Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AQR Offshore Multi-Strategy Fund (AUD) Ltd. See All Filings	D/A	2016-09-22 15:26:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517529 Filed Document 0001517529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 15:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EpiEP, Inc. See All Filings	D/A	2016-09-22 15:20:27 UTC
Amount To Be Raised $17,778,304 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001466638 Filed Document 0001466638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-22 15:20:27 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cartacoustics, LLC See All Filings	D	2016-09-22 15:11:58 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001681758 Filed Document 0001681758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 15:11:58 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Scio Diamond Technology Corp See All Filings	D	2016-09-22 15:09:51 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001488934 Filed Document 0001488934-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-22 15:09:51 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Blackstone Real Estate Partners Europe V L.P. See All Filings	D/A	2016-09-22 15:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001663185 Filed Document 0001663185-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-22 15:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NantiBodyFc, LLC See All Filings	D	2016-09-22 15:04:25 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001661957 Filed Document 0001661957-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-22 15:04:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
ipCreate Inc. See All Filings	D	2016-09-22 14:48:11 UTC
Amount To Be Raised $6,603,073 Associated Brokers / Dealers N/A CIK Number 0001560618 Filed Document 0001560618-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:48:11 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OWS Investment LLC See All Filings	D	2016-09-22 14:47:42 UTC
Amount To Be Raised $2,651,000 Associated Brokers / Dealers N/A CIK Number 0001685227 Filed Document 0001685227-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:47:42 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners Offshore, Ltd. See All Filings	D/A	2016-09-22 14:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing, LLC CIK Number 0001559131 Filed Document 0001315863-16-001788 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners, L.P. See All Filings	D/A	2016-09-22 14:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corinthian Partners, LLC, Chardan Capital Markets, KJM Securities, Inc., and Perkins Fund Marketing, LLC CIK Number 0001520114 Filed Document 0001315863-16-001787 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayoTech, lnc. See All Filings	D	2016-09-22 14:37:05 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685346 Filed Document 0001685346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:37:05 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Enhanced Hedge Fund, Ltd. See All Filings	D	2016-09-22 14:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649491 Filed Document 0001649491-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
URUGUAY CHLORINE INVESTMENT LLC See All Filings	D	2016-09-22 14:18:10 UTC
Amount To Be Raised $7,790,000 Associated Brokers / Dealers N/A CIK Number 0001684851 Filed Document 0001684851-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:18:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Practice XYZ, Inc. See All Filings	D/A	2016-09-22 14:13:48 UTC
Amount To Be Raised $6,645,485 Associated Brokers / Dealers N/A CIK Number 0001647924 Filed Document 0001647924-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:13:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seyon US Fund See All Filings	D	2016-09-22 14:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685365 Filed Document 0001685365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:10:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHOLESOME VALLEY FOODS See All Filings	D	2016-09-22 14:02:48 UTC
Amount To Be Raised $4,010,000 Associated Brokers / Dealers N/A CIK Number 0001591027 Filed Document 0001591027-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 14:02:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartCool Systems Inc. See All Filings	D	2016-09-22 13:59:32 UTC
Amount To Be Raised $37,860 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001085037-16-000341 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:59:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
SEQUELLA INC. See All Filings	D	2016-09-22 13:51:01 UTC
Amount To Be Raised $940,942 Associated Brokers / Dealers N/A CIK Number 0001065544 Filed Document 0001065544-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:51:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SEQUELLA INC. See All Filings	D	2016-09-22 13:48:56 UTC
Amount To Be Raised $3,006,250 Associated Brokers / Dealers LAMPOST CAPITAL, L.C. CIK Number 0001065544 Filed Document 0001065544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:48:56 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PocketWatch Media, Inc. See All Filings	D	2016-09-22 13:37:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627659 Filed Document 0001627659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:37:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ProMIS Neurosciences Inc. See All Filings	D	2016-09-22 13:35:04 UTC
Amount To Be Raised $282,721 Associated Brokers / Dealers CIBC WORLD MARKETS CORP. CIK Number 0001374339 Filed Document 0001183740-16-000419 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:35:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Powerplant Ventures, L.P. See All Filings	D/A	2016-09-22 13:32:29 UTC
Amount To Be Raised $40,200,000 Associated Brokers / Dealers N/A CIK Number 0001645360 Filed Document 0001645360-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas peAk Fund, LP See All Filings	D/A	2016-09-22 13:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571087 Filed Document 0001571087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:16:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Crop Solutions, Inc. See All Filings	D	2016-09-22 13:15:32 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001660092 Filed Document 0001660092-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:15:32 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lomas Capital, Ltd. See All Filings	D/A	2016-09-22 13:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559262 Filed Document 0001559262-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:14:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Distilling, Inc. See All Filings	D	2016-09-22 13:14:11 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001534708 Filed Document 0001615774-16-007316 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:14:11 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lomas Capital, LP See All Filings	D/A	2016-09-22 13:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559263 Filed Document 0001559263-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCM RCCS Partners LP See All Filings	D	2016-09-22 13:03:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685175 Filed Document 0001015325-16-000073 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:03:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LCM RCCS Mezzanine Partners LP See All Filings	D	2016-09-22 13:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685179 Filed Document 0001015325-16-000072 Exclusions or Exemptions 506b Accepted Date 2016-09-22 13:00:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SENVEST PARTNERS, LTD. See All Filings	D/A	2016-09-22 12:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-16-015485 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2016-09-22 12:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-16-015483 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:55:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gateway India LP See All Filings	D/A	2016-09-22 12:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652294 Filed Document 0001652294-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRANDPARENTS.COM, INC. See All Filings	D	2016-09-22 12:23:34 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001020475 Filed Document 0001020475-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:23:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EJ2 Communications, Inc. See All Filings	D	2016-09-22 12:23:02 UTC
Amount To Be Raised $9,999,996 Associated Brokers / Dealers N/A CIK Number 0001640772 Filed Document 0000905718-16-001658 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:23:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
D LIGHT DESIGN INC See All Filings	D	2016-09-22 12:22:34 UTC
Amount To Be Raised $26,871,672 Associated Brokers / Dealers N/A CIK Number 0001450759 Filed Document 0001450759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:22:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VII LLC See All Filings	D/A	2016-09-22 12:20:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684363 Filed Document 0001684363-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:20:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Seacoast Capital Partners IV, L.P. See All Filings	D/A	2016-09-22 12:18:27 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001674963 Filed Document 0001674963-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:18:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hiper Hipo, Inc. See All Filings	D	2016-09-22 12:09:13 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001683712 Filed Document 0001362118-16-000052 Exclusions or Exemptions 506b Accepted Date 2016-09-22 12:09:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Series M-Archview Fund, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2016-09-22 11:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608059 Filed Document 0001608059-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 11:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund International Focus Fund II, LLC See All Filings	D/A	2016-09-22 11:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001587632 Filed Document 0001587632-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-22 11:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MARKET NEUTRAL OFFSHORE FUND LTD. See All Filings	D/A	2016-09-22 11:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001615535 Filed Document 0000919574-16-015479 Exclusions or Exemptions 506b Accepted Date 2016-09-22 11:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Essential Medical, Inc. See All Filings	D	2016-09-22 11:23:58 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Rockport Venture Securities, LLC CIK Number 0001605099 Filed Document 0001605099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 11:23:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Investment Advisors Equity Long/Short Fund, LLC See All Filings	D/A	2016-09-22 11:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Investor Services, LLC CIK Number 0001535435 Filed Document 0001535435-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-22 11:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Investment Advisors Global Macro & Trading Fund, LLC See All Filings	D/A	2016-09-22 11:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Investor Services, LLC CIK Number 0001586819 Filed Document 0001586819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 11:23:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metier Capital Growth International Fund II LP See All Filings	D/A	2016-09-22 10:59:48 UTC
Amount To Be Raised $268,397,000 Associated Brokers / Dealers N/A CIK Number 0001677604 Filed Document 0001677604-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 10:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
INF Robotics Inc. See All Filings	D	2016-09-22 10:57:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001684371 Filed Document 0001684371-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-22 10:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
ED BC Holdings, LLC See All Filings	D	2016-09-22 10:47:26 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001685102 Filed Document 0001685102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-22 10:47:26 UTC Type of Offering D Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR: NON-US EQUITY OFFSHORE LP See All Filings	D/A	2016-09-22 10:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001359245 Filed Document 0001140361-16-080531 Exclusions or Exemptions 506b Accepted Date 2016-09-22 10:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair: Non-US Equity LLC See All Filings	D/A	2016-09-22 10:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001359241 Filed Document 0001140361-16-080530 Exclusions or Exemptions 506b Accepted Date 2016-09-22 10:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington: Non-US Equity Offshore LP See All Filings	D/A	2016-09-22 10:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001410166 Filed Document 0001140361-16-080529 Exclusions or Exemptions 506b Accepted Date 2016-09-22 10:32:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund