Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAPTOZYME INC. See All Filings	D	2016-09-23 17:02:17 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001684924 Filed Document 0001684924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:02:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRANSENTERIX INC. See All Filings	D	2016-09-23 17:00:36 UTC
Amount To Be Raised $214,155 Associated Brokers / Dealers N/A CIK Number 0000876378 Filed Document 0001209191-16-142641 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:00:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Global Emerging Markets ESG Fund See All Filings	D/A	2016-09-23 17:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487217 Filed Document 0001487217-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
BH Lakeshore Indy, LLC See All Filings	D	2016-09-23 16:58:50 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers N/A CIK Number 0001685006 Filed Document 0001685006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:58:50 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Emblem Corp. See All Filings	D/A	2016-09-23 16:58:36 UTC
Amount To Be Raised $1,155,526 Associated Brokers / Dealers N/A CIK Number 0001652979 Filed Document 0001652979-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:58:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Razor's Edge Fund II, LP See All Filings	D	2016-09-23 16:55:23 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001685270 Filed Document 0001685270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:55:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Rock Absolute Return Fund, LP See All Filings	D	2016-09-23 16:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685512 Filed Document 0001685512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:54:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spyglass Apartments, LLC See All Filings	D	2016-09-23 16:51:09 UTC
Amount To Be Raised $603,000 Associated Brokers / Dealers N/A CIK Number 0001673167 Filed Document 0001673167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:51:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CONSENSUS ORTHOPEDICS INC See All Filings	D/A	2016-09-23 16:49:08 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001452822 Filed Document 0001452822-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:49:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TANAGER ENERGY INC See All Filings	D/A	2016-09-23 16:48:08 UTC
Amount To Be Raised $973,630 Associated Brokers / Dealers N/A CIK Number 0001678591 Filed Document 0001678591-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:48:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Appraisal Lane, LLC See All Filings	D	2016-09-23 16:45:26 UTC
Amount To Be Raised $3,002,000 Associated Brokers / Dealers N/A CIK Number 0001671376 Filed Document 0001671376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sorrento Apartments (Exch), LLC See All Filings	D	2016-09-23 16:41:55 UTC
Amount To Be Raised $603,000 Associated Brokers / Dealers N/A CIK Number 0001502112 Filed Document 0001502112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:41:55 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Firebrand Ventures, LP See All Filings	D	2016-09-23 16:26:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001683704 Filed Document 0001683704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bert Marcus Film, LLC See All Filings	D	2016-09-23 16:23:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Cassie Hamar CIK Number 0001681986 Filed Document 0001681986-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:23:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FFI Holdings I Corp See All Filings	D	2016-09-23 16:13:45 UTC
Amount To Be Raised $244,166 Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-16-000538 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:13:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2016-09-23 16:06:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 16:06:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
EB5 Capital - Jobs Fund 12 LP See All Filings	D/A	2016-09-23 15:58:36 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001628128 Filed Document 0001628128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:58:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Flashback Technologies, Inc. See All Filings	D	2016-09-23 15:57:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616441 Filed Document 0001616441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:57:30 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SnapRetail, Inc. See All Filings	D/A	2016-09-23 15:36:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:36:24 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
make.tv, inc. See All Filings	D	2016-09-23 15:28:08 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685079 Filed Document 0001168404-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:28:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Delta Institutional, LP See All Filings	D/A	2016-09-23 15:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130143 Filed Document 0000919574-16-015529 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREAT BEAR RESOURCES LTD. See All Filings	D	2016-09-23 15:17:08 UTC
Amount To Be Raised $44,462 Associated Brokers / Dealers N/A CIK Number 0001576963 Filed Document 0001183740-16-000420 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:17:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LTS CAPITAL PARTNERS - BIO SERIES B, LLC See All Filings	D	2016-09-23 15:09:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684536 Filed Document 0000950138-16-001359 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:09:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVALARA INC See All Filings	D	2016-09-23 15:06:21 UTC
Amount To Be Raised $99,999,995 Associated Brokers / Dealers N/A CIK Number 0001348036 Filed Document 0001348036-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:06:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Talon Riverview Plaza, LLC See All Filings	D	2016-09-23 15:05:57 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001685262 Filed Document 0001685262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:05:57 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Dova Pharmaceuticals, Inc. See All Filings	D	2016-09-23 15:00:52 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001685071 Filed Document 0001685071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 15:00:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2016-09-23 14:56:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568923-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:56:52 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Mezzanine Finance Fund II (Offshore) L.P. See All Filings	D	2016-09-23 14:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001685411 Filed Document 0001685411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McKinley Non-U.S. 130/30 Growth Fund, L.P. See All Filings	D/A	2016-09-23 14:53:16 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001383029 Filed Document 0000935836-16-001128 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:53:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANFIELD RESOURCES INC See All Filings	D	2016-09-23 14:52:25 UTC
Amount To Be Raised $109,248 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001519469 Filed Document 0001519469-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:52:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
APM HOLDINGS, LLC See All Filings	D	2016-09-23 14:51:49 UTC
Amount To Be Raised $236,800 Associated Brokers / Dealers N/A CIK Number 0001643534 Filed Document 0001643534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:51:49 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sparo Inc. See All Filings	D	2016-09-23 14:47:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618546 Filed Document 0001618546-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:47:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
BDS HY FUND II LLC See All Filings	D	2016-09-23 14:45:06 UTC
Amount To Be Raised $2,371,500 Associated Brokers / Dealers N/A CIK Number 0001642627 Filed Document 0001642627-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:45:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Previvo Genetics, Inc. See All Filings	D	2016-09-23 14:42:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657001 Filed Document 0001657001-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:42:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BH Trails at Lakeside, LLC See All Filings	D	2016-09-23 14:37:46 UTC
Amount To Be Raised $4,105,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001685106 Filed Document 0001685106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:37:46 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-B LLC See All Filings	D	2016-09-23 14:32:58 UTC
Amount To Be Raised $6,135,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568923-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:32:58 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RevolutionCredit, Inc. See All Filings	D/A	2016-09-23 14:15:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607504 Filed Document 0001607504-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:15:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D/A	2016-09-23 14:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625498 Filed Document 0000943663-16-000477 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:15:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2016-09-23 14:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-16-000476 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HD View 360 Inc. See All Filings	D	2016-09-23 14:07:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001651716 Filed Document 0001004878-16-000497 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:07:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Incline Fund, LP See All Filings	D/A	2016-09-23 14:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC, dba Butler Capital Partners CIK Number 0001474060 Filed Document 0000935836-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITALOGY OPPORTUNITY FUND LP See All Filings	D/A	2016-09-23 14:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654365 Filed Document 0001654365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR LARGE CAP EQUITY EDGE FUND, L.P. See All Filings	D	2016-09-23 14:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684461 Filed Document 0001684461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 14:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accushield, LLC See All Filings	D	2016-09-23 13:51:48 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001624042 Filed Document 0001624042-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:51:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TUSCAN GARDENS REAL ESTATE FUND, LLC See All Filings	D/A	2016-09-23 13:50:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001544689 Filed Document 0001544689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:50:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Mezzanine Finance Trust II See All Filings	D	2016-09-23 13:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001685410 Filed Document 0001685410-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:45:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayTollo, Inc. See All Filings	D	2016-09-23 13:44:31 UTC
Amount To Be Raised $389,790 Associated Brokers / Dealers N/A CIK Number 0001678701 Filed Document 0001678701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:44:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D/A	2016-09-23 13:40:09 UTC
Amount To Be Raised $65,142,000 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:40:09 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Vision Labs Inc. See All Filings	D	2016-09-23 13:38:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685383 Filed Document 0001144204-16-125016 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:38:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PayTollo, Inc. See All Filings	D	2016-09-23 13:34:52 UTC
Amount To Be Raised $2,553,736 Associated Brokers / Dealers N/A CIK Number 0001678701 Filed Document 0001678701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 13:34:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity