Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Canyon Value Realization MAC 18 Ltd. See All Filings	D/A	2016-09-14 07:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619354 Filed Document 0001619354-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sansome Cayman Fund Ltd See All Filings	D/A	2016-09-14 07:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578188 Filed Document 0001578188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Record Umbrella Fund See All Filings	D	2016-09-14 07:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 07:03:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arosa Capital Management Opportunistic Fund LP See All Filings	D/A	2016-09-14 06:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-16-008125 Exclusions or Exemptions 506b Accepted Date 2016-09-14 06:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZC Commons Holdings, LLC See All Filings	D	2016-09-13 21:02:27 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001683217 Filed Document 0001683217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 21:02:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lunatec, Inc. See All Filings	D/A	2016-09-13 20:41:21 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001582928 Filed Document 0001582928-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:41:21 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lunatec, Inc. See All Filings	D	2016-09-13 20:33:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582928 Filed Document 0001582928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:33:07 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRE Waterford, LLC See All Filings	D	2016-09-13 20:18:55 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001684205 Filed Document 0001684205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 20:18:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KLS Rates Fund LP See All Filings	D/A	2016-09-13 19:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001557852 Filed Document 0001557852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jellyfish Health, LLC See All Filings	D	2016-09-13 19:14:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001647687 Filed Document 0001684289-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:14:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-09-13 19:10:28 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:10:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Sachi Tech Inc. See All Filings	D	2016-09-13 19:06:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684596 Filed Document 0001684596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:06:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lucid VR Inc. See All Filings	D/A	2016-09-13 19:05:49 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001673163 Filed Document 0001673163-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 19:05:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
KLS Diversified Fund LP See All Filings	D/A	2016-09-13 18:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2016-09-13 18:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:19:49 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MicroOptx, Inc. See All Filings	D	2016-09-13 18:13:53 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001643891 Filed Document 0001643891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:13:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Win, as a Series of DCM Private Equity Partners, LLC See All Filings	D	2016-09-13 18:02:28 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001684290 Filed Document 0001684289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 18:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Allegheny Innovation Capital Fund I, LLC See All Filings	D	2016-09-13 17:36:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001684405 Filed Document 0001684405-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:36:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
PTAM Dynamic Fixed Income Fund (Cayman), Ltd. See All Filings	D/A	2016-09-13 17:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596527 Filed Document 0001596527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DCM Spot Music, as a Series of DCM Private Equity Partners, LLC See All Filings	D	2016-09-13 17:36:10 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001684289 Filed Document 0001684289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:36:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
14th & Euclid, LLC See All Filings	D	2016-09-13 17:29:51 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001683715 Filed Document 0001011034-16-000244 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:29:51 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Marshall Wace Managed Accounts PLC - MW Eureka SRI Fund See All Filings	D	2016-09-13 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684384 Filed Document 0000902664-16-008122 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEAGOLD MINING CORP /FI See All Filings	D	2016-09-13 17:17:52 UTC
Amount To Be Raised $1,279,655 Associated Brokers / Dealers N/A CIK Number 0000810057 Filed Document 0000810057-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:17:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NANO PET PRODUCTS LLC See All Filings	D	2016-09-13 17:00:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001425571 Filed Document 0001425571-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 17:00:37 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
UOB Eagle Rock Multifamily Property Fund II LP See All Filings	D/A	2016-09-13 16:56:48 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001670665 Filed Document 0001140361-16-079689 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:56:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSCO PARKCREST DST See All Filings	D	2016-09-13 16:52:27 UTC
Amount To Be Raised $36,450,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001684534 Filed Document 0001684534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:52:27 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altopa, Inc. See All Filings	D	2016-09-13 16:50:55 UTC
Amount To Be Raised $1,102,140 Associated Brokers / Dealers N/A CIK Number 0001683918 Filed Document 0001683918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:50:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Atea Pharmaceuticals, Inc. See All Filings	D	2016-09-13 16:50:21 UTC
Amount To Be Raised $20,829,775 Associated Brokers / Dealers Sinh Ly CIK Number 0001593899 Filed Document 0001140361-16-079687 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:50:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERNORTH MUNICIPAL PARTNERS, L.P. See All Filings	D/A	2016-09-13 16:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500640 Filed Document 0001500640-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverbend Oil & Gas VI, L.L.C. See All Filings	D	2016-09-13 16:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684424 Filed Document 0000899140-16-001596 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:42:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oriental Dolphins CCG II Lender LLP See All Filings	D	2016-09-13 16:42:03 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers NMS Capital Advisors, LLC CIK Number 0001660972 Filed Document 0001660972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:42:03 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Portfolio Advisors Private Equity Fund IX (Offshore), L.P. See All Filings	D	2016-09-13 16:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Group FZC CIK Number 0001683818 Filed Document 0000902664-16-008120 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:40:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Global Targeted Returns Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D	2016-09-13 16:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001671173 Filed Document 0001140361-16-079686 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:39:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CereSpir Inc See All Filings	D	2016-09-13 16:37:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683746 Filed Document 0001683746-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:37:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FSC Healthcare 1 DST See All Filings	D/A	2016-09-13 16:35:15 UTC
Amount To Be Raised $5,320,000 Associated Brokers / Dealers EDI Financial Inc. and Aegis Capital Corp. CIK Number 0001684518 Filed Document 0001684518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:35:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AltX, Inc. See All Filings	D/A	2016-09-13 16:33:09 UTC
Amount To Be Raised $3,940,000 Associated Brokers / Dealers N/A CIK Number 0001623322 Filed Document 0001623322-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:33:09 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Awarables Inc See All Filings	D	2016-09-13 16:25:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684538 Filed Document 0001684538-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:25:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DHS Project Dreams LLC See All Filings	D	2016-09-13 16:21:27 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001684280 Filed Document 0001684280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:21:27 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JUMPSTART NEXT FUND, LLC See All Filings	D	2016-09-13 16:19:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001684230 Filed Document 0001684230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
COUNTRY BANK HOLDING CO INC See All Filings	D/A	2016-09-13 16:19:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276919 Filed Document 0001140361-16-079676 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:19:05 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Vaunt LLC See All Filings	D/A	2016-09-13 16:17:40 UTC
Amount To Be Raised $1,899,999 Associated Brokers / Dealers N/A CIK Number 0001654766 Filed Document 0001654766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:17:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MRI INTERVENTIONS, INC. See All Filings	D	2016-09-13 16:14:53 UTC
Amount To Be Raised $6,005,000 Associated Brokers / Dealers CIM Securities, LLC and Alexander Capital, L.P. CIK Number 0001285550 Filed Document 0001285550-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:14:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 188 Pyramid TX LP See All Filings	D	2016-09-13 16:06:09 UTC
Amount To Be Raised $16,350,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, and Alexander Jeffers CIK Number 0001684573 Filed Document 0001546927-16-000523 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:06:09 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Valley Parkway Apartments, LLLP See All Filings	D	2016-09-13 16:04:54 UTC
Amount To Be Raised $8,595,000 Associated Brokers / Dealers N/A CIK Number 0001683922 Filed Document 0001683922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:04:54 UTC Type of Offering D Industry Residential Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Trilogy Investment Funds PLC-Trilogy Emerging Wealth Fund See All Filings	D/A	2016-09-13 16:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trilogy Global Advisors International LLP CIK Number 0001557952 Filed Document 0000919574-16-015369 Exclusions or Exemptions 506b Accepted Date 2016-09-13 16:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
EMU Solutions, Inc. See All Filings	D/A	2016-09-13 15:58:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001605106 Filed Document 0001605106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-13 15:58:10 UTC Type of Offering D/A Industry Computers Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brooklyn Bridge Ventures Fund II-A, LP See All Filings	D/A	2016-09-13 15:57:06 UTC
Amount To Be Raised $15,503,500 Associated Brokers / Dealers N/A CIK Number 0001666293 Filed Document 0001666293-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-13 15:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BookMD, Inc. See All Filings	D	2016-09-13 15:56:22 UTC
Amount To Be Raised $11,058,383 Associated Brokers / Dealers N/A CIK Number 0001684565 Filed Document 0001684565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-13 15:56:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swallow Solutions, LLC See All Filings	D	2016-09-13 15:54:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001561107 Filed Document 0001561107-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-13 15:54:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Potrero Medical, Inc. See All Filings	D	2016-09-13 15:53:31 UTC
Amount To Be Raised $12,061,558 Associated Brokers / Dealers N/A CIK Number 0001609048 Filed Document 0001609048-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-13 15:53:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity