Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vertigo Media, Inc. See All Filings	D/A	2016-09-27 14:13:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:13:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:12:24 UTC
Amount To Be Raised $3,625 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000292 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:12:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:11:48 UTC
Amount To Be Raised $103,611 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000291 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:11:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Energy Opportunity Fund L.P. See All Filings	D/A	2016-09-27 14:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589665 Filed Document 0000899140-16-001617 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings	D/A	2016-09-27 14:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-16-001616 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:10:51 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000290 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:10:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INVESTMENT FUND LP See All Filings	D/A	2016-09-27 14:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-16-001615 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:09:08 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000288 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:09:08 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Institutional Investment Fund Ltd. See All Filings	D/A	2016-09-27 14:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0000899140-16-001614 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2016-09-27 14:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0000899140-16-001613 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:07:21 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000286 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:07:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Asia Investments LP See All Filings	D/A	2016-09-27 14:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0000899140-16-001612 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QOR, LLC See All Filings	D	2016-09-27 14:06:27 UTC
Amount To Be Raised $1,000,293 Associated Brokers / Dealers N/A CIK Number 0001586733 Filed Document 0001586733-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:06:27 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2016-09-27 14:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0000899140-16-001611 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies QP Ltd. See All Filings	D/A	2016-09-27 14:05:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0000899140-16-001610 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:05:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain High Brands, Inc. See All Filings	D	2016-09-27 14:04:09 UTC
Amount To Be Raised $35,339 Associated Brokers / Dealers N/A CIK Number 0001670869 Filed Document 0001663577-16-000283 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:04:09 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2016-09-27 14:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-16-001609 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRTI, Inc. See All Filings	D/A	2016-09-27 14:00:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001599423-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 14:00:28 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Balanced Energy, LLC See All Filings	D	2016-09-27 13:59:31 UTC
Amount To Be Raised $241,560 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:59:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Context ICG Investors LLC See All Filings	D/A	2016-09-27 13:50:45 UTC
Amount To Be Raised $100,500,000 Associated Brokers / Dealers N/A CIK Number 0001655113 Filed Document 0001655113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CREDIFI CORP. See All Filings	D	2016-09-27 13:46:21 UTC
Amount To Be Raised $10,649,997 Associated Brokers / Dealers N/A CIK Number 0001600489 Filed Document 0001600489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:46:21 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MEBOLABS INC. See All Filings	D	2016-09-27 13:46:01 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001685644 Filed Document 0001685644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:46:01 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia U.S. Equity Beta 1 Master Account, L.P. See All Filings	D	2016-09-27 13:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685670 Filed Document 0001685670-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemi Ventures Fund I, L.P. See All Filings	D	2016-09-27 13:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685416 Filed Document 0001685416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:32:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morton Brothers Joint LLC See All Filings	D	2016-09-27 13:29:36 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Union Gaming Securities, LLC CIK Number 0001685632 Filed Document 0001685632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:29:36 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Kingstown Partners Offshore Ltd See All Filings	D/A	2016-09-27 13:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSTOWN PARTNERS L.P. See All Filings	D/A	2016-09-27 13:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins, Thomas P. Kikis, Steven Jafarzadeh, and David Yazdan Jr. CIK Number 0001458424 Filed Document 0001458424-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 13:09:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haschwealth Holdings LLC See All Filings	D	2016-09-27 12:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685537 Filed Document 0001685537-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 12:43:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Pal Joey Lab Ltd Liability Co See All Filings	D	2016-09-27 12:36:43 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001685714 Filed Document 0001685714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 12:36:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
LEVEL BEAUTY GROUP, INC. See All Filings	D/A	2016-09-27 12:33:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001644903 Filed Document 0001644903-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-27 12:33:26 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PK Thompson Guitars LLC See All Filings	D	2016-09-27 12:14:28 UTC
Amount To Be Raised $302,940 Associated Brokers / Dealers N/A CIK Number 0001668496 Filed Document 0001668496-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-27 12:14:28 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
OssiFi Inc See All Filings	D	2016-09-27 12:05:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001685351 Filed Document 0001685351-16-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2016-09-27 12:05:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
ActualMeds Corp See All Filings	D	2016-09-27 11:59:19 UTC
Amount To Be Raised $2,160,524 Associated Brokers / Dealers N/A CIK Number 0001662460 Filed Document 0001662460-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:59:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SIXSITE Gear, LLC See All Filings	D	2016-09-27 11:54:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685082 Filed Document 0001685082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:54:23 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VCare Acquisition LLC See All Filings	D	2016-09-27 11:32:18 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001685585 Filed Document 0001144204-16-125448 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:32:18 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Azalea Health Innovations, Inc. See All Filings	D/A	2016-09-27 11:25:36 UTC
Amount To Be Raised $10,812,067 Associated Brokers / Dealers HEALTHIS CAPITAL MARKETS, LLC CIK Number 0001630860 Filed Document 0001630860-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-27 11:25:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Advanced Protein, LLC See All Filings	D	2016-09-27 10:52:03 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001685552 Filed Document 0001685552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:52:03 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RoBotany Ltd. See All Filings	D	2016-09-27 10:46:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001685276 Filed Document 0001685276-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:46:48 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ALPINE STREET OFFSHORE PARTNERS SPC - ALPINE STREET OFFSHORE PARTNERS SEGREGATED PORTFOLIO A See All Filings	D/A	2016-09-27 10:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611140 Filed Document 0001405086-16-000637 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vertigo Media, Inc. See All Filings	D	2016-09-27 10:26:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:26:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION PHARMACEUTICALS INC See All Filings	D	2016-09-27 10:20:51 UTC
Amount To Be Raised $24,298,209 Associated Brokers / Dealers N/A CIK Number 0001434418 Filed Document 0001434418-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:20:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oxygen Therapy, Inc. See All Filings	D	2016-09-27 10:05:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685616 Filed Document 0001685616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:05:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MUGO, INC. See All Filings	D	2016-09-27 10:03:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001685476 Filed Document 0001685476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-27 10:03:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bay Capital Feeder Fund Ltd. See All Filings	D/A	2016-09-27 09:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619640 Filed Document 0001619640-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-27 09:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outpost Capital Fund I LP See All Filings	D	2016-09-27 06:16:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001685551 Filed Document 0001213900-16-017032 Exclusions or Exemptions 506b Accepted Date 2016-09-27 06:16:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legal Sifter, Inc. See All Filings	D/A	2016-09-26 21:25:25 UTC
Amount To Be Raised $2,755,543 Associated Brokers / Dealers N/A CIK Number 0001669388 Filed Document 0001382963-16-000242 Exclusions or Exemptions 506b Accepted Date 2016-09-26 21:25:25 UTC Type of Offering D/A Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambra Bioscience LLC See All Filings	D	2016-09-26 20:27:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632112 Filed Document 0001632112-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-26 20:27:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agency for Student Health Research Inc. See All Filings	D	2016-09-26 19:40:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629968 Filed Document 0001509397-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:40:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canva, Inc. See All Filings	D	2016-09-26 19:32:54 UTC
Amount To Be Raised $16,002,027 Associated Brokers / Dealers N/A CIK Number 0001556314 Filed Document 0001556314-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
HERITAGE COMMERCE CORP See All Filings	D	2016-09-26 19:29:11 UTC
Amount To Be Raised $63,739,380 Associated Brokers / Dealers N/A CIK Number 0001053352 Filed Document 0000945111-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-26 19:29:11 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity