Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ANDMARK INVESTMENT FUND III, LLC See All Filings	D	2016-09-19 15:29:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers None CIK Number 0001684991 Filed Document 0001684991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Connexion Senior Living, LLC See All Filings	D	2016-09-19 15:24:43 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001681221 Filed Document 0001681221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:24:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KOMHATBI PARKSIDE, LLC. See All Filings	D	2016-09-19 15:23:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685057 Filed Document 0001685057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:23:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Brook International Alpha Ltd See All Filings	D/A	2016-09-19 15:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612187 Filed Document 0001612187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRE LAKE CITY 26 LLC See All Filings	D	2016-09-19 15:09:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001683051 Filed Document 0001683051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:09:55 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Credit River Value, L.P. See All Filings	D/A	2016-09-19 15:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509072 Filed Document 0001509072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMPBELL GLOBAL ASSETS FUND LTD SPC See All Filings	D/A	2016-09-19 15:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co., L.P. Capital Advisors, Limited, and Constellar Capital Partners Hong Kong Limited CIK Number 0001390565 Filed Document 0001390565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:07:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series See All Filings	D/A	2016-09-19 15:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates CIK Number 0001651777 Filed Document 0000897069-16-001036 Exclusions or Exemptions 506b Accepted Date 2016-09-19 15:06:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures 20, LLC See All Filings	D/A	2016-09-19 14:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595451 Filed Document 0001595451-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Event Driven Opportunities Fund See All Filings	D/A	2016-09-19 14:43:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545517 Filed Document 0000935836-16-001120 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:43:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures II Holdings, LLC See All Filings	D/A	2016-09-19 14:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595448 Filed Document 0001595448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sniff & Barkens LLC See All Filings	D	2016-09-19 14:25:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683948 Filed Document 0001683948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:25:46 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Dean Ventures Holdings, LLC See All Filings	D/A	2016-09-19 14:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595450 Filed Document 0001595450-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:20:30 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VII LLC See All Filings	D	2016-09-19 14:13:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684363 Filed Document 0001684363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BayCity Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2016-09-19 14:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-16-001118 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indicator Fund 1, L.P. See All Filings	D	2016-09-19 14:08:17 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001684939 Filed Document 0001684939-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECO Power Trading, LLC See All Filings	D/A	2016-09-19 14:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654015 Filed Document 0001654015-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 14:00:23 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dean Capital Investments Holdings, LLC See All Filings	D/A	2016-09-19 13:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652900 Filed Document 0001652900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 13:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
VALUEWORKS LTD PARTNERS, LP See All Filings	D/A	2016-09-19 13:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356287 Filed Document 0000919574-16-015455 Exclusions or Exemptions 506b Accepted Date 2016-09-19 13:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verge II.5X, L.P. See All Filings	D	2016-09-19 13:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684839 Filed Document 0001684839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 13:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Ashrei III Realty Limited Partnership See All Filings	D/A	2016-09-19 13:02:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001665063 Filed Document 0001665063-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-19 13:02:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-09-19 12:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:56:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-09-19 12:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:54:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-09-19 12:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:53:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-09-19 12:51:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:51:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MYDA Capital LP See All Filings	D/A	2016-09-19 12:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500949 Filed Document 0001500949-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eva Medtec, Inc. See All Filings	D	2016-09-19 12:47:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001648927 Filed Document 0001362118-16-000051 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:47:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ixthys Adverse Alpha, LP See All Filings	D/A	2016-09-19 12:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584957 Filed Document 0001315863-16-001780 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:36:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCI Technology Partners II, L.P. See All Filings	D/A	2016-09-19 12:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529884 Filed Document 0000902664-16-008178 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:34:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
College Boulevard Portfolio Kansas Holdings LLC See All Filings	D	2016-09-19 12:34:05 UTC
Amount To Be Raised $13,336,700 Associated Brokers / Dealers N/A CIK Number 0001684677 Filed Document 0001684677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:34:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Foxlane, LP See All Filings	D	2016-09-19 12:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682492 Filed Document 0001682492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2016-09-19 12:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328547 Filed Document 0000919574-16-015453 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
College Boulevard Portfolio Kansas LP See All Filings	D	2016-09-19 12:25:39 UTC
Amount To Be Raised $33,943,345 Associated Brokers / Dealers N/A CIK Number 0001684675 Filed Document 0001684675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:25:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2016-09-19 12:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234246 Filed Document 0000919574-16-015451 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:22:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trenton Street Capital LLC See All Filings	D	2016-09-19 12:21:34 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers n/a CIK Number 0001685003 Filed Document 0001685003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:21:34 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Kettle Hill Offshore, Ltd. See All Filings	D/A	2016-09-19 12:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329199 Filed Document 0000919574-16-015449 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Helios & Matheson Analytics Inc. See All Filings	D	2016-09-19 12:13:53 UTC
Amount To Be Raised $4,381,075 Associated Brokers / Dealers PALLADIUM CAPITAL ADVISORS, LLC CIK Number 0001040792 Filed Document 0001437749-16-038867 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:13:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Empery Tax Efficient II LP See All Filings	D/A	2016-09-19 12:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XXXVI LLC See All Filings	D/A	2016-09-19 12:00:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001676583 Filed Document 0001676583-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 12:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Doxly, Inc. See All Filings	D	2016-09-19 11:58:44 UTC
Amount To Be Raised $2,270,001 Associated Brokers / Dealers N/A CIK Number 0001680620 Filed Document 0001680620-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:58:44 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Blend Systems, Inc. See All Filings	D	2016-09-19 11:49:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001560253 Filed Document 0001560253-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:49:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MYDA Advantage, L.P. See All Filings	D/A	2016-09-19 11:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589840 Filed Document 0001589840-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avicena, LLC See All Filings	D	2016-09-19 11:35:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612348 Filed Document 0001612348-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:35:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheerity, Inc. See All Filings	D	2016-09-19 11:35:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Tony Fareed CIK Number 0001685018 Filed Document 0001685018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:35:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
6fusion USA, Inc. See All Filings	D	2016-09-19 11:34:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001499612 Filed Document 0001499612-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:34:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Federated Short-Term Sterling Prime Fund, a portfolio of Federated Cash Management Funds See All Filings	D/A	2016-09-19 11:22:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621629 Filed Document 0001623632-16-003709 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:22:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flashback Co-Investment Fund, LP See All Filings	D/A	2016-09-19 11:14:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622338 Filed Document 0001622338-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dynepic, Inc. See All Filings	D	2016-09-19 11:12:45 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001624499 Filed Document 0001624499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 11:12:45 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QW FUND LTD See All Filings	D/A	2016-09-19 10:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267687 Filed Document 0001684563-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 10:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flashback Co-Investment Fund, LP See All Filings	D	2016-09-19 10:47:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622338 Filed Document 0001622338-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-19 10:47:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity