Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Immuta, Inc. See All Filings	D	2016-09-19 10:36:07 UTC
Amount To Be Raised $6,686,410 Associated Brokers / Dealers N/A CIK Number 0001645903 Filed Document 0001645903-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 10:36:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MB Puerto Rico Opportunity Fund, LP See All Filings	D/A	2016-09-19 10:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653433 Filed Document 0001653433-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 10:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUROMORE INC. See All Filings	D/A	2016-09-19 10:12:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672719 Filed Document 0001672719-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 10:12:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Opportunity Partners Crestline Fund, LLC See All Filings	D	2016-09-19 10:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684610 Filed Document 0001209191-16-141899 Exclusions or Exemptions 506b Accepted Date 2016-09-19 10:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TREEBROOK MACRO FUND, L.P. See All Filings	D/A	2016-09-19 09:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558034 Filed Document 0001558034-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Confluent Biotech Capital Partners, LP See All Filings	D/A	2016-09-19 09:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651358 Filed Document 0001013594-16-001221 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TREEBROOK MACRO FUND, LTD. See All Filings	D/A	2016-09-19 09:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558039 Filed Document 0001558039-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MelCap Equity Partners VIII, LLC See All Filings	D	2016-09-19 09:50:11 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers None CIK Number 0001684465 Filed Document 0001684465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:50:11 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Camden Long Only Convertible Fund LLC See All Filings	D/A	2016-09-19 09:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586830 Filed Document 0001684337-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:47:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBDG TUCSON LLC See All Filings	D	2016-09-19 09:44:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001684934 Filed Document 0001684934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:44:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Alternative Strategies Fund Enhanced, LLC See All Filings	D/A	2016-09-19 09:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001411157 Filed Document 0001411157-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:29:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2016-09-19 09:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448477 Filed Document 0000919574-16-015442 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-09-19 09:08:05 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Juan C. Magdaleno CIK Number 0001135856 Filed Document 0001135856-16-000648 Exclusions or Exemptions 506b Accepted Date 2016-09-19 09:08:05 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
pregnantish Inc. See All Filings	D	2016-09-19 08:50:44 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001684918 Filed Document 0001684918-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-09-19 08:50:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FORESTWOOD INVESTORS LLC See All Filings	D	2016-09-19 08:37:41 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001684437 Filed Document 0001684437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 08:37:41 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Project Legacy III, LLC See All Filings	D	2016-09-19 08:28:43 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001682312 Filed Document 0001682312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 08:28:43 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Project Legacy, LLC See All Filings	D	2016-09-19 08:22:53 UTC
Amount To Be Raised $715,000 Associated Brokers / Dealers N/A CIK Number 0001682311 Filed Document 0001682311-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 08:22:53 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
GEM Realty Securities Ltd See All Filings	D/A	2016-09-19 07:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409215 Filed Document 0000902664-16-008167 Exclusions or Exemptions 506b Accepted Date 2016-09-19 07:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Realty Securities, L.P. See All Filings	D/A	2016-09-19 07:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001057503 Filed Document 0000902664-16-008166 Exclusions or Exemptions 506b Accepted Date 2016-09-19 07:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curion Research Corp See All Filings	D	2016-09-16 20:44:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652707 Filed Document 0001652707-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-16 20:44:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PERFECT SEASON, INC. See All Filings	D	2016-09-16 19:21:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001683629 Filed Document 0001683629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 19:21:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pattern Computer, Inc. See All Filings	D	2016-09-16 19:14:41 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001682072 Filed Document 0001682072-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 19:14:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Global Low Volatility Equity Fund, LLC See All Filings	D	2016-09-16 19:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684910 Filed Document 0001684910-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 19:08:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fish Bone Trading LLC See All Filings	D	2016-09-16 19:02:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684901 Filed Document 0001684901-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-16 19:02:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamondback Acquisition, Inc. See All Filings	D	2016-09-16 18:57:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676842 Filed Document 0001676842-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-16 18:57:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YESVIDEO INC See All Filings	D	2016-09-16 18:55:44 UTC
Amount To Be Raised $4,498,946 Associated Brokers / Dealers N/A CIK Number 0001156097 Filed Document 0001156097-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-16 18:55:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InsightfulVR, Inc. See All Filings	D	2016-09-16 18:35:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001684303 Filed Document 0001684303-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 18:35:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BDR CAPITOL HILL III LLC See All Filings	D	2016-09-16 17:59:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001684922 Filed Document 0001684922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:59:51 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Alta Park Fund Onshore, LP See All Filings	D/A	2016-09-16 17:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587465 Filed Document 0000935836-16-001112 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutanix, Inc. See All Filings	D	2016-09-16 17:36:35 UTC
Amount To Be Raised $21,062,643 Associated Brokers / Dealers N/A CIK Number 0001618732 Filed Document 0001618732-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:36:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
301 Organics See All Filings	D/A	2016-09-16 17:28:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594633 Filed Document 0001594633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:28:11 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fika Ventures - A, L.P. See All Filings	D	2016-09-16 17:19:38 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001683133 Filed Document 0001683133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:19:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fika Ventures, L.P. See All Filings	D	2016-09-16 17:18:16 UTC
Amount To Be Raised $38,500,000 Associated Brokers / Dealers N/A CIK Number 0001680482 Filed Document 0001680482-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:18:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PeerSpace, Inc. See All Filings	D	2016-09-16 17:16:01 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001625342 Filed Document 0001625342-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:16:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Immunostics, Inc. See All Filings	D	2016-09-16 17:13:11 UTC
Amount To Be Raised $700,017 Associated Brokers / Dealers N/A CIK Number 0001684904 Filed Document 0001684904-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-09-16 17:13:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GUGGENHEIM OFFSHORE ACCESS FUND LTD See All Filings	D/A	2016-09-16 17:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360677 Filed Document 0001360677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wadsworth Capital II, LLC See All Filings	D	2016-09-16 17:00:10 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001683466 Filed Document 0001683466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 17:00:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM ONSHORE ACCESS FUND LLC See All Filings	D/A	2016-09-16 16:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387866 Filed Document 0001387866-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair CMBS Fund, LLC See All Filings	D	2016-09-16 16:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001683386 Filed Document 0001144204-16-124279 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub CQN LLC See All Filings	D	2016-09-16 16:48:39 UTC
Amount To Be Raised $181,200 Associated Brokers / Dealers N/A CIK Number 0001684684 Filed Document 0001684684-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:48:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECONDARY OVERFLOW FUND III L.P. See All Filings	D	2016-09-16 16:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684537 Filed Document 0001684537-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:45:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterfront CP Offshore Fund Ltd. See All Filings	D/A	2016-09-16 16:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587112 Filed Document 0001587112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESSOR FUND I, LP See All Filings	D/A	2016-09-16 16:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603098 Filed Document 0000919574-16-015439 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
San Marcos Student Living DST See All Filings	D/A	2016-09-16 16:36:35 UTC
Amount To Be Raised $24,321,998 Associated Brokers / Dealers Inland Securities Corporation, Steven D. Meahan, Eric S. Scaff, Barbara A. Huber, James T. Walesa, John W. Goff, Robert C. Straton, Douglas A. Henrickson, Keith W. Patterson, William F. Richardson Jr, Daniel P. Raupp, Brian C. Greenberg, Benjamin T. Newhouse, Daniel R. Mueller, John D. Strother, Chad Henry, Troy A. Oates, Eric Bicknese, Silver Portal Capital LLC, Byran A. Decker, Alex J. Kowalski, Eric J. Krause, David L. Funk, Tracy S. Bush, Joseph G. Michaletz, Michael A. Bendix, Justin C. Lowy, Dennis P. Clark, Frank G. Giangrande, Glenn C. Williams, Corbin S. Thomas, Scott D. Offerman, David A. Monheit, Danny R. Hughes, Carl F. Worden III, Stephen A. Chase, Christopher E. Krejci, Katie C. Buck, Peter A. Finnegan, Thomas J. Goodson, Marion D. Benedict, Tomas J. Velken, Richard Zuvella, John E. Bishop, Robert R. Tweed, Timothy R. Tehan, Byron J. Ishiwata, Jack L. Baker, Joseph Langlois III, George R. Duff, and Stephen K. Cook CIK Number 0001664117 Filed Document 0001664117-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:36:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Carbon Analytics Holdings LLC See All Filings	D	2016-09-16 16:34:33 UTC
Amount To Be Raised $662,512,368 Associated Brokers / Dealers N/A CIK Number 0001684551 Filed Document 0001684551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:34:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Higher Moment Fund LLC See All Filings	D	2016-09-16 16:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001684964 Filed Document 0001684964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:26:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curology, Inc. See All Filings	D	2016-09-16 16:23:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001629325 Filed Document 0001629325-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:23:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WINDHAM RISK PREMIA (CAYMAN)FUND LTD. See All Filings	D/A	2016-09-16 16:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683995 Filed Document 0001683995-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProtoKinetix, Inc. See All Filings	D	2016-09-16 16:18:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:18:00 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Midway Wood Hollow, LLC See All Filings	D	2016-09-16 16:17:14 UTC
Amount To Be Raised $6,147,500 Associated Brokers / Dealers N/A CIK Number 0001684949 Filed Document 0001684949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-16 16:17:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity