Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prudentia Activist Value Fund, LP See All Filings	D/A	2016-09-26 11:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653817 Filed Document 0001653817-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:33:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2016-09-26 11:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-16-001793 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:31:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sante Holiday Glendale, LLC See All Filings	D	2016-09-26 11:31:13 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001685390 Filed Document 0001140361-16-080678 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:31:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2016-09-26 11:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-16-001792 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:29:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR EMERGING EQUITY EDGE FUND, L.P. See All Filings	D	2016-09-26 11:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684216 Filed Document 0001684068-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:28:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGAL & GENERAL MSCI WORLD FUND, LLC See All Filings	D	2016-09-26 11:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685485 Filed Document 0001685485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BOZEMAN PRIVATE HANGARS LLC See All Filings	D	2016-09-26 11:15:09 UTC
Amount To Be Raised $15,015,000 Associated Brokers / Dealers N/A CIK Number 0001685322 Filed Document 0001685322-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:15:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR SMALL CAP EQUITY EDGE FUND, L.P. See All Filings	D	2016-09-26 11:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684068 Filed Document 0001684068-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:12:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ailanthus Capital Partners, Ltd. See All Filings	D/A	2016-09-26 11:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653338 Filed Document 0001013594-16-001228 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ExcaliVir, Inc. See All Filings	D	2016-09-26 11:02:42 UTC
Amount To Be Raised $2,235,554 Associated Brokers / Dealers N/A CIK Number 0001685433 Filed Document 0001192482-16-000709 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:02:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ailanthus Capital Partners, LP See All Filings	D/A	2016-09-26 11:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653337 Filed Document 0001013594-16-001227 Exclusions or Exemptions 506b Accepted Date 2016-09-26 11:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hera Testing Laboratories, Inc. See All Filings	D	2016-09-26 10:47:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634989 Filed Document 0001634989-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:47:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ResilientGrit Fund, L.P. See All Filings	D/A	2016-09-26 10:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473917 Filed Document 0001473917-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:46:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augur Technologies Inc. See All Filings	D	2016-09-26 10:43:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657947 Filed Document 0001657947-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:43:11 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CERAPEDICS INC See All Filings	D	2016-09-26 10:42:47 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001393439 Filed Document 0001393439-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:42:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park European Credit Global Feeder Ltd See All Filings	D/A	2016-09-26 10:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587343 Filed Document 0000902664-16-008216 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:26:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-09-26 10:21:47 UTC
Amount To Be Raised $209,505 Associated Brokers / Dealers Kirk Penland and Mark Morgan CIK Number 0001135856 Filed Document 0001135856-16-000656 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:21:47 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Falchion Capital Partners, LP See All Filings	D/A	2016-09-26 10:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653564 Filed Document 0001013594-16-001226 Exclusions or Exemptions 506b Accepted Date 2016-09-26 10:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Banking Corp See All Filings	D	2016-09-26 09:53:09 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001685527 Filed Document 0001685527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-26 09:53:09 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BBS CAPITAL FUND LP See All Filings	D/A	2016-09-26 09:40:11 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001434431 Filed Document 0001315863-16-001791 Exclusions or Exemptions 506b Accepted Date 2016-09-26 09:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
HealthMyne, Inc. See All Filings	D/A	2016-09-26 08:40:52 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001636091 Filed Document 0001636091-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 08:40:52 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 08:21:15 UTC
Amount To Be Raised $19,858,722 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-16-000655 Exclusions or Exemptions 506b Accepted Date 2016-09-26 08:21:15 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 07:43:08 UTC
Amount To Be Raised $1,617,613 Associated Brokers / Dealers Robert H. Leeper CIK Number 0001135856 Filed Document 0001135856-16-000654 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:43:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 07:38:43 UTC
Amount To Be Raised $1,511,160 Associated Brokers / Dealers Kristin Barens and Thomas Cook CIK Number 0001135856 Filed Document 0001135856-16-000653 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:38:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-09-26 07:23:07 UTC
Amount To Be Raised $41,860 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-16-000652 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:23:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IMTHERA MEDICAL INC See All Filings	D	2016-09-26 07:16:35 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001429599 Filed Document 0001429599-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-09-26 07:01:13 UTC
Amount To Be Raised $3,660,240 Associated Brokers / Dealers Craig Rutledge, Robert Rainey, Thomas Miller, Kenneth Gibson, Brett Ellen, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-16-000651 Exclusions or Exemptions 506b Accepted Date 2016-09-26 07:01:13 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BBOOTH, INC. See All Filings	D	2016-09-26 06:09:13 UTC
Amount To Be Raised $525,800 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-16-013571 Exclusions or Exemptions 506b Accepted Date 2016-09-26 06:09:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Ag, LLC See All Filings	D	2016-09-23 20:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650867 Filed Document 0001650867-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 20:46:29 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-09-23 19:19:24 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-09-23 19:19:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Evergreen Point Development, LLC See All Filings	D/A	2016-09-23 19:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565422 Filed Document 0001565422-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 19:02:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bowls & Tacos, LLC See All Filings	D/A	2016-09-23 18:35:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001680973 Filed Document 0001680973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:35:25 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TP Productions LLC See All Filings	D	2016-09-23 18:32:49 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001683912 Filed Document 0001683912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:32:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NovaQuest Private Equity Fund I, L.P. See All Filings	D	2016-09-23 18:32:04 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001681159 Filed Document 0001681159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScribSoft Holdings, Inc. See All Filings	D/A	2016-09-23 18:24:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001685127 Filed Document 0001685127-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:24:09 UTC Type of Offering D/A Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aceable Inc. See All Filings	D	2016-09-23 18:12:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653950 Filed Document 0001653950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:12:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zoic Capital, LLC See All Filings	D/A	2016-09-23 18:06:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640698 Filed Document 0001640698-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 18:06:02 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Damn the Torpedoes, LLC See All Filings	D/A	2016-09-23 17:57:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001685126 Filed Document 0001685126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:57:09 UTC Type of Offering D/A Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Alignment Partners III, L.P. See All Filings	D	2016-09-23 17:38:10 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001685217 Filed Document 0001685217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WindESCo, Inc. See All Filings	D	2016-09-23 17:32:55 UTC
Amount To Be Raised $2,116,662 Associated Brokers / Dealers N/A CIK Number 0001685023 Filed Document 0001685023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:32:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TANAGER ENERGY INC See All Filings	D/A	2016-09-23 17:30:28 UTC
Amount To Be Raised $8,940,750 Associated Brokers / Dealers N/A CIK Number 0001678591 Filed Document 0001678591-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:30:28 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
iTutor.com Inc. See All Filings	D	2016-09-23 17:25:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664657 Filed Document 0001491623-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:25:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SBB Research Group Investors IV LLC See All Filings	D/A	2016-09-23 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581246 Filed Document 0001581246-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LearnUp, Inc. See All Filings	D	2016-09-23 17:23:23 UTC
Amount To Be Raised $19,000,004 Associated Brokers / Dealers N/A CIK Number 0001554909 Filed Document 0001554909-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:23:23 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBATOM INC. See All Filings	D/A	2016-09-23 17:16:29 UTC
Amount To Be Raised $2,535,002 Associated Brokers / Dealers N/A CIK Number 0001681431 Filed Document 0001681431-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:16:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Institutional Partners VI, L.P. See All Filings	D/A	2016-09-23 17:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc., Axius Partners Pty Limited, ICAPITAL SECURITIES, LLC, and J.P. MORGAN SECURITIES, LLC CIK Number 0001649125 Filed Document 0000905718-16-001664 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:16:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP VI Institutional Feeder, L.P. See All Filings	D/A	2016-09-23 17:12:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc., Axius Partners Pty Limited, ICAPITAL SECURITIES, LLC, and J.P. MORGAN SECURITIES, LLC CIK Number 0001649122 Filed Document 0000905718-16-001662 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:12:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Software Lending Fund I, L.P. See All Filings	D/A	2016-09-23 17:12:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668437 Filed Document 0001668437-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus CMBS Opportunities Fund, L.P. See All Filings	D/A	2016-09-23 17:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582659 Filed Document 0000905718-16-001660 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vortex Control Technologies LLC See All Filings	D	2016-09-23 17:09:48 UTC
Amount To Be Raised $1,400,190 Associated Brokers / Dealers N/A CIK Number 0001491623 Filed Document 0001491623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-23 17:09:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity