|
|
D/A |
2018-10-10 16:37:46 UTC |
- Amount To Be Raised
- $105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749859
- Filed Document
- 0001748540-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:37:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 16:36:07 UTC |
- Amount To Be Raised
- $2,993,439
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607366
- Filed Document
- 0001607366-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:36:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-10-10 16:30:08 UTC |
- Amount To Be Raised
- $148,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716542
- Filed Document
- 0001716542-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:30:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 16:27:15 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754191
- Filed Document
- 0001052918-18-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:27:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-10 16:26:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755579
- Filed Document
- 0001742023-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:26:39 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2018-10-10 16:25:13 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- North Capital Private Securities
- CIK Number
- 0001754801
- Filed Document
- 0001445866-18-001097
- Accepted Date
- 2018-10-10 16:25:13 UTC
- Type of Offering
- 1-A
- Industry
- MORTGAGE BANKERS & LOAN CORRESPONDENTS
- Offering Tier
- Tier2
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2018-10-10 16:22:22 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Sandra Familet, Jesus Casada Navarro-Rublo, and Roszell Mack III
- CIK Number
- 0001753137
- Filed Document
- 0001753137-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:22:22 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Rockpoint Growth & Income Real Estate Parallel Fund III-Beta, L.P.
See All Filings
|
D |
2018-10-10 16:18:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742023
- Filed Document
- 0001742023-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:18:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 16:16:20 UTC |
- Amount To Be Raised
- $10,360,557
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666495
- Filed Document
- 0001666495-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:16:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Rockpoint Growth & Income Real Estate Parallel Fund III-Alpha, L.P.
See All Filings
|
D |
2018-10-10 16:13:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- HMC Itajuba
- CIK Number
- 0001742020
- Filed Document
- 0001742020-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:13:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 16:13:27 UTC |
- Amount To Be Raised
- $155,130
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749859
- Filed Document
- 0001748540-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:13:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 16:07:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742019
- Filed Document
- 0001742019-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:07:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 16:07:45 UTC |
- Amount To Be Raised
- $105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749859
- Filed Document
- 0001748540-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:07:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 16:00:49 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001755355
- Filed Document
- 0001755355-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 16:00:49 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Consumer Real Estate Tech XPRTS, a series of Global Venture Deals, LLC
See All Filings
|
D |
2018-10-10 15:55:31 UTC |
- Amount To Be Raised
- $109,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748540
- Filed Document
- 0001748540-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:55:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 15:48:25 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727347
- Filed Document
- 0001727347-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:48:25 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-10-10 15:44:32 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751901
- Filed Document
- 0001751901-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-10-10 15:44:32 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-10-10 15:41:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570929
- Filed Document
- 0001570929-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:41:51 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-10-10 15:39:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607374
- Filed Document
- 0001607374-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:39:38 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
C/A |
2018-10-10 15:39:36 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001748859
- Filed Document
- 0001665160-18-001056
- Accepted Date
- 2018-10-10 15:39:36 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 1,000
- Security Offered Type
- Common Stock
- State
- FLORIDA
|
|
|
D |
2018-10-10 15:31:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731725
- Filed Document
- 0000919574-18-006579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:31:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-10 15:28:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609270
- Filed Document
- 0001465818-18-000073
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-10-10 15:28:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 15:24:52 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- Keefe, Bruyette & Woods, Inc.
- CIK Number
- 0001038773
- Filed Document
- 0001038773-18-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:24:52 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-10-10 15:21:49 UTC |
- Amount To Be Raised
- $3,201,831
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755453
- Filed Document
- 0001755453-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:21:49 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-10 15:16:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755562
- Filed Document
- 0001755562-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:16:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-10 15:16:11 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755540
- Filed Document
- 0001755540-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:16:11 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-10-10 15:14:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502583
- Filed Document
- 0001502583-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:14:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 15:14:24 UTC |
- Amount To Be Raised
- $680,012
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726690
- Filed Document
- 0001726690-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:14:24 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-10 15:10:57 UTC |
- Amount To Be Raised
- $17,337,655
- Associated Brokers / Dealers
- David B. Levinson, Joseph Kocsis, William S. Sheehan, Michael D. Franklin, Steven I. Kolinsky, Inland Securities Corporation, Debra J. Schleining, Concorde Investment Services, LLC, John P. Harvey Jr., John M. Butler, Davin J. Carey, Kirk D. Dodson, Christopher D. White, John E. Bishop, David W. White, Christopher Riel, James W. Watkins, Ryan D. Finch, Jefferey L. Bangerter, Dawn Campbell, Joshua Chapin, Rohn Hein, and Scott Sheehan
- CIK Number
- 0001719717
- Filed Document
- 0001719717-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:10:57 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-10-10 15:09:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755443
- Filed Document
- 0001755443-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:09:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 15:07:18 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755565
- Filed Document
- 0001755565-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:07:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-10 15:02:13 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- PTP Securities, LLC, Roam Capital, Inc., and Platypus Partners
- CIK Number
- 0001719292
- Filed Document
- 0001719292-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:02:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-10 15:00:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC and Gallatin Capital LLC
- CIK Number
- 0001555002
- Filed Document
- 0001315863-18-000779
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 15:00:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-10-10 14:59:53 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $1,070,000
- CIK Number
- 0001743467
- Filed Document
- 0001669191-18-000445
- Accepted Date
- 2018-10-10 14:59:53 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 160
- Security Offered Type
- Common Stock
- State
- NEW YORK
|
|
|
C |
2018-10-10 14:53:26 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,069,992
- CIK Number
- 0001706908
- Filed Document
- 0001665160-18-001054
- Accepted Date
- 2018-10-10 14:53:26 UTC
- Type of Offering
- C
- Security Offered Amount
- 714
- Security Offered Type
- Other
- State
- MASSACHUSETTS
|
|
|
D/A |
2018-10-10 14:47:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531983
- Filed Document
- 0001531983-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:47:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 14:45:33 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755471
- Filed Document
- 0001144204-18-053157
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2018-10-10 14:45:33 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2018-10-10 14:33:32 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755548
- Filed Document
- 0000897069-18-000578
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:33:32 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-10-10 14:31:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael G. Epstein, Seth A. Damski, Ryan Gold, Ethan Keswin, Audrey R. Weitz, Jesse A. Richmand, Charles D. Hayley-Bell, and Nisha A. Richardson
- CIK Number
- 0001754200
- Filed Document
- 0001754200-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:31:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-10-10 14:30:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686533
- Filed Document
- 0001686533-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:30:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 14:29:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603256
- Filed Document
- 0001603269-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:29:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 14:29:10 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001754345
- Filed Document
- 0001754345-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:29:10 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-10-10 14:26:48 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755371
- Filed Document
- 0001755371-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:26:48 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-10-10 14:26:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001597647
- Filed Document
- 0001603269-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:26:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 14:24:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001597653
- Filed Document
- 0001603269-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:24:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-10-10 14:24:47 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566035
- Filed Document
- 0001566035-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:24:47 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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C |
2018-10-10 14:23:32 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001736866
- Filed Document
- 0001736866-18-000002
- Accepted Date
- 2018-10-10 14:23:32 UTC
- Type of Offering
- C
- Security Offered Amount
- 17,389
- Security Offered Type
- Preferred Stock
- State
- PENNSYLVANIA
|
|
|
D/A |
2018-10-10 14:22:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001625621
- Filed Document
- 0001603269-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:22:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 14:21:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603269
- Filed Document
- 0001603269-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:21:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-10-10 14:15:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622122
- Filed Document
- 0001622122-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-10-10 14:15:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|