Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ONETAIL HEDGEHOG FUND I LP See All Filings	D	2016-09-15 20:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683796 Filed Document 0001144204-16-124152 Exclusions or Exemptions 506b Accepted Date 2016-09-15 20:27:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWOTAIL ALPHA OFFSHORE FUND LTD. See All Filings	D	2016-09-15 19:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683893 Filed Document 0001144204-16-124149 Exclusions or Exemptions 506b Accepted Date 2016-09-15 19:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Concepts Restaurant Group, Inc. See All Filings	D	2016-09-15 19:32:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001445918 Filed Document 0001079973-16-001183 Exclusions or Exemptions 506b Accepted Date 2016-09-15 19:32:53 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 244, LLC See All Filings	D/A	2016-09-15 19:11:33 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001681706 Filed Document 0001684792-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-15 19:11:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Urban Airship, Inc. See All Filings	D	2016-09-15 19:04:49 UTC
Amount To Be Raised $2,228,660 Associated Brokers / Dealers N/A CIK Number 0001490444 Filed Document 0001490444-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 19:04:49 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RealtyShares 247, LLC See All Filings	D	2016-09-15 19:01:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001681709 Filed Document 0001684792-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-15 19:01:54 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 235, LLC See All Filings	D	2016-09-15 18:56:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001681684 Filed Document 0001684792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:56:50 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ALABAMA GRAPHITE CORP. See All Filings	D	2016-09-15 18:52:49 UTC
Amount To Be Raised $1,312,668 Associated Brokers / Dealers N/A CIK Number 0001535644 Filed Document 0001535644-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:52:49 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
ELECTRIC CLOUD INC See All Filings	D	2016-09-15 18:52:24 UTC
Amount To Be Raised $7,211,400 Associated Brokers / Dealers N/A CIK Number 0001175319 Filed Document 0001175319-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:52:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 244, LLC See All Filings	D	2016-09-15 18:50:13 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001681706 Filed Document 0001684792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:50:13 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series See All Filings	D/A	2016-09-15 18:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652002 Filed Document 0001652003-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-Trust See All Filings	D/A	2016-09-15 18:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653311 Filed Document 0001652003-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series See All Filings	D/A	2016-09-15 18:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652003 Filed Document 0001652003-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:40:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 251, LLC See All Filings	D	2016-09-15 18:40:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001684792 Filed Document 0001684792-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:40:07 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
BBH Wealth Strategies Unit Trust - Oaktree Opportunities Sub-Trust See All Filings	D/A	2016-09-15 18:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653312 Filed Document 0001653312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iFly Venture Fund, L.P. See All Filings	D	2016-09-15 18:34:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001683693 Filed Document 0001683693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:34:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ResQ Pharma, Inc. See All Filings	D	2016-09-15 18:34:05 UTC
Amount To Be Raised $764,500 Associated Brokers / Dealers N/A CIK Number 0001668333 Filed Document 0001668333-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:34:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AeroCine Ventures, Inc. See All Filings	D	2016-09-15 18:31:43 UTC
Amount To Be Raised $4,595,000 Associated Brokers / Dealers N/A CIK Number 0001683275 Filed Document 0001683275-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:31:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Implicit Bioscience Ltd See All Filings	D	2016-09-15 18:00:52 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001684309 Filed Document 0001684309-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 18:00:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets $No Revenues Type of Security Equity
Audubon Shrewsbury Investors LLC See All Filings	D	2016-09-15 17:44:38 UTC
Amount To Be Raised $15,575,000 Associated Brokers / Dealers N/A CIK Number 0001684849 Filed Document 0001684849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:44:38 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Xenex Disinfection Services LLC See All Filings	D	2016-09-15 17:42:21 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:42:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Nias Fund, Ltd. See All Filings	D/A	2016-09-15 17:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-16-001778 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Alpha TMT Select Onshore Fund LP See All Filings	D/A	2016-09-15 17:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652868 Filed Document 0001652868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:35:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Alpha TMT Select Master Fund LP See All Filings	D/A	2016-09-15 17:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652873 Filed Document 0001652873-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:30:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Alpha Onshore Fund LP See All Filings	D/A	2016-09-15 17:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630376 Filed Document 0001630376-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:26:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Alpha Offshore Fund Ltd. See All Filings	D/A	2016-09-15 17:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583812 Filed Document 0001583812-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bostwick Compound Offshore, Ltd. See All Filings	D/A	2016-09-15 17:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473095 Filed Document 0000919574-16-015425 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DanDrit Biotech USA, Inc. See All Filings	D	2016-09-15 17:07:09 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers Livingston Securities, LLC CIK Number 0001527728 Filed Document 0001213900-16-016819 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:07:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha Master Fund, L.P. See All Filings	D/A	2016-09-15 17:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583713 Filed Document 0001583713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cocrystal Pharma, Inc. See All Filings	D	2016-09-15 17:03:42 UTC
Amount To Be Raised $4,008,201 Associated Brokers / Dealers N/A CIK Number 0001412486 Filed Document 0001415889-16-007136 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:03:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lord Abbett Short Duration Credit Trust See All Filings	D/A	2016-09-15 17:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001653088 Filed Document 0001653088-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 17:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIXED OPPORTUNITY PARTNERS I LLC See All Filings	D/A	2016-09-15 16:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219567 Filed Document 0001219567-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Farmshelf Corp See All Filings	D	2016-09-15 16:56:45 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001680253 Filed Document 0001680253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:56:45 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SenGenix, Inc. See All Filings	D	2016-09-15 16:40:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586429 Filed Document 0001586429-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:40:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
MVN Event Driven Fund LLC See All Filings	D	2016-09-15 16:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684725 Filed Document 0000945621-16-000717 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:39:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVN Event Driven Fund Ltd See All Filings	D	2016-09-15 16:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684724 Filed Document 0000945621-16-000716 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6731 Tahoe, LLC See All Filings	D	2016-09-15 16:35:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684845 Filed Document 0001684845-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:35:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PLS INC. See All Filings	D	2016-09-15 16:33:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631875 Filed Document 0001631875-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:33:05 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
FL-NY Multifamily Portfolio DST See All Filings	D/A	2016-09-15 16:30:44 UTC
Amount To Be Raised $61,151,443 Associated Brokers / Dealers Inland Securities Corporation, Troy Thomas, Corbin Thomas, 1st Global Capital Corp., Concorde Investment Services LLC, DFPG Investments Inc., Colorado Financial Service Corporation, Sagepoint Financial Inc., Brian E. Kampbell, James A. Parry Sr., Dennis P. Clark, Frank G. Giangrande, Richard Park III, Melinda L. Olbert, Neil McAuliffe, John S. Weiss, Michael G. Culwell, Silver Portal Capital LLC, Christina S. Nielson, Douglas A. Henrickson, James T. Walesa, Timothy R. Tehan, David S. Mowatt, Rich Zuvella, Joral T. Schmalle, Trawnegan Gall, Robert L. Boggess, David W. Young III, Jeffrey J. McKay, John G. Chess, Patrick R. Conway, Gregory Vanderburgh, Brad Kelley, William J. Brown, Steven I. Kolinsky, Kirk D. Dobson, Ryan G. Malfitano, Robert R. Tweed, David Levinson, Glenn Keen, Lincoln Financial Advisors Corporation, Kenneth M. Weinstein, Centaurus Financial Inc., Mark R. Baran, Eric A. Bicknese, Gary R. Hancock Sr., Michael L. Karapetian, David J. Peterson, Robert P. Milligan, Christopher P. Mackenzie, Michael Shane Sullivan, Edward J. Sokolosky, Peter A. Finnegan, and Brian W. Distler CIK Number 0001666257 Filed Document 0000950138-16-001297 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:30:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Raycliff QOR Investors, LLC See All Filings	D	2016-09-15 16:27:34 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001586668 Filed Document 0001586668-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:27:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rekener, Inc. See All Filings	D	2016-09-15 16:26:34 UTC
Amount To Be Raised $3,200,269 Associated Brokers / Dealers N/A CIK Number 0001684837 Filed Document 0001684837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:26:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Ft. Collins Multifamily III DST See All Filings	D/A	2016-09-15 16:23:54 UTC
Amount To Be Raised $21,715,585 Associated Brokers / Dealers Inland Securities Corporation, Thomas M. Hess, Marcia A. Geltman, Jonathan R. Creighton, John S. Weiss, Christina S. Nielson, William S. Sheehan, Craig M. Rollins, Michael A. Bendix, Robert S. Smith, Ronald W. Manning II, Edwin A, Day, Brian R. Bennett, Joseph G. Michaletz, Blayne A. Andersen, John G. Chess, Timothy W. Murphrey, Joshua C. Koehnen, Jonathan D. Keller, Chay T. Lapin, Robert C. Straton, Tom Velken, Jeff W. Graumlich, James M. Gambaccini, Eric S. Scaff, David B. Levinson, Thomas J. Ealy, Kent A. Cooper, Leslie A. Cannon, James T. Walesa, William A. Meloy, Jeffrey M. Warren, John H. Scully, Daniel W. Williams, David G. Meacham, Carl F. Worden III, Joral T. Schmalle, Robert W. Bruner, Richard Zuvella, James M. Raine, Joesph R. Broadbent, Marcel Pahmer, Brian D. Vosberg, Adam J. Bryan, Aaron J. Fulton, Tim D. Clairmont, and Kerry E. Taylor CIK Number 0001680369 Filed Document 0001680369-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:23:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
READE STREET PARTNERS LP See All Filings	D/A	2016-09-15 16:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681853 Filed Document 0001405086-16-000632 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Declan Distillers, LLC See All Filings	D	2016-09-15 16:19:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001684840 Filed Document 0001684840-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-09-15 16:19:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Talon Resources Partners (NPI), LLC See All Filings	D	2016-09-15 16:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684680 Filed Document 0001140361-16-079910 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:12:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wireframe Ventures, L.P. See All Filings	D	2016-09-15 16:10:30 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001684082 Filed Document 0001684082-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:10:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talon Resources Partners, LLC See All Filings	D	2016-09-15 16:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684679 Filed Document 0001140361-16-079907 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:09:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Veloce BioPharma LLC See All Filings	D	2016-09-15 16:09:02 UTC
Amount To Be Raised $2,019,052 Associated Brokers / Dealers N/A CIK Number 0001679813 Filed Document 0000905718-16-001654 Exclusions or Exemptions 506b Accepted Date 2016-09-15 16:09:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Venaxis, Inc. See All Filings	D	2016-09-15 15:54:49 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001167419 Filed Document 0001079973-16-001182 Exclusions or Exemptions 506b Accepted Date 2016-09-15 15:54:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D	2016-09-15 15:53:06 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001086688 Filed Document 0001086688-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-15 15:53:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity