Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LQFX Technology Holdings, Inc. See All Filings	D	2016-09-21 10:51:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001487579 Filed Document 0001487579-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:51:27 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2016-09-21 10:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LPL Financial LLC CIK Number 0001501156 Filed Document 0000919574-16-015475 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Solar, LLC See All Filings	D	2016-09-21 10:49:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001685287 Filed Document 0001685287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:49:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Sysorex Global See All Filings	D	2016-09-21 10:44:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001529113 Filed Document 0001213900-16-016916 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:44:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MRio Coinvest Partners I, LLC See All Filings	D	2016-09-21 10:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685187 Filed Document 0001685187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:37:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDC Capital Partners Fund LP See All Filings	D/A	2016-09-21 10:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hooman Robert Bolandian CIK Number 0001653539 Filed Document 0001653539-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL SPV, L.P. See All Filings	D	2016-09-21 10:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681821 Filed Document 0001140361-16-080372 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HORSEMAN EUROPEAN SELECT FUND, L.P. See All Filings	D/A	2016-09-21 10:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452994 Filed Document 0000919574-16-015473 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gametime United Inc. See All Filings	D	2016-09-21 10:18:34 UTC
Amount To Be Raised $20,000,006 Associated Brokers / Dealers N/A CIK Number 0001641569 Filed Document 0001641569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:18:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Naturi, Inc. See All Filings	D	2016-09-21 10:17:04 UTC
Amount To Be Raised $499,990 Associated Brokers / Dealers N/A CIK Number 0001662198 Filed Document 0001662198-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:17:04 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
INCONTEXT SOLUTIONS, INC. See All Filings	D	2016-09-21 10:09:10 UTC
Amount To Be Raised $16,232,105 Associated Brokers / Dealers ELGIN M. THOMPSON, JR. CIK Number 0001594293 Filed Document 0001594293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:09:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GSA Trend Fund Ltd. See All Filings	D	2016-09-21 10:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685056 Filed Document 0000943663-16-000473 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:09:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aracle SPF V, LLC See All Filings	D	2016-09-21 09:54:52 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001684916 Filed Document 0001144204-16-124668 Exclusions or Exemptions 506b Accepted Date 2016-09-21 09:54:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubrum Fund See All Filings	D	2016-09-21 09:46:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684977 Filed Document 0000902664-16-008184 Exclusions or Exemptions 506b Accepted Date 2016-09-21 09:46:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMROSE CIRCLE LLC See All Filings	D	2016-09-21 09:33:32 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001685235 Filed Document 0001685235-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 09:33:32 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forest Devices, Inc. See All Filings	D	2016-09-21 09:27:21 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-21 09:27:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Ohio Brewery Tower, LLC See All Filings	D	2016-09-21 08:55:23 UTC
Amount To Be Raised $3,805,000 Associated Brokers / Dealers N/A CIK Number 0001684284 Filed Document 0001684284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-21 08:55:23 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Mortgage Fund IVc, LP See All Filings	D/A	2016-09-21 08:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001563608 Filed Document 0000902664-16-008183 Exclusions or Exemptions 506b Accepted Date 2016-09-21 08:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Deer Valley Opportunity Fund I, LLC See All Filings	D	2016-09-21 06:52:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Donald W. Carruthers, II CIK Number 0001684937 Filed Document 0001684937-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-21 06:52:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Impact Ventures III, L.P. See All Filings	D/A	2016-09-21 06:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636531 Filed Document 0000947871-16-001502 Exclusions or Exemptions 506b Accepted Date 2016-09-21 06:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightwood Capital Offshore Feeder Fund IV, L.P. See All Filings	D	2016-09-20 21:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001684891 Filed Document 0001684891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 21:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Fund IV, LP See All Filings	D	2016-09-20 21:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001684892 Filed Document 0001684892-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 21:35:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Offshore Fund IV, LP See All Filings	D	2016-09-20 21:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001684890 Filed Document 0001684890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 21:33:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 34, LLC See All Filings	D	2016-09-20 20:58:24 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001684958 Filed Document 0001684958-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 20:58:24 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
WISErg Corp See All Filings	D/A	2016-09-20 19:31:30 UTC
Amount To Be Raised $18,579,818 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-20 19:31:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Athena Feminine Technologies, Inc. See All Filings	D	2016-09-20 19:19:23 UTC
Amount To Be Raised $1,046,500 Associated Brokers / Dealers N/A CIK Number 0001471348 Filed Document 0001471348-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 19:19:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Soma Water, Inc. See All Filings	D/A	2016-09-20 19:03:20 UTC
Amount To Be Raised $3,909,351 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001580334 Filed Document 0001580334-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-20 19:03:20 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StormSensor Inc. See All Filings	D	2016-09-20 18:41:48 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001685094 Filed Document 0001685094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 18:41:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Ashoka Offshore Fund See All Filings	D/A	2016-09-20 18:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493585 Filed Document 0001493585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-20 18:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Ashoka Fund See All Filings	D/A	2016-09-20 18:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493584 Filed Document 0001493584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-20 18:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Hunt Equity Incentive Vehicle IV, LLC See All Filings	D	2016-09-20 18:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684923 Filed Document 0001315863-16-001784 Exclusions or Exemptions 506b Accepted Date 2016-09-20 18:21:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRAYHAWK INVESTMENT STRATEGIES INC. See All Filings	D	2016-09-20 18:20:48 UTC
Amount To Be Raised $1,893,500 Associated Brokers / Dealers N/A CIK Number 0001684956 Filed Document 0001684956-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 18:20:48 UTC Type of Offering D Industry Investing Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elephant Partners I, LP See All Filings	D/A	2016-09-20 18:16:04 UTC
Amount To Be Raised $156,357,143 Associated Brokers / Dealers N/A CIK Number 0001655267 Filed Document 0001655267-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-20 18:16:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Broadview Partners LP See All Filings	D/A	2016-09-20 17:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412168 Filed Document 0001412168-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oakdale Townhomes, LLC See All Filings	D	2016-09-20 17:43:47 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001685223 Filed Document 0001685223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:43:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
WOODMONT INVESTMENTS LTD See All Filings	D/A	2016-09-20 17:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116631 Filed Document 0001116631-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:43:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Hickory Lake Investors, LLC See All Filings	D	2016-09-20 17:42:59 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001685036 Filed Document 0001685036-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:42:59 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
J. Goldman, L.P. See All Filings	D/A	2016-09-20 17:36:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219102 Filed Document 0001219102-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:36:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rosen V. Partners, LP See All Filings	D	2016-09-20 17:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684874 Filed Document 0001144204-16-124623 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:30:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEV TECHNOLOGIES, INC. See All Filings	D/A	2016-09-20 17:28:27 UTC
Amount To Be Raised $2,206,119 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-20 17:28:27 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crux Capital, LP See All Filings	D	2016-09-20 16:57:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685131 Filed Document 0001685131-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:57:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
College Hill Associates, L.P. See All Filings	D	2016-09-20 16:56:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685234 Filed Document 0001685234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:56:32 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Dasoma Offshore Fund Ltd. See All Filings	D	2016-09-20 16:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682284 Filed Document 0000919574-16-015467 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:55:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tilson Offshore Fund, Ltd. See All Filings	D/A	2016-09-20 16:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450102 Filed Document 0001450102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
36ONE Hedge Segregated Portfolio of the South Africa Alpha SPC See All Filings	D	2016-09-20 16:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678315 Filed Document 0001140361-16-080326 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
36ONE US FEEDER LP See All Filings	D	2016-09-20 16:32:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678316 Filed Document 0001140361-16-080316 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:32:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proficio Motor Mart Garage Fund LP See All Filings	D	2016-09-20 16:27:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001685084 Filed Document 0001685084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:27:30 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ARDIAN Real Estate European Fund SCS See All Filings	D	2016-09-20 16:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676939 Filed Document 0001676939-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:20:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Therapeutics, Inc. See All Filings	D/A	2016-09-20 16:18:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001473579 Filed Document 0001102624-16-003396 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:18:34 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BlinkBio, Inc. See All Filings	D	2016-09-20 16:17:58 UTC
Amount To Be Raised $12,145,005 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-20 16:17:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity