Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Merion Capital ERISA LP See All Filings	D/A	2018-10-19 10:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001670712 Filed Document 0000902664-18-003788 Exclusions or Exemptions 506b Accepted Date 2018-10-19 10:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital Offshore LP See All Filings	D/A	2018-10-19 10:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001570832 Filed Document 0000902664-18-003787 Exclusions or Exemptions 506b Accepted Date 2018-10-19 10:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital II LP See All Filings	D/A	2018-10-19 10:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001581083 Filed Document 0000902664-18-003786 Exclusions or Exemptions 506b Accepted Date 2018-10-19 10:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man GLG Equity Long-Short See All Filings	D/A	2018-10-19 10:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001600147 Filed Document 0000902664-18-003785 Exclusions or Exemptions 506b Accepted Date 2018-10-19 10:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bostwick Compound LP See All Filings	D/A	2018-10-19 10:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephens Inc. and Morgan Stanley CIK Number 0001380635 Filed Document 0000919574-18-006743 Exclusions or Exemptions 506b Accepted Date 2018-10-19 10:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Distributors Holding Co., LLC See All Filings	D	2018-10-19 10:02:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001756349 Filed Document 0001437749-18-018484 Exclusions or Exemptions 506b Accepted Date 2018-10-19 10:02:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OLIPOP INC. See All Filings	D	2018-10-19 09:41:39 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001754003 Filed Document 0001591408-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-10-19 09:41:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Challenger Trade Finance Segregated Portfolio of the South Africa Alpha SPC See All Filings	D/A	2018-10-19 09:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685475 Filed Document 0001685475-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-19 09:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pre-Rec, Inc. See All Filings	D	2018-10-19 09:32:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001756120 Filed Document 0001756120-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-19 09:32:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
36ONE Offshore Segregated Portfolio of the South Africa Alpha SPC See All Filings	D/A	2018-10-19 09:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681332 Filed Document 0001681332-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-19 09:25:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serrado Healthcare Fund LP See All Filings	D/A	2018-10-19 09:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501325 Filed Document 0000919574-18-006741 Exclusions or Exemptions 506b Accepted Date 2018-10-19 09:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DG URBAN-C LP See All Filings	D/A	2018-10-19 09:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715112 Filed Document 0000919574-18-006739 Exclusions or Exemptions 506b Accepted Date 2018-10-19 09:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Proscia Inc. See All Filings	D	2018-10-19 08:21:31 UTC
Amount To Be Raised $9,999,042 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001192482-18-000461 Exclusions or Exemptions 506b Accepted Date 2018-10-19 08:21:31 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Genesys Fund LP See All Filings	D	2018-10-19 07:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756145 Filed Document 0001756145-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-19 07:56:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITE Institutional Rail Fund L.L.C. See All Filings	D/A	2018-10-19 07:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655945 Filed Document 0000902664-18-003784 Exclusions or Exemptions 506b Accepted Date 2018-10-19 07:19:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peters Thematic SPC Fund, Ltd. See All Filings	D/A	2018-10-19 07:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655839 Filed Document 0000902664-18-003783 Exclusions or Exemptions 506b Accepted Date 2018-10-19 07:16:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry US Fund LP See All Filings	D/A	2018-10-19 07:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656117 Filed Document 0000902664-18-003782 Exclusions or Exemptions 506b Accepted Date 2018-10-19 07:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rohdea Fund See All Filings	D/A	2018-10-19 06:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646334 Filed Document 0001646334-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-19 06:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rohdea U.S. Feeder Fund See All Filings	D/A	2018-10-19 06:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers na CIK Number 0001646333 Filed Document 0001646333-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janchor Partners Pan-Asian U.S. Feeder Fund See All Filings	D/A	2018-10-19 06:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545885 Filed Document 0001545885-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:41:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janchor Partners Pan-Asian Fund See All Filings	D/A	2018-10-19 06:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545884 Filed Document 0001545884-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Capital Partners III (Cayman), L.P. See All Filings	D/A	2018-10-19 06:09:14 UTC
Amount To Be Raised $1,770,080,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Stifel, Nicolaus & Company, Inc., and Hanwha Investment & Securities Co., Ltd. CIK Number 0001718564 Filed Document 0000950103-18-012223 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:09:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Capital Partners III (FF Cayman), L.P. See All Filings	D/A	2018-10-19 06:07:53 UTC
Amount To Be Raised $1,770,080,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stifel, Nicolaus & Company, Inc. CIK Number 0001718542 Filed Document 0000950103-18-012222 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Capital Partners III (FF Delaware), L.P. See All Filings	D/A	2018-10-19 06:05:28 UTC
Amount To Be Raised $1,770,080,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001718543 Filed Document 0000950103-18-012221 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Capital Partners III, L.P. See All Filings	D/A	2018-10-19 06:01:41 UTC
Amount To Be Raised $1,770,080,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001713668 Filed Document 0000950103-18-012219 Exclusions or Exemptions 506b Accepted Date 2018-10-19 06:01:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Carolina Forest DST See All Filings	D	2018-10-18 21:24:54 UTC
Amount To Be Raised $24,900,000 Associated Brokers / Dealers Passco Capital, Inc., Cabot Lodge Securities LLC, Centaurus Financial, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Titan Securities, Triad Advisors LLC, Wealthforge Securities, LLC, Whitehall-Parker Securities, Inc., and Berthel Fisher & Company Financial Services, Inc. CIK Number 0001750327 Filed Document 0001750327-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 21:24:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Atrium, LLC See All Filings	D	2018-10-18 20:39:37 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers SKB Securities, LLC, Christopher Courtiol, and Robert R Walker, Jr. CIK Number 0001756417 Filed Document 0001756417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:39:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
FPA Multi-Advisor Fund II, L. P. See All Filings	D/A	2018-10-18 20:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001325916 Filed Document 0001315863-18-000812 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
FPA MULTI-ADVISOR FUND, L.P. See All Filings	D/A	2018-10-18 20:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0000926102 Filed Document 0001315863-18-000811 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
FPA Select Maple Fund, L.P. See All Filings	D/A	2018-10-18 20:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0001710654 Filed Document 0001315863-18-000810 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:31:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Themis 5060, LLC See All Filings	D/A	2018-10-18 20:30:13 UTC
Amount To Be Raised $3,805,700 Associated Brokers / Dealers John Shedenhelm, Russell Morgan, Ryan Lee, Edward Beemiller, Chris Thurman, Ira Starr, Joel McGriff, Robert Clinkenbeard, Kim Butler, Monica Felton, and Anthony Faso CIK Number 0001727577 Filed Document 0001727577-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-18 20:30:13 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Fund II, L.P. See All Filings	D/A	2018-10-18 20:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713546 Filed Document 0001315863-18-000809 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Fund, L.P. See All Filings	D/A	2018-10-18 20:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0001702509 Filed Document 0001315863-18-000808 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:28:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Long Opportunity Fund, L.P. See All Filings	D/A	2018-10-18 20:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692723 Filed Document 0001315863-18-000807 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA International Value Equity Fund, L.P. See All Filings	D/A	2018-10-18 20:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724551 Filed Document 0001315863-18-000806 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA CONTRARIAN VALUE EQUITY FUND, L.P. See All Filings	D/A	2018-10-18 20:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724550 Filed Document 0001315863-18-000805 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Offshore Fund II, Ltd. See All Filings	D/A	2018-10-18 20:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713497 Filed Document 0001315863-18-000804 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Offshore Fund, Ltd. See All Filings	D/A	2018-10-18 20:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702370 Filed Document 0001315863-18-000803 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:22:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FPA Multi-Advisor Offshore Fund, Ltd. See All Filings	D/A	2018-10-18 20:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001638831 Filed Document 0001315863-18-000802 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
FPA Long Opportunity Fund, Ltd. See All Filings	D/A	2018-10-18 20:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693136 Filed Document 0001315863-18-000801 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FPA Value Partners Fund See All Filings	D/A	2018-10-18 20:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573341 Filed Document 0001315863-18-000800 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
FPA Hawkeye Offshore Fund, Ltd. See All Filings	D/A	2018-10-18 20:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001638830 Filed Document 0001315863-18-000799 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:17:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
FPA Hawkeye-7 Fund See All Filings	D/A	2018-10-18 20:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001462898 Filed Document 0001315863-18-000798 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:16:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
FPA HAWKEYE FUND See All Filings	D/A	2018-10-18 20:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001161993 Filed Document 0001315863-18-000797 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
FPA Global Opportunity Fund See All Filings	D/A	2018-10-18 20:13:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573502 Filed Document 0001315863-18-000796 Exclusions or Exemptions 506b Accepted Date 2018-10-18 20:13:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Eniware LLC See All Filings	C	2018-10-18 20:11:38 UTC
Financial Interest NO Filing Platform title3funds.com Offering Amount $1,000,070 CIK Number 0001752660 Filed Document 0001752660-18-000001 Accepted Date 2018-10-18 20:11:38 UTC Type of Offering C Security Offered Amount 10,101 Security Offered Type Other State MARYLAND
Outlook Corporate Consulting, LLC. See All Filings	C/A	2018-10-18 20:09:39 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $1,065,000 CIK Number 0001747732 Filed Document 0001747732-18-000002 Accepted Date 2018-10-18 20:09:39 UTC Type of Offering C/A Security Offered Amount 7,000 Security Offered Type Other State UTAH
ABC20181002, LP See All Filings	D	2018-10-18 19:54:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001756364 Filed Document 0001756364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-18 19:54:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vault12, Inc. See All Filings	D	2018-10-18 19:39:10 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001625745 Filed Document 0001625745-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-10-18 19:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Berkeley Research Group Holdings, LLC See All Filings	D/A	2018-10-18 19:29:47 UTC
Amount To Be Raised $5,250,870 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-18 19:29:47 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity