Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GB SCIENCES INC See All Filings	D	2018-10-24 13:08:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001165320 Filed Document 0000939798-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-10-24 13:08:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BLOCS SCHOLARSHIP 30 LLC See All Filings	D	2018-10-24 13:06:40 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001756837 Filed Document 0001756799-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-10-24 13:06:40 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oaktree Middle-Market Direct Lending Fund (Parallel 2), L.P. See All Filings	D	2018-10-24 12:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756449 Filed Document 0001756449-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:58:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOCS SCHOLARSHIP 28 LLC See All Filings	D	2018-10-24 12:56:14 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001756838 Filed Document 0001756799-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:56:14 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apollo Structured Credit Recovery Co-Investors IV (A) LP See All Filings	D	2018-10-24 12:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756874 Filed Document 0000950142-18-002083 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:53:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Key Star Capital Fund II LP See All Filings	D	2018-10-24 12:50:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756654 Filed Document 0001756654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:50:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Core Trend HV Fund See All Filings	D/A	2018-10-24 12:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-18-000820 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCS SCHOLARSHIP 23 LLC See All Filings	D	2018-10-24 12:47:51 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001756843 Filed Document 0001756799-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:47:51 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aspect US Institutional Fund Ltd See All Filings	D/A	2018-10-24 12:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001330073 Filed Document 0001315863-18-000819 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:44:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect US Fund LLC See All Filings	D/A	2018-10-24 12:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Barclays Capital Inc,, iCapital Securities, LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001333112 Filed Document 0001315863-18-000818 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Horizon Ltd See All Filings	D/A	2018-10-24 12:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730762 Filed Document 0001315863-18-000817 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:42:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LILIS ENERGY, INC. See All Filings	D	2018-10-24 12:42:17 UTC
Amount To Be Raised $93,267,795 Associated Brokers / Dealers N/A CIK Number 0001437557 Filed Document 0001437557-18-000059 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:42:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Syntiant Corp. See All Filings	D	2018-10-24 12:41:32 UTC
Amount To Be Raised $24,999,977 Associated Brokers / Dealers N/A CIK Number 0001718728 Filed Document 0001718728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:41:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspect UCITS Funds PLC See All Filings	D/A	2018-10-24 12:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680901 Filed Document 0001315863-18-000816 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Institutional Diversified Fund See All Filings	D/A	2018-10-24 12:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-18-000815 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Core Trend Fund See All Filings	D/A	2018-10-24 12:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738230 Filed Document 0001315863-18-000814 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Nutley Group, LLC See All Filings	D/A	2018-10-24 12:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681839 Filed Document 0001681839-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:35:49 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund June 2022 Inc. See All Filings	D/A	2018-10-24 12:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688649 Filed Document 0001315863-18-000813 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:35:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRES PALMS MULTIFAMILY LLC See All Filings	D	2018-10-24 12:29:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001756470 Filed Document 0001756470-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:29:24 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CP Liquidity Income Fund, LP See All Filings	D	2018-10-24 12:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754046 Filed Document 0000919574-18-006784 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:28:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TULA Life, Inc. See All Filings	D	2018-10-24 12:27:00 UTC
Amount To Be Raised $4,200,003 Associated Brokers / Dealers N/A CIK Number 0001698342 Filed Document 0001698342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:27:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
11 HAIR STORIES, LLC See All Filings	C	2018-10-24 12:25:53 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001756907 Filed Document 0001746059-18-000004 Accepted Date 2018-10-24 12:25:53 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Under Technologies, Inc. See All Filings	D	2018-10-24 12:25:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001756460 Filed Document 0001756460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:25:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLD BORE TECHNOLOGY INC. See All Filings	D	2018-10-24 12:22:09 UTC
Amount To Be Raised $2,302,200 Associated Brokers / Dealers Zelos Capital Ltd. CIK Number 0001612784 Filed Document 0001085037-18-000119 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:22:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Springs Financial Corp See All Filings	D	2018-10-24 12:18:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001756257 Filed Document 0001756257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:18:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Credit Opportunity Fund, LLC - Series II See All Filings	D	2018-10-24 12:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756780 Filed Document 0001567619-18-004459 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:12:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aatru Medical LLC See All Filings	D	2018-10-24 12:10:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001709493 Filed Document 0001709493-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:10:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BLOCS SCHOLARSHIP 18 LLC See All Filings	D	2018-10-24 12:05:10 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001756799 Filed Document 0001756799-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 12:05:10 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovative Brewing, LLC See All Filings	D	2018-10-24 11:43:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001756609 Filed Document 0001756609-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-24 11:43:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Betterez Inc. See All Filings	D	2018-10-24 11:41:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630879 Filed Document 0001630879-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:41:34 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Saga Core LTD See All Filings	D	2018-10-24 11:40:37 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Saga Core LTD CIK Number 0001756444 Filed Document 0001756444-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-24 11:40:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Other
Advance Green Energy, Inc. See All Filings	1-A/A	2018-10-24 11:26:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers various CIK Number 0001693966 Filed Document 0001683168-18-003130 Accepted Date 2018-10-24 11:26:48 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Smash Ventures SPV LLC See All Filings	D	2018-10-24 11:13:51 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001756507 Filed Document 0001567619-18-004453 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:13:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Coast Orthopedic Center, LLC See All Filings	D	2018-10-24 11:12:51 UTC
Amount To Be Raised $1,492,400 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001756856 Filed Document 0001756856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:12:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
A-NPD-13-Fund, a series of AX-AmrEna-Funds, LLC See All Filings	D	2018-10-24 11:12:50 UTC
Amount To Be Raised $147,500 Associated Brokers / Dealers N/A CIK Number 0001755866 Filed Document 0001753477-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NoveTechnologies, LLC See All Filings	D/A	2018-10-24 11:12:11 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001690944 Filed Document 0001690944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:12:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Debt
A-OLJ-19-PR-2-Fund, a series of JJK Funds, LP See All Filings	D	2018-10-24 11:11:08 UTC
Amount To Be Raised $612,888 Associated Brokers / Dealers N/A CIK Number 0001754687 Filed Document 0001753477-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:11:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundRx Capsule 27, a series of FundRx Master Fund I, LLC See All Filings	D	2018-10-24 11:09:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001753477 Filed Document 0001753477-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:09:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 89, LLC See All Filings	D	2018-10-24 11:02:51 UTC
Amount To Be Raised $2,830,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001753466 Filed Document 0001753466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:02:51 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ForgeX Malt Investment, LLC See All Filings	D	2018-10-24 11:02:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685142 Filed Document 0001685142-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-24 11:02:24 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN BANCSHARES INC See All Filings	D	2018-10-24 10:57:53 UTC
Amount To Be Raised $6,600,012 Associated Brokers / Dealers N/A CIK Number 0001756744 Filed Document 0001756744-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:57:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
REVA Kay Universal DST See All Filings	D	2018-10-24 10:45:14 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers Dwight Kay, Elizabeth Friant, Jason Salmon, Chay Lapin, and Wealthforge Securities LLC CIK Number 0001756848 Filed Document 0001756848-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-24 10:45:14 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Horseman Global Fund Ltd. See All Filings	D/A	2018-10-24 10:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534189 Filed Document 0000919574-18-006782 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Clovernook Realty Holdings LLC See All Filings	D	2018-10-24 10:40:26 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001756857 Filed Document 0001756857-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:40:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Horseman European Select Fund Ltd. See All Filings	D/A	2018-10-24 10:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534188 Filed Document 0000919574-18-006780 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Custom HF Strategies, L.P. See All Filings	D	2018-10-24 10:32:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755233 Filed Document 0001566114-18-000047 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:32:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D	2018-10-24 10:30:09 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:30:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SGH Holdings II, LLC See All Filings	D/A	2018-10-24 10:17:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623778 Filed Document 0001623778-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:17:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
LINKBANCORP, Inc. See All Filings	D	2018-10-24 10:02:17 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001756701 Filed Document 0001567619-18-004447 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:02:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
L2 Summit Fund, L.P. See All Filings	D/A	2018-10-24 10:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castle Hill Capital Partners, Inc. CIK Number 0001623593 Filed Document 0000919574-18-006778 Exclusions or Exemptions 506b Accepted Date 2018-10-24 10:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity