Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-RWN-17-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2018-10-23 11:37:15 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001752350 Filed Document 0001755331-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:37:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashoka Offshore Fund See All Filings	D/A	2018-10-23 11:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493585 Filed Document 0001493584-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
LEAF SPC See All Filings	D/A	2018-10-23 11:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687640 Filed Document 0001687640-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:36:29 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
A-KZR-18-Fund, a series of AX-BrFl-Funds, LLC See All Filings	D	2018-10-23 11:34:13 UTC
Amount To Be Raised $133,500 Associated Brokers / Dealers N/A CIK Number 0001754697 Filed Document 0001755331-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FZX-11-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-10-23 11:32:56 UTC
Amount To Be Raised $88,059 Associated Brokers / Dealers N/A CIK Number 0001746987 Filed Document 0001755331-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:32:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OEP-18-Fund, a series of AX-JaGi-Funds, LLC See All Filings	D	2018-10-23 11:31:57 UTC
Amount To Be Raised $124,400 Associated Brokers / Dealers N/A CIK Number 0001755331 Filed Document 0001755331-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:31:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D/A	2018-10-23 11:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589364 Filed Document 0001567619-18-004407 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D/A	2018-10-23 11:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589366 Filed Document 0001567619-18-004402 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Covenant Surgical Holdings Corp See All Filings	D/A	2018-10-23 11:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719282 Filed Document 0001719282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 11:02:40 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Crescent European Specialty Lending Fund II (Delaware) LP See All Filings	D	2018-10-23 10:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sepulveda Distributors LLC CIK Number 0001756339 Filed Document 0001756339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:59:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityMultiple 52, LLC See All Filings	D	2018-10-23 10:59:27 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001733139 Filed Document 0001733139-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:59:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brazilian Real Estate Securities Fund LLC See All Filings	D	2018-10-23 10:58:41 UTC
Amount To Be Raised $7,505,270 Associated Brokers / Dealers N/A CIK Number 0001657293 Filed Document 0001657293-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:58:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ARISTIDES FUND LP See All Filings	D/A	2018-10-23 10:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hampton Hedge Fund Marketing, LLC and TGP Securities, Inc. CIK Number 0001437644 Filed Document 0001437644-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND See All Filings	D/A	2018-10-23 10:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589363 Filed Document 0001567619-18-004397 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
North Haven Private Equity Asia V Offshore, L.P. See All Filings	D	2018-10-23 10:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001756691 Filed Document 0001756691-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:46:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Redichip Fund, LP See All Filings	D/A	2018-10-23 10:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641249 Filed Document 0001013594-18-000616 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 55, LLC See All Filings	D	2018-10-23 10:36:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001755799 Filed Document 0001733139-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:36:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 54, LLC See All Filings	D	2018-10-23 10:33:48 UTC
Amount To Be Raised $1,815,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001755872 Filed Document 0001733139-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:33:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 53, LLC See All Filings	D	2018-10-23 10:30:36 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001755800 Filed Document 0001733139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:30:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dalton Investments Trust See All Filings	D	2018-10-23 10:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN LLC CIK Number 0001756601 Filed Document 0001756601-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-23 10:29:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athena Victory Fund L.P. See All Filings	D/A	2018-10-23 10:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 10:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
250 Main Associates LLC See All Filings	D	2018-10-23 09:56:18 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001756597 Filed Document 0001756597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 09:56:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Zyprr, Inc. See All Filings	D/A	2018-10-23 09:51:36 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers N/A CIK Number 0001720678 Filed Document 0001720678-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-23 09:51:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Presidio Investors Fund II, LP See All Filings	D/A	2018-10-23 09:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Capital Group, Inc CIK Number 0001648785 Filed Document 0001648785-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-23 09:50:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HerdX, Inc. See All Filings	D	2018-10-23 09:50:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001522041 Filed Document 0001522041-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-23 09:50:32 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Presidio Investors Fund II, LP See All Filings	D/A	2018-10-23 09:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Capital Group, Inc CIK Number 0001648785 Filed Document 0001648785-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-23 09:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIODESIX INC See All Filings	D	2018-10-23 09:05:58 UTC
Amount To Be Raised $27,524,500 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-10-23 09:05:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
God's Garden Treasures LLC See All Filings	C	2018-10-23 06:32:22 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001739256 Filed Document 0001669191-18-000472 Accepted Date 2018-10-23 06:32:22 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State ARIZONA
UNIVERSAL mCLOUD CORP. See All Filings	D	2018-10-22 21:05:06 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001756499 Filed Document 0001756499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 21:05:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beta Bionics, Inc See All Filings	D/A	2018-10-22 20:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001674632 Filed Document 0001674632-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-22 20:37:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Capitol City River's Edge, LLC See All Filings	D	2018-10-22 20:35:53 UTC
Amount To Be Raised $1,068,000 Associated Brokers / Dealers N/A CIK Number 0001755633 Filed Document 0001755633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 20:35:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HZ Keystone Apartments, LLC See All Filings	D	2018-10-22 20:29:38 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001755634 Filed Document 0001755634-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-22 20:29:38 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Keystone Sponsor, LLC See All Filings	D	2018-10-22 20:20:16 UTC
Amount To Be Raised $17,100,000 Associated Brokers / Dealers N/A CIK Number 0001755635 Filed Document 0001755635-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 20:20:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
FULCRUM BIOENERGY INC See All Filings	D	2018-10-22 19:51:31 UTC
Amount To Be Raised $19,999,996 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 19:51:31 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rapunzl Investments, LLC See All Filings	C/A	2018-10-22 19:47:39 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $499,999 CIK Number 0001710904 Filed Document 0001669191-18-000470 Accepted Date 2018-10-22 19:47:39 UTC Type of Offering C/A Security Offered Amount 8,265 Security Offered Type Other State ILLINOIS
Phoenix PharmaLabs Inc See All Filings	C/A	2018-10-22 19:42:14 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,999 CIK Number 0001755778 Filed Document 0001669191-18-000468 Accepted Date 2018-10-22 19:42:14 UTC Type of Offering C/A Security Offered Amount 12,346 Security Offered Type Common Stock State UTAH
Alafair Biosciences, Inc. See All Filings	D	2018-10-22 19:03:09 UTC
Amount To Be Raised $6,830,168 Associated Brokers / Dealers N/A CIK Number 0001539007 Filed Document 0001539007-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-22 19:03:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rantizo, Inc. See All Filings	D	2018-10-22 18:55:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001735832 Filed Document 0001735832-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-22 18:55:07 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Waiakea, Inc. See All Filings	D	2018-10-22 18:55:03 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001598676 Filed Document 0001598676-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-22 18:55:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
National Cyber Education Group, Inc. See All Filings	D	2018-10-22 18:19:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001756246 Filed Document 0001756246-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 18:19:31 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Small Bay Commercial Fund, LLC See All Filings	D	2018-10-22 18:17:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756596 Filed Document 0001756596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 18:17:06 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Alacura Holdings, Inc. See All Filings	D	2018-10-22 18:11:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756387 Filed Document 0001393725-18-000098 Exclusions or Exemptions 506b Accepted Date 2018-10-22 18:11:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
hopps Inc. See All Filings	D	2018-10-22 17:50:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001756661 Filed Document 0001683168-18-003120 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:50:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MNG SEDA HILTON HEAD, LLC See All Filings	D	2018-10-22 17:44:24 UTC
Amount To Be Raised $2,051,250 Associated Brokers / Dealers N/A CIK Number 0001756080 Filed Document 0001756080-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:44:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
15Five, Inc. See All Filings	D	2018-10-22 17:32:28 UTC
Amount To Be Raised $8,000,004 Associated Brokers / Dealers N/A CIK Number 0001756071 Filed Document 0001756071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:32:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HANSEN ENGINE CORP See All Filings	D	2018-10-22 17:21:58 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers Stillpoint Capital, LLC CIK Number 0000762433 Filed Document 0000762433-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:21:58 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DF Growth REIT, LLC See All Filings	1-A/A	2018-10-22 17:18:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001750695 Filed Document 0001213900-18-014225 Accepted Date 2018-10-22 17:18:52 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SCP Private Credit Income BDC LLC See All Filings	D	2018-10-22 17:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001743415 Filed Document 0001209191-18-055880 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Diversified Alpha Unconstrained Equity Fund, LLC See All Filings	D/A	2018-10-22 17:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001679237 Filed Document 0001679237-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:09:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor Venture Israel Fund II, L.P. See All Filings	D	2018-10-22 17:07:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001751615 Filed Document 0001751615-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-22 17:07:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund