Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EMINENCE ENERGY RESOURCES, LLC See All Filings	D	2017-09-05 18:24:53 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Randall M. Duncan, Stephen B. Burchison, Kevin Wayne Duncan, and Roy Franklin Schichtl CIK Number 0001716161 Filed Document 0001716161-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-05 18:24:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Rebiotix Inc. See All Filings	D	2017-09-05 16:32:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001532997 Filed Document 0001532997-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-05 16:32:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MEDICAL INNOVATION HOLDINGS, INC. See All Filings	D	2017-09-05 15:59:05 UTC
Amount To Be Raised $294,200 Associated Brokers / Dealers None CIK Number 0001093248 Filed Document 0001493152-17-010225 Exclusions or Exemptions 506c Accepted Date 2017-09-05 15:59:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PARSON'S LINCOLN PARK, LLC See All Filings	D	2017-09-05 15:55:29 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001715948 Filed Document 0001715948-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-05 15:55:29 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Constance Therapeutics, Inc. See All Filings	D	2017-09-01 17:35:29 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers None CIK Number 0001646331 Filed Document 0001646331-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-09-01 17:35:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXPANSION AMMUNITION COMPONENT FUND LP See All Filings	D/A	2017-09-01 15:48:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001685713 Filed Document 0001685713-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-01 15:48:52 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Christopher Eric Fite LLC (371559) See All Filings	D/A	2017-09-01 15:26:46 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers JPMorgan Chase Bank, National Association CIK Number 0001701539 Filed Document 0001701539-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-09-01 15:26:46 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Debt
Wayne County Development #5, L.P. See All Filings	D	2017-09-01 14:38:59 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001716138 Filed Document 0001716138-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-01 14:38:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Alyce,Inc. See All Filings	D	2017-09-01 14:19:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001681285 Filed Document 0001681285-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-01 14:19:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TDS InvestCo, LLC See All Filings	D	2017-09-01 13:42:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715838 Filed Document 0000899140-17-000564 Exclusions or Exemptions 506c Accepted Date 2017-09-01 13:42:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Christopher Eric Fite LLC (371559) See All Filings	D/A	2017-09-01 13:24:07 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers JPMorgan Chase Bank, National Association CIK Number 0001701539 Filed Document 0001701539-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-09-01 13:24:07 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Debt
LEITLOCK Directed Capital Fund I LLC See All Filings	D/A	2017-08-31 18:50:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Watchdog Capital, LLC and Pariter Securities, LLC CIK Number 0001702989 Filed Document 0001702989-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-31 18:50:07 UTC Type of Offering D/A Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Regent Opportunities Fund IV, LLC See All Filings	D	2017-08-31 17:14:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001713075 Filed Document 0001713075-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-31 17:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POB Capital Fund I LLC See All Filings	D	2017-08-31 16:54:32 UTC
Amount To Be Raised $24,317,587 Associated Brokers / Dealers N/A CIK Number 0001715452 Filed Document 0001715452-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-31 16:54:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Notable Labs, Inc. See All Filings	D	2017-08-31 16:40:04 UTC
Amount To Be Raised $17,723,732 Associated Brokers / Dealers N/A CIK Number 0001674834 Filed Document 0001674834-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-31 16:40:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flagler Village EB-5 Investors, LLC See All Filings	D	2017-08-31 16:18:56 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers NONE CIK Number 0001715654 Filed Document 0001715654-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-31 16:18:56 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DAD Tan Tar A Holdings, LP See All Filings	D	2017-08-31 15:57:14 UTC
Amount To Be Raised $6,390,000 Associated Brokers / Dealers N/A CIK Number 0001715682 Filed Document 0001715682-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-31 15:57:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
De Witte Mortgage Investors Fund, LLC See All Filings	D/A	2017-08-31 15:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592134 Filed Document 0001592134-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-31 15:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Encore Hospitality Fund II, LP See All Filings	D	2017-08-31 15:35:57 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001715346 Filed Document 0001715346-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-31 15:35:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flashstarts Cleveland 200 Fund L.P. See All Filings	D	2017-08-31 14:52:45 UTC
Amount To Be Raised $4,115,000 Associated Brokers / Dealers N/A CIK Number 0001711512 Filed Document 0001711512-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-31 14:52:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RS LSJ, LLC See All Filings	D	2017-08-31 14:30:02 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001716022 Filed Document 0001712599-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-31 14:30:02 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Euskara Management Ltd See All Filings	D	2017-08-31 13:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715784 Filed Document 0001715784-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-31 13:08:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BELIZE Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SI Six Investors, LLC See All Filings	D	2017-08-31 12:23:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715984 Filed Document 0001715984-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-31 12:23:45 UTC Type of Offering D Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Black Stone Minerals, L.P. See All Filings	D	2017-08-30 18:42:21 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001621434 Filed Document 0001209191-17-050793 Exclusions or Exemptions 506c Accepted Date 2017-08-30 18:42:21 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Black Stone Minerals, L.P. See All Filings	D/A	2017-08-30 18:30:07 UTC
Amount To Be Raised $54,700,000 Associated Brokers / Dealers N/A CIK Number 0001621434 Filed Document 0001209191-17-050790 Exclusions or Exemptions 506c Accepted Date 2017-08-30 18:30:07 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Williams Capital Group, LLC See All Filings	D	2017-08-30 16:59:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001715905 Filed Document 0001715906-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-30 16:59:26 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Idaho Mutual Trust Opportunity Income Fund LLC See All Filings	D	2017-08-30 15:27:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Thomas Buuck CIK Number 0001480056 Filed Document 0001480056-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-30 15:27:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
iintoo Arden San Angelo RREAF L.P. See All Filings	D/A	2017-08-30 14:11:45 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC, James Lamont, and Forrest James CIK Number 0001704491 Filed Document 0001709850-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-08-30 14:11:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Tallahassee Wendover L.P. See All Filings	D/A	2017-08-30 13:39:40 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001700382 Filed Document 0001709850-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-30 13:39:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Texas Vukota L.P. See All Filings	D/A	2017-08-30 13:11:54 UTC
Amount To Be Raised $3,346,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001712277 Filed Document 0001709850-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-30 13:11:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iintoo New Jersey One Wall L.P. See All Filings	D/A	2017-08-30 12:55:00 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001709850 Filed Document 0001709850-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-30 12:55:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-08-30 10:58:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000051 Exclusions or Exemptions 506c Accepted Date 2017-08-30 10:58:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adwerx, Inc. See All Filings	D	2017-08-29 16:23:41 UTC
Amount To Be Raised $4,419,953 Associated Brokers / Dealers N/A CIK Number 0001631461 Filed Document 0001631461-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-29 16:23:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC POINT REALTY FUND, LLC See All Filings	D	2017-08-29 15:19:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001715724 Filed Document 0001715724-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 15:19:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGING MEDICAL GROUP, LLC See All Filings	D	2017-08-29 15:07:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605798 Filed Document 0001605798-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-29 15:07:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Gettin The Band Back on Broadway Ltd Liability Co See All Filings	D/A	2017-08-29 11:43:11 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001592512 Filed Document 0001592512-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-29 11:43:11 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Entrex Capital Market See All Filings	D	2017-08-29 11:22:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001714410 Filed Document 0001714410-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 11:22:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Other
IIFL GLOBAL WEALTH FUND See All Filings	D	2017-08-29 07:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715431 Filed Document 0001715431-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 07:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 8 See All Filings	D	2017-08-29 07:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715590 Filed Document 0001715590-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 07:05:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 9 See All Filings	D	2017-08-29 06:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715478 Filed Document 0001715478-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-29 06:53:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
POWERONE Corp See All Filings	D/A	2017-08-28 18:01:12 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers PowerOne Corporation CIK Number 0001576187 Filed Document 0001576187-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-28 18:01:12 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIVALNK Ltd See All Filings	D	2017-08-28 17:54:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001713566 Filed Document 0001713566-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-28 17:54:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Equity Cap Venture Fund LLC See All Filings	D	2017-08-28 16:38:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001715248 Filed Document 0001715248-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-28 16:38:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InvestX Series 37 Limited Partnership See All Filings	D	2017-08-28 15:46:37 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001715673 Filed Document 0001715673-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-28 15:46:37 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Christopher Eric Fite LLC (371559) See All Filings	D/A	2017-08-28 13:20:57 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001701539 Filed Document 0001701539-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-28 13:20:57 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Debt
Crown Scurry #2 Joint Venture See All Filings	D/A	2017-08-28 11:39:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001715009 Filed Document 0001715009-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-28 11:39:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
FLEx Lighting II, LLC See All Filings	D	2017-08-25 17:48:37 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001588282 Filed Document 0001588282-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 17:48:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PeerLogix, Inc. See All Filings	D	2017-08-25 17:09:28 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001603494 Filed Document 0001683168-17-002222 Exclusions or Exemptions 506c Accepted Date 2017-08-25 17:09:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Protocol Labs, Inc. See All Filings	D/A	2017-08-25 16:40:16 UTC
Amount To Be Raised $51,658,489 Associated Brokers / Dealers N/A CIK Number 0001675225 Filed Document 0001675225-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-25 16:40:16 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Protocol Labs, Inc. See All Filings	D/A	2017-08-25 16:38:25 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001675225 Filed Document 0001675225-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-25 16:38:25 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other