Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd See All Filings	D/A	2018-12-10 13:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171964 Filed Document 0001171964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR TIDE ASSOCIATES LLC See All Filings	D	2018-12-10 13:40:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760969 Filed Document 0001760969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:40:18 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CINCINNATI WIP BUSINESSPLEX, LLC See All Filings	D	2018-12-10 13:37:49 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001761178 Filed Document 0001761178-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:37:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SRA Health, Inc. See All Filings	C/A	2018-12-10 13:36:21 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $987,000 CIK Number 0001754829 Filed Document 0001669191-18-000545 Accepted Date 2018-12-10 13:36:21 UTC Type of Offering C/A Security Offered Amount 21,277 Security Offered Type Common Stock State MISSOURI
Vine Street Square Buligo LP See All Filings	D	2018-12-10 13:36:01 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001761070 Filed Document 0001144204-18-063748 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:36:01 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Crosslink Crossover Fund VII, L.P. See All Filings	D/A	2018-12-10 13:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635991 Filed Document 0000935836-18-000640 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Plaza Buligo LP See All Filings	D	2018-12-10 13:31:58 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001761076 Filed Document 0001144204-18-063746 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:31:58 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC See All Filings	D/A	2018-12-10 13:30:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171963 Filed Document 0001171963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:30:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTLC Mirza, LLC See All Filings	D/A	2018-12-10 13:26:09 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001718243 Filed Document 0001718243-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-10 13:26:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC See All Filings	D/A	2018-12-10 13:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571731 Filed Document 0001571731-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:22:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Mobility Company Holdings, Inc. See All Filings	C/A	2018-12-10 13:10:44 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $504,000 CIK Number 0001754123 Filed Document 0001669191-18-000543 Accepted Date 2018-12-10 13:10:44 UTC Type of Offering C/A Security Offered Amount 11,905 Security Offered Type Common Stock State ILLINOIS
Tank Utility, Inc. See All Filings	D	2018-12-10 13:10:28 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652214 Filed Document 0001652214-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:10:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Fuller Private Equity Fund, LP See All Filings	D/A	2018-12-10 13:08:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626445 Filed Document 0001626445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:08:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tock, Inc. See All Filings	D	2018-12-10 13:03:12 UTC
Amount To Be Raised $9,349,809 Associated Brokers / Dealers N/A CIK Number 0001627616 Filed Document 0001760267-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:03:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC See All Filings	D/A	2018-12-10 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., NFP Securities Inc., RBC Capital Markets Corporation, Triad Advisors, Inc., LPL Financial LLC, and Raymond James and Associates, Inc. CIK Number 0001449393 Filed Document 0001012975-18-001281 Exclusions or Exemptions 506b Accepted Date 2018-12-10 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Click Deal Buy! See All Filings	D	2018-12-10 12:54:49 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001629235 Filed Document 0001629235-18-000010 Exclusions or Exemptions 506c Accepted Date 2018-12-10 12:54:49 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Central Park Group Global Distressed Fund, LLC See All Filings	D/A	2018-12-10 12:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc., LPL Financial LLC, Essex Financial Services, Inc., Stiffel, Nicolaus and Company, Inc., NFP Securities Inc., Raymond James & Associates, Inc., and CBIZ Financial Solutions, Inc. CIK Number 0001461558 Filed Document 0001012975-18-001280 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southeast Multifamily Portfolio II LLC See All Filings	D/A	2018-12-10 12:43:38 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001760377 Filed Document 0001760377-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-10 12:43:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gramercy Capital Solutions Fund, L.P. See All Filings	D/A	2018-12-10 12:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725258 Filed Document 0001725258-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RT RLD Investment II, LLC See All Filings	D	2018-12-10 12:29:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001761031 Filed Document 0001761031-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Open Energy Market Inc. See All Filings	D	2018-12-10 12:27:50 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001761152 Filed Document 0001761152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:27:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Headphone Events, Inc. See All Filings	D	2018-12-10 12:25:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001686219 Filed Document 0001686219-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:25:55 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy 3E Onshore Fund LLC See All Filings	D/A	2018-12-10 12:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVCF IV, L.P. See All Filings	D	2018-12-10 12:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001761158 Filed Document 0001761158-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. See All Filings	D/A	2018-12-10 12:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001324636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:11:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3 Onshore Fund LLC See All Filings	D/A	2018-12-10 12:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001336837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:04:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Municipal Master Fund Ltd. See All Filings	D	2018-12-10 12:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761122 Filed Document 0001761122-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 12:01:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seismos, Inc. See All Filings	D/A	2018-12-10 11:56:39 UTC
Amount To Be Raised $11,093,857 Associated Brokers / Dealers N/A CIK Number 0001746375 Filed Document 0001746375-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:56:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. See All Filings	D/A	2018-12-10 11:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001412058-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:55:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Growth Partners II Co-Investment L.P. See All Filings	D	2018-12-10 11:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760569 Filed Document 0001760569-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS VI TRENDS Managed Futures Offshore Fund, L.P. See All Filings	D/A	2018-12-10 11:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001698959 Filed Document 0001698959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Growth Partners II L.P. See All Filings	D	2018-12-10 11:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760568 Filed Document 0001760568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:43:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cash or Trade, Inc. See All Filings	D/A	2018-12-10 11:41:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001733746 Filed Document 0001733746-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:41:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
TRIKON ASSET MANAGMENT ONSHORE FUND See All Filings	D	2018-12-10 11:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759263 Filed Document 0001759263-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:37:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIPW, LLC See All Filings	D	2018-12-10 11:28:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753595 Filed Document 0001753595-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:28:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PHFS VI SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2018-12-10 11:28:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001699060 Filed Document 0001699060-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:28:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIKON ASSET MANAGMENT OFFSHORE FUND See All Filings	D	2018-12-10 11:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759264 Filed Document 0001759264-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Holdco, LLC See All Filings	D/A	2018-12-10 11:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658302 Filed Document 0001658302-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:19:16 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHFS V SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2018-12-10 11:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001673677 Filed Document 0001673677-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-10 11:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rodeo Therapeutics Corp See All Filings	D	2018-12-10 11:16:02 UTC
Amount To Be Raised $4,571,475 Associated Brokers / Dealers N/A CIK Number 0001712341 Filed Document 0001712341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:16:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TRIKON ASSET MANAGMENT OFFSHORE FUND See All Filings	D	2018-12-10 11:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759264 Filed Document 0001759264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:15:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS V Mortgage RV Offshore Fund, L.P. See All Filings	D/A	2018-12-10 11:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001711187 Filed Document 0001711187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:12:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D	2018-12-10 11:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-18-000039 Exclusions or Exemptions 506b Accepted Date 2018-12-10 11:11:53 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T2Earth Holdings LLC See All Filings	D	2018-12-10 10:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708120 Filed Document 0001013594-18-000729 Exclusions or Exemptions 506b Accepted Date 2018-12-10 10:46:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Surge Global Bakeries Partners LP See All Filings	D	2018-12-10 10:39:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001761118 Filed Document 0001761118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 10:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHFS IV SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2018-12-10 10:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001668220 Filed Document 0001668220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 10:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AI Assist Fund, L.P. See All Filings	D	2018-12-10 10:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761057 Filed Document 0001761057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 10:21:25 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHFS IV EM Macro Offshore Fund, L.P. See All Filings	D/A	2018-12-10 10:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001711177 Filed Document 0001711177-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-10 10:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
County Route Catering, Inc. See All Filings	C	2018-12-10 10:13:36 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $40,000 CIK Number 0001760678 Filed Document 0001760678-18-000001 Accepted Date 2018-12-10 10:13:36 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
PHFS III SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2018-12-10 10:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001656582 Filed Document 0001656582-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-10 10:07:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund