Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSV Ventures I LLC, Series I-19 See All Filings	D	2016-09-14 15:06:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001684629 Filed Document 0001684629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:06:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrandSpins, LLC See All Filings	D	2016-09-14 15:04:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629861 Filed Document 0001629861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:04:24 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2016-09-14 15:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:02:40 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CC ARB International Fund, Ltd. See All Filings	D/A	2016-09-14 15:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496493 Filed Document 0001496493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 15:00:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNOLIA CAPITAL FUND, LP See All Filings	D/A	2016-09-14 14:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618333 Filed Document 0001398344-16-018429 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U3O8 Corp. See All Filings	D	2016-09-14 14:49:37 UTC
Amount To Be Raised $17,085 Associated Brokers / Dealers N/A CIK Number 0001513810 Filed Document 0001513810-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:49:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smash Brothers Investment Group LLC See All Filings	D/A	2016-09-14 14:46:09 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001682867 Filed Document 0001682867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:46:09 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Farm Shots, Inc. See All Filings	D	2016-09-14 14:40:25 UTC
Amount To Be Raised $1,111,000 Associated Brokers / Dealers N/A CIK Number 0001684509 Filed Document 0001684509-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:40:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Post Traditional High Yield Fund, L.P. See All Filings	D/A	2016-09-14 14:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494266 Filed Document 0001494266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chaikin Holdings, LLC See All Filings	D	2016-09-14 14:29:56 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001497109 Filed Document 0001497109-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chaikin Holdings, LLC See All Filings	D	2016-09-14 14:29:56 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001497109 Filed Document 0001497109-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
College Station ER, LLC See All Filings	D	2016-09-14 14:26:49 UTC
Amount To Be Raised $2,505,710 Associated Brokers / Dealers N/A CIK Number 0001684631 Filed Document 0001654954-16-002187 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:26:49 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DASAN ZHONE SOLUTIONS INC See All Filings	D	2016-09-14 14:19:18 UTC
Amount To Be Raised $56,483,448 Associated Brokers / Dealers N/A CIK Number 0001101680 Filed Document 0001140361-16-079774 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:19:18 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgans Lobster Shack, LLC See All Filings	D	2016-09-14 14:06:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001680485 Filed Document 0001680485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 14:06:50 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ZP Energy Fund, L.P. See All Filings	D/A	2016-09-14 13:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620031 Filed Document 0001315863-16-001777 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2016-09-14 13:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586518 Filed Document 0001140361-16-079770 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCA Wesley Mortgage REIT Fund LLC See All Filings	D/A	2016-09-14 13:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497082 Filed Document 0001497082-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUTUALINK INC See All Filings	D/A	2016-09-14 13:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:45:12 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Storage Orlando Millenia, LLLP See All Filings	D	2016-09-14 13:41:55 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001684678 Filed Document 0001684678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:41:55 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Magnum Investment Properties, LLC See All Filings	D	2016-09-14 13:37:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001684625 Filed Document 0001684625-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:37:27 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WAC Project Mustang, LLC See All Filings	D	2016-09-14 13:31:15 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001684058 Filed Document 0001684058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:31:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Park Investors 3 LLC See All Filings	D	2016-09-14 13:28:32 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001684646 Filed Document 0001684646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:28:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Growth Bancorp Inc. See All Filings	D	2016-09-14 13:18:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001539830 Filed Document 0000950103-16-016308 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:18:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CapStreet III, L.P. See All Filings	D/A	2016-09-14 13:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KNIGHT CAPITAL MARKETS LLC CIK Number 0001451241 Filed Document 0000899140-16-001597 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TCA Global Credit Fund, Ltd. See All Filings	D/A	2016-09-14 13:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Young, Frank Johansen, Matthew Luciano, and Richard William Engen CIK Number 0001502175 Filed Document 0001315863-16-001776 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:13:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCA Global Credit Fund, LP See All Filings	D/A	2016-09-14 13:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GILBERT D. DULBERG, RICHARD WILLIAM ENGEN, Ted Augustyniak, John Paul Neppel, Matthew Luciano, Thomas Watts, MARK YOUNG, and MIKE PETRYCKI CIK Number 0001501877 Filed Document 0001315863-16-001775 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artisan: Dynamic Equity (Global Equity) Offshore L.P. See All Filings	D/A	2016-09-14 13:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557554 Filed Document 0001140361-16-079750 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brevan Howard Multi-Strategy Fund LLC See All Filings	D/A	2016-09-14 13:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557570 Filed Document 0001140361-16-079747 Exclusions or Exemptions 506b Accepted Date 2016-09-14 13:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio PPL Ltd See All Filings	D	2016-09-14 12:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001684312 Filed Document 0001140361-16-079746 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industrial Air Flow Dynamics, Inc. See All Filings	D	2016-09-14 12:56:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684519 Filed Document 0001684519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:56:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Shoutz Gaming Systems LLC See All Filings	D	2016-09-14 12:42:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684561 Filed Document 0001684561-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:42:20 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Varde Scratch & Dent Offshore Feeder I-A, L.P. See All Filings	D	2016-09-14 12:40:45 UTC
Amount To Be Raised $15,750,000 Associated Brokers / Dealers N/A CIK Number 0001684341 Filed Document 0001684341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:40:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmaceutics International, Inc. See All Filings	D	2016-09-14 12:32:06 UTC
Amount To Be Raised $107,999,363 Associated Brokers / Dealers Teneo Securities LLC CIK Number 0001684470 Filed Document 0001140361-16-079745 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:32:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HG Central CT Holdings, LLC See All Filings	D	2016-09-14 12:27:55 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers BIN, LLC, Yoram Mehr, and Ira Lawrence CIK Number 0001682607 Filed Document 0001682607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:27:55 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AUTHORS INC See All Filings	D/A	2016-09-14 12:26:19 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001669573 Filed Document 0001669573-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:26:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Varde Scratch & Dent Feeder I-A, L.P. See All Filings	D	2016-09-14 12:25:05 UTC
Amount To Be Raised $144,500,000 Associated Brokers / Dealers N/A CIK Number 0001684340 Filed Document 0001684340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
moduleQ, Inc. See All Filings	D/A	2016-09-14 12:21:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616333 Filed Document 0001616333-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:21:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cleveland Capital, L.P. See All Filings	D/A	2016-09-14 12:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako, Rehmann Financial Network, LLC, and CASCADE PARTNERS BD, LLC CIK Number 0001035648 Filed Document 0000919574-16-015397 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PEG Secondary Private Equity Investors Offshore Special III L.P. See All Filings	D/A	2016-09-14 12:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670482 Filed Document 0001670482-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VN Capital Fund C, L.P. See All Filings	D/A	2016-09-14 12:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619948 Filed Document 0001619948-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhalion LP See All Filings	D	2016-09-14 12:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684394 Filed Document 0001684394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:07:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEG Secondary Private Equity Investors III L.P. See All Filings	D/A	2016-09-14 12:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669915 Filed Document 0001669915-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NHIT: SRI Core Plus Fixed Income Trust See All Filings	D/A	2016-09-14 12:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633704 Filed Document 0001633704-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:03:20 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
BIOCURITY HOLDINGS, INC. See All Filings	D	2016-09-14 12:02:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Nancy J. Cass CIK Number 0001639681 Filed Document 0001639681-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:02:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Leadenhall Value Insurance Linked Investments Fund PLC See All Filings	D/A	2016-09-14 12:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658668 Filed Document 0001658668-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-14 12:01:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Electric Objects Inc. See All Filings	D	2016-09-14 11:57:21 UTC
Amount To Be Raised $2,500,002 Associated Brokers / Dealers N/A CIK Number 0001606340 Filed Document 0001606340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:57:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TL Holdings Group, LLC See All Filings	D	2016-09-14 11:55:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001643140 Filed Document 0001104659-16-144561 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:55:18 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Shamana Global Macro Fund LP See All Filings	D/A	2016-09-14 11:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652700 Filed Document 0000919574-16-015394 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:54:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wilkinson Income Fund II, LLC See All Filings	D	2016-09-14 11:51:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682490 Filed Document 0001682490-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:51:02 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Wilkinson Income Fund II, LLC See All Filings	D	2016-09-14 11:48:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682490 Filed Document 0001682490-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-14 11:48:35 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt