|
|
D/A |
2017-02-15 13:44:33 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, Concorde Investment Services LLC, DFPG Investments, Inc, and Silver Portal Capital LLC
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:44:33 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 13:37:47 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675129
- Filed Document
- 0001675129-17-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2017-02-15 13:37:47 UTC
- Type of Offering
- D/A
- Industry
- Electric Utilities
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-02-15 13:29:42 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Robert F. Godard
- CIK Number
- 0001698103
- Filed Document
- 0001698103-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:29:42 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 13:29:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697871
- Filed Document
- 0001697871-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:29:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-15 13:21:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585361
- Filed Document
- 0001585361-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:21:27 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-02-15 13:19:22 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697913
- Filed Document
- 0001646815-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:19:22 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 13:18:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678715
- Filed Document
- 0001461373-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:18:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 13:15:46 UTC |
- Amount To Be Raised
- $1,713,347
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646815
- Filed Document
- 0001646815-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:15:46 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 13:13:47 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, Concorde Investment Services LLC, and DFPG Investments, Inc
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:13:47 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 13:09:01 UTC |
- Amount To Be Raised
- $16,105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502221
- Filed Document
- 0001502221-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:09:01 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-15 13:04:00 UTC |
- Amount To Be Raised
- $720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697756
- Filed Document
- 0001697754-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:04:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-15 13:01:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696103
- Filed Document
- 0001140361-17-007639
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:01:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 13:00:46 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698059
- Filed Document
- 0001698059-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 13:00:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-15 12:56:05 UTC |
- Amount To Be Raised
- $80,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697754
- Filed Document
- 0001697754-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:56:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-15 12:47:46 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698138
- Filed Document
- 0001698138-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:47:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-02-15 12:43:18 UTC |
- Amount To Be Raised
- $4,650,444
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698147
- Filed Document
- 0001698147-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:43:18 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 12:34:12 UTC |
- Amount To Be Raised
- $8,045,000
- Associated Brokers / Dealers
- Alliance Energy Management LLC
- CIK Number
- 0001682985
- Filed Document
- 0001682985-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:34:12 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 12:26:38 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697764
- Filed Document
- 0001697764-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:26:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 12:24:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698050
- Filed Document
- 0001698050-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:24:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 12:14:49 UTC |
- Amount To Be Raised
- $8,045,000
- Associated Brokers / Dealers
- Alliance Energy Management LLC
- CIK Number
- 0001682985
- Filed Document
- 0001682985-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:14:49 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-15 12:13:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert W. Baird & Co. Incorporated
- CIK Number
- 0001591089
- Filed Document
- 0001315863-17-000167
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:13:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 12:12:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert W. Baird& Co. Incorporated
- CIK Number
- 0001591028
- Filed Document
- 0001315863-17-000166
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:12:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 12:09:47 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614546
- Filed Document
- 0001614546-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:09:47 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 12:04:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697570
- Filed Document
- 0001144204-17-009262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:04:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-15 12:01:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461400
- Filed Document
- 0001461400-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:01:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 12:00:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697409
- Filed Document
- 0001144204-17-009259
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 12:00:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 11:58:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697403
- Filed Document
- 0001144204-17-009257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:58:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 11:55:50 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- THOMAS CAPITAL GROUP, INC.
- CIK Number
- 0001697951
- Filed Document
- 0001697951-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:55:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 11:55:35 UTC |
- Amount To Be Raised
- $10,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698165
- Filed Document
- 0001698165-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:55:35 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-15 11:35:46 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698153
- Filed Document
- 0001698153-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:35:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-02-15 11:34:46 UTC |
- Amount To Be Raised
- $42,840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698114
- Filed Document
- 0001698114-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:34:46 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 11:24:55 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698134
- Filed Document
- 0001698134-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:24:55 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 11:17:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690267
- Filed Document
- 0000902664-17-001232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 11:17:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 10:57:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690497
- Filed Document
- 0001690497-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:57:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 10:56:10 UTC |
- Amount To Be Raised
- $6,916,638
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001433541
- Filed Document
- 0001433541-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:56:10 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 10:54:47 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697736
- Filed Document
- 0001697736-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:54:47 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 10:54:23 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554147
- Filed Document
- 0001433541-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:54:23 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 10:42:59 UTC |
- Amount To Be Raised
- $10,776,660
- Associated Brokers / Dealers
- NewCap Partners Inc. and Barclays Capital Inc.
- CIK Number
- 0001600399
- Filed Document
- 0001600399-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:42:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 10:42:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633823
- Filed Document
- 0001633823-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:42:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-15 10:18:05 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697058
- Filed Document
- 0001697058-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 10:18:05 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-15 09:40:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697941
- Filed Document
- 0001012975-17-000143
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:40:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 09:20:05 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627935
- Filed Document
- 0001627935-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:20:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-15 09:20:05 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694417
- Filed Document
- 0001694417-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:20:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-02-15 09:17:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Morgan Stanley Smith Barney LLC, SunTrust Banks, Inc., UBS AG, Capital Strategies Partners AV SA, Credit Suisse AG, Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Bank Julius Baer & Co. Ltd., Foreside Fund Services, LLC, and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001470174
- Filed Document
- 0001470174-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:17:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 09:17:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001647965
- Filed Document
- 0001647965-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:17:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-15 09:15:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., and APB Financial Group
- CIK Number
- 0001497810
- Filed Document
- 0001497810-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:15:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 09:14:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001367838
- Filed Document
- 0001367838-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:14:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-15 09:13:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Deutsche Bank Securities, Inc., Foreside Fund Services, LLC, SunTrust Banks, Inc., Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Trust Company Americas, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001323161
- Filed Document
- 0001323161-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:13:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 09:13:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001456071
- Filed Document
- 0001456071-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:13:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-15 09:12:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company and SunTrust Banks, Inc.
- CIK Number
- 0001540997
- Filed Document
- 0001540997-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-15 09:12:19 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|