Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Altair CHP Fund II, LLC See All Filings	D/A	2017-02-03 09:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001661064 Filed Document 0001144204-17-005771 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Stocks Limited Partnership See All Filings	D/A	2017-02-03 09:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED and BARBARA L. JUSTIZ CIK Number 0001338955 Filed Document 0000945621-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Altair CHP Offshore Fund II, Ltd. See All Filings	D/A	2017-02-03 09:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001661062 Filed Document 0001144204-17-005769 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
De Anza DH REIT LLC See All Filings	D	2017-02-03 09:11:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696782 Filed Document 0001696782-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:11:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Treflie Global Emerging Markets Fund, Ltd. See All Filings	D/A	2017-02-03 09:10:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373504 Filed Document 0000919574-17-000961 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hillair Capital Investments LP See All Filings	D/A	2017-02-03 09:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC CIK Number 0001536125 Filed Document 0001536125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treflie Global Emerging Markets Fund, L.P. See All Filings	D/A	2017-02-03 09:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373508 Filed Document 0000919574-17-000959 Exclusions or Exemptions 506b Accepted Date 2017-02-03 09:03:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Opportunistic Extended Duration Portfolio, L.L.C. See All Filings	D	2017-02-03 08:58:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001696736 Filed Document 0001696736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 08:58:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curreen Capital Partners, LP See All Filings	D/A	2017-02-03 08:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581263 Filed Document 0001192482-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-02-03 08:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORE BASS, INC. See All Filings	D	2017-02-03 07:45:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696994 Filed Document 0001696994-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 07:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Consulta US LP See All Filings	D/A	2017-02-03 07:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665725 Filed Document 0000902664-17-000691 Exclusions or Exemptions 506b Accepted Date 2017-02-03 07:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMATION CORP See All Filings	D	2017-02-03 06:03:43 UTC
Amount To Be Raised $10,125,000 Associated Brokers / Dealers N/A CIK Number 0001014111 Filed Document 0001144204-17-005749 Exclusions or Exemptions 506b Accepted Date 2017-02-03 06:03:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ULTRACAST, LLC See All Filings	D	2017-02-02 20:22:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001697050 Filed Document 0001140361-17-004251 Exclusions or Exemptions 506b Accepted Date 2017-02-02 20:22:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Arrow Enterprises, LLC See All Filings	D	2017-02-02 19:23:12 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001697048 Filed Document 0001697048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 19:23:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
Redhop LP See All Filings	D/A	2017-02-02 18:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606860 Filed Document 0001606860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Seniors Housing & Medical Properties Fund II International Master LP See All Filings	D	2017-02-02 18:52:01 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001697067 Filed Document 0001477932-17-000543 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bunker Technologies, Inc. See All Filings	D	2017-02-02 18:50:27 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001696989 Filed Document 0001696989-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:50:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marketing Evolution, Inc. See All Filings	D	2017-02-02 18:41:04 UTC
Amount To Be Raised $3,999,953 Associated Brokers / Dealers N/A CIK Number 0001697038 Filed Document 0001697038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:41:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ViewRay, Inc. See All Filings	D	2017-02-02 18:35:07 UTC
Amount To Be Raised $26,099,982 Associated Brokers / Dealers N/A CIK Number 0001597313 Filed Document 0001140361-17-004235 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:35:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CLOUD LENDING, INC. See All Filings	D	2017-02-02 18:20:32 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616378 Filed Document 0001616378-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:20:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neostencil, Inc. See All Filings	D	2017-02-02 18:06:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640504 Filed Document 0001640504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 18:06:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ACTUATE THERAPEUTICS, INC. See All Filings	D	2017-02-02 17:58:55 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001652935 Filed Document 0001652935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:58:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
COLI VUL-7 SERIES ACCOUNT See All Filings	D	2017-02-02 17:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph A. Thompson, Phillip L. Currie, Jr., Michael D. Shannon, Robert W. Steinke, Donald P. Harringon, Scott J. Seibel, Bruce H. Brownell, Rhonda L. Miller, Jimmy D. Edwards, Andrew B. Hart, Andrew P. Arigo, Brayden D. Dall, Brian A. Donofry, Bryant W. Kirk, Christopher H. Nyland, David G. Cammack, David H. Fisher, Gordon T. Chisholm, James E. Whistler, James M. Foyt, Jeffrey P. Peterson, Kenneth J. Depaola, Michael J. Levine, Patrick T. Horne, Phillip A. Pickett, Richard A. DeVita, Jr., Robert E. Nienaber, Russell H. Vandevelde, IV, Scott W. Holton, Shawn M. Hintz, Thomas C. Froelich, William D. Byron, IV, William E. Schantz, William J. Folan, and William R. Holton CIK Number 0001157174 Filed Document 0001157174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:47:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altia Systems, Inc. See All Filings	D	2017-02-02 17:42:43 UTC
Amount To Be Raised $16,445,108 Associated Brokers / Dealers N/A CIK Number 0001540740 Filed Document 0001540740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:42:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LXTCH Capital Fund I 2017, LLC See All Filings	D	2017-02-02 17:42:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001697057 Filed Document 0001697057-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
K&K Veritas LP See All Filings	D	2017-02-02 17:42:02 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001697002 Filed Document 0001697002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:42:02 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Transplant Genomics Inc. See All Filings	D/A	2017-02-02 17:39:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Arcadia Securities, LLC CIK Number 0001604710 Filed Document 0001604710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:39:12 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Lerer Hippeau Ventures Select Fund, LP See All Filings	D	2017-02-02 17:29:14 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001695937 Filed Document 0001695937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:29:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPC OPPORTUNITIES OFFSHORE FUND III LP See All Filings	D	2017-02-02 17:22:23 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001684299 Filed Document 0001684299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:22:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BPC OPPORTUNITIES OFFSHORE FEEDER FUND III LP See All Filings	D	2017-02-02 17:21:18 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001684301 Filed Document 0001684301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ET Sparrows Point, LLC See All Filings	D	2017-02-02 17:19:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001696251 Filed Document 0001696251-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:19:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 165 See All Filings	D	2017-02-02 17:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001696760 Filed Document 0001696760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:09:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teakoe & Co LLC See All Filings	D	2017-02-02 17:04:42 UTC
Amount To Be Raised $500,010 Associated Brokers / Dealers N/A CIK Number 0001696676 Filed Document 0001696676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 17:04:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sozo Ventures - TrueBridge Fund II, L.P. See All Filings	D/A	2017-02-02 16:57:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001664751 Filed Document 0001664751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indianapolis Medical Office DST See All Filings	D/A	2017-02-02 16:54:15 UTC
Amount To Be Raised $13,897,674 Associated Brokers / Dealers Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, Verln B. Dewit, William S. Sheehan, Christina S. Nielson, John T. Christy, Michael A. Bendix, Robert J. Eckhardt, Todd D. Carter, and Inland Securites Corporation CIK Number 0001686014 Filed Document 0001686014-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:54:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ABACI CP I, L.P. See All Filings	D/A	2017-02-02 16:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560189 Filed Document 0001560189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Great Bay Global LLC See All Filings	D	2017-02-02 16:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696917 Filed Document 0001696917-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:47:56 UTC Type of Offering D Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Debt
GREEN CLOUD TECHNOLOGIES LLC See All Filings	D	2017-02-02 16:46:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535861 Filed Document 0001535861-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:46:14 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cmax System, Inc. See All Filings	D	2017-02-02 16:44:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001696967 Filed Document 0001696967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:44:37 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Other
Rennova Health, Inc. See All Filings	D	2017-02-02 16:39:43 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001683168-17-000228 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:39:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Crescent Heights Development LLC See All Filings	D	2017-02-02 16:39:12 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001696090 Filed Document 0001683168-17-000227 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:39:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pisgah Partners, LP See All Filings	D	2017-02-02 16:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696779 Filed Document 0001696779-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:37:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Bonds Plus Fund, LLC See All Filings	D/A	2017-02-02 16:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503737 Filed Document 0001503737-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cliintel Capital Group Aggressive Growth III, LLC See All Filings	D/A	2017-02-02 16:35:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Richard M. Batenburg, III CIK Number 0001694070 Filed Document 0001694070-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hoplite Offshore Fund, Ltd. See All Filings	D/A	2017-02-02 16:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001351764 Filed Document 0000919574-17-000946 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Promus Ventures II, L.P. See All Filings	D	2017-02-02 16:27:26 UTC
Amount To Be Raised $14,715,000 Associated Brokers / Dealers N/A CIK Number 0001659416 Filed Document 0001659416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creel Information Technology, Inc. See All Filings	D	2017-02-02 16:25:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001696985 Filed Document 0001696985-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:25:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ASHMORE EMERGING MARKETS DEBT FUND See All Filings	D/A	2017-02-02 16:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001267160 Filed Document 0001267160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serina Therapeutics, Inc. See All Filings	D	2017-02-02 16:20:57 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001558525-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:20:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Grove International Ltd. See All Filings	D/A	2017-02-02 16:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631106 Filed Document 0001452246-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-02 16:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund