-02-02 12:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696571 Filed Document 0001696571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:31:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGE SENIORS HOUSING & MEDICAL PROPERTIES FUND II LP See All Filings	D/A	2017-02-02 12:29:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001682776 Filed Document 0001477932-17-000533 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:29:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIDGE SENIORS HOUSING & MEDICAL PROPERTIES FUND II-A LP See All Filings	D/A	2017-02-02 12:27:55 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001682799 Filed Document 0001477932-17-000532 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 83 See All Filings	D	2017-02-02 12:25:09 UTC
Amount To Be Raised $135,504 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001695020 Filed Document 0001695020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:25:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, Ltd. See All Filings	D/A	2017-02-02 12:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352712 Filed Document 0000919574-17-000936 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Offshore Partners, Ltd. See All Filings	D/A	2017-02-02 12:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001183745 Filed Document 0000919574-17-000934 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
145TH 275, LLC See All Filings	D	2017-02-02 12:14:45 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001696970 Filed Document 0001696970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:14:45 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Jude Gomila W2017, LP See All Filings	D/A	2017-02-02 12:10:30 UTC
Amount To Be Raised $268,500 Associated Brokers / Dealers N/A CIK Number 0001694496 Filed Document 0001694496-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENESTONE HEALTHCARE CORP See All Filings	D	2017-02-02 12:03:08 UTC
Amount To Be Raised $540,386 Associated Brokers / Dealers N/A CIK Number 0000792935 Filed Document 0000721748-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:03:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
SAX Secondaries Fund II, a series of SAX Master Fund A LLC See All Filings	D	2017-02-02 12:02:32 UTC
Amount To Be Raised $136,500 Associated Brokers / Dealers N/A CIK Number 0001695109 Filed Document 0001695109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 12:02:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AFH-28-Fund, a series of AX-EnTe-Funds, LLC See All Filings	D	2017-02-02 11:59:10 UTC
Amount To Be Raised $257,978 Associated Brokers / Dealers N/A CIK Number 0001696594 Filed Document 0001696594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:59:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennant Onshore Partners, L.P. See All Filings	D/A	2017-02-02 11:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135885 Filed Document 0000919574-17-000930 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:59:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
A-PTC-37-Fund, a series of AngelList-MiJo-Funds, LLC See All Filings	D	2017-02-02 11:55:59 UTC
Amount To Be Raised $282,765 Associated Brokers / Dealers N/A CIK Number 0001694504 Filed Document 0001694504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:55:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY EQUITY FUND XXII LIMITED PARTNERSHIP See All Filings	D	2017-02-02 11:52:31 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001696939 Filed Document 0001696939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:52:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Blocker Alph I, LLC See All Filings	D	2017-02-02 11:52:15 UTC
Amount To Be Raised $3,008,000 Associated Brokers / Dealers N/A CIK Number 0001694479 Filed Document 0001694479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:52:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Crossing Indianapolis Holdings LLC See All Filings	D	2017-02-02 11:52:11 UTC
Amount To Be Raised $5,463,619 Associated Brokers / Dealers N/A CIK Number 0001695354 Filed Document 0001695354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:52:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Localvore, Inc. See All Filings	D/A	2017-02-02 11:51:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001573780 Filed Document 0001573780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:51:55 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Pennant Windward Fund, L.P. See All Filings	D/A	2017-02-02 11:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352711 Filed Document 0000919574-17-000927 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:51:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
One Chatham, LLC See All Filings	D	2017-02-02 11:45:01 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001696949 Filed Document 0001696949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:45:01 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Crossing Indianapolis LP See All Filings	D	2017-02-02 11:44:00 UTC
Amount To Be Raised $28,289,983 Associated Brokers / Dealers N/A CIK Number 0001695351 Filed Document 0001695351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:44:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 74 See All Filings	D	2017-02-02 11:43:32 UTC
Amount To Be Raised $119,985 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001691023 Filed Document 0001691023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:43:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-FTN-15-Fund, a series of AX-FoLs-Funds, LLC See All Filings	D	2017-02-02 11:38:13 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001692947 Filed Document 0001692947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:38:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREF HAMPTON LLC See All Filings	D	2017-02-02 11:34:07 UTC
Amount To Be Raised $3,667,000 Associated Brokers / Dealers N/A CIK Number 0001696787 Filed Document 0001696787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 11:34:07 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity