Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pelham Long/Short Fund Ltd See All Filings	D/A	2017-02-17 06:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421973 Filed Document 0000902664-17-001259 Exclusions or Exemptions 506b Accepted Date 2017-02-17 06:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund LP See All Filings	D/A	2017-02-17 06:57:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545295 Filed Document 0000902664-17-001258 Exclusions or Exemptions 506b Accepted Date 2017-02-17 06:57:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aperimus Offshore, Ltd. See All Filings	D/A	2017-02-17 06:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-17-009695 Exclusions or Exemptions 506b Accepted Date 2017-02-17 06:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trizic, Inc. See All Filings	D	2017-02-16 21:56:06 UTC
Amount To Be Raised $2,099,999 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 21:56:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WhereFor, Inc. See All Filings	D	2017-02-16 21:32:54 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001698314 Filed Document 0001698314-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 21:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbacker Renewable Energy Co LLC See All Filings	D	2017-02-16 20:02:18 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers SC Distributors, LLC CIK Number 0001563922 Filed Document 0001615774-17-000699 Exclusions or Exemptions 506b Accepted Date 2017-02-16 20:02:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeoTribe Ventures I, L.P. See All Filings	D	2017-02-16 19:43:52 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001696926 Filed Document 0001696926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 19:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MATBOCK ORIGINS, LLC See All Filings	D	2017-02-16 19:03:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678608 Filed Document 0001678608-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-02-16 19:03:05 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JYVE, L.L.C. See All Filings	D	2017-02-16 18:51:17 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001698171 Filed Document 0001698171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:51:17 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avalon Health Management LLC See All Filings	D/A	2017-02-16 18:37:47 UTC
Amount To Be Raised $724,739 Associated Brokers / Dealers N/A CIK Number 0001599567 Filed Document 0001140361-17-008005 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:37:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WEBROTATOR, INC. See All Filings	D	2017-02-16 18:21:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587793 Filed Document 0001056520-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:21:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MCCOY INVESTMENTS III, L.P. See All Filings	D/A	2017-02-16 18:12:05 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001650647 Filed Document 0001013594-17-000195 Exclusions or Exemptions 506b Accepted Date 2017-02-16 18:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2017-02-16 17:55:17 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-17-007994 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:55:17 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Arch Street Investors, LP See All Filings	D	2017-02-16 17:48:15 UTC
Amount To Be Raised $12,755,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001697649 Filed Document 0001382963-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:48:15 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Geniecast, LLC See All Filings	D	2017-02-16 17:47:41 UTC
Amount To Be Raised $3,805,000 Associated Brokers / Dealers N/A CIK Number 0001670820 Filed Document 0001670820-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:47:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SENTINEL OFFENDER HOLDINGS, LLC See All Filings	D	2017-02-16 17:47:10 UTC
Amount To Be Raised $13,172,044 Associated Brokers / Dealers N/A CIK Number 0001697947 Filed Document 0001140361-17-007993 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:47:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MRA 48-49 LIC LLC See All Filings	D	2017-02-16 17:45:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001698371 Filed Document 0001698371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:45:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMP IX - Holdings, LLC See All Filings	D	2017-02-16 17:36:28 UTC
Amount To Be Raised $6,479,000 Associated Brokers / Dealers N/A CIK Number 0001698369 Filed Document 0001698369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:36:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Navigator Fund, LP See All Filings	D/A	2017-02-16 17:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540739 Filed Document 0001666393-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:31:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
XBORDERS, LLC See All Filings	D	2017-02-16 17:31:28 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001698070 Filed Document 0001698070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:31:28 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
KINGDOM RIDGE CAPITAL PARTNERS LP See All Filings	D/A	2017-02-16 17:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457104 Filed Document 0000919574-17-002104 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HCP Full Consequence Investing Fund I (Cayman), L.P. See All Filings	D	2017-02-16 17:20:11 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001698087 Filed Document 0001698087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:20:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNote Group, Inc. See All Filings	D	2017-02-16 17:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683145 Filed Document 0001140361-17-007980 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:14:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HCP Full Consequence Investing Fund I, L.P. See All Filings	D	2017-02-16 17:14:31 UTC
Amount To Be Raised $11,235,000 Associated Brokers / Dealers N/A CIK Number 0001691298 Filed Document 0001691298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lattice Biologics Ltd. See All Filings	D	2017-02-16 17:13:47 UTC
Amount To Be Raised $258,416 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:13:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2017-02-16 17:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001366814 Filed Document 0000950142-17-000388 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucerne Capital Fund LP See All Filings	D/A	2017-02-16 17:10:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001401955 Filed Document 0000950142-17-000387 Exclusions or Exemptions 506b Accepted Date 2017-02-16 17:10:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCheck, Inc. See All Filings	D	2017-02-16 16:58:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001691889 Filed Document 0001691889-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:58:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2017-02-16 16:56:03 UTC
Amount To Be Raised $6,575 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:56:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gracian Short Alpha I Ltd. See All Filings	D/A	2017-02-16 16:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666004 Filed Document 0001666004-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORT Global Trend L.P. See All Filings	D	2017-02-16 16:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697925 Filed Document 0001697925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:51:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALUNG TECHNOLOGIES INC See All Filings	D/A	2017-02-16 16:48:56 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001179295 Filed Document 0001179295-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:48:56 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Urban Therapy, LLC See All Filings	D/A	2017-02-16 16:46:48 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001651740 Filed Document 0001651740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:46:48 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTC Line Holdco I LLC See All Filings	D/A	2017-02-16 16:44:29 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665934 Filed Document 0001665954-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:44:29 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Element Data, Inc. See All Filings	D	2017-02-16 16:42:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698309 Filed Document 0001698309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:42:18 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BTC Holdco I LLC See All Filings	D/A	2017-02-16 16:42:15 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665954 Filed Document 0001665954-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:42:15 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2017-02-16 16:40:04 UTC
Amount To Be Raised $684,144 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:40:04 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Condor Manco 4 S.a r.l. See All Filings	D	2017-02-16 16:35:28 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001698361 Filed Document 0001698361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:35:28 UTC Type of Offering D Industry Investing Principal Place of Business LUXEMBOURG Revenue or Assets $No Revenues Type of Security Equity
Ultra Capital RAV I 2016 Feeder LLC See All Filings	D	2017-02-16 16:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698100 Filed Document 0001698100-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRE Leaders II, L.P. See All Filings	D	2017-02-16 16:31:06 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001698187 Filed Document 0001698187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:31:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apollo Asia Sprint Co-Investment Fund, L.P. See All Filings	D	2017-02-16 16:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697713 Filed Document 0000950142-17-000382 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:29:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Health Services, LLC See All Filings	D	2017-02-16 16:29:37 UTC
Amount To Be Raised $29,272,066 Associated Brokers / Dealers N/A CIK Number 0001696920 Filed Document 0001140361-17-007951 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:29:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RRE Ventures VII, L.P. See All Filings	D	2017-02-16 16:27:46 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001698188 Filed Document 0001698188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zero Coupon Pharmacy VII DST See All Filings	D/A	2017-02-16 16:26:08 UTC
Amount To Be Raised $9,208,662 Associated Brokers / Dealers Michael A. Bendix, Nathaniel M. Kuhn, Eric S. Scaff, Randy A. Barmache, Dwight K. Kay, Scott D. Offerman, Inland Securities Corporation, David B. Levinson, Daniel P. Raupp, Joseph G. Michaletz, Jeffrey S. Cedarberg, and Robert A. Horning CIK Number 0001690266 Filed Document 0001690266-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:26:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Prime Meridian Real Estate Lending Fund, LP See All Filings	D/A	2017-02-16 16:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp CIK Number 0001666393 Filed Document 0001666393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Capital RAV I 2016 LLC See All Filings	D	2017-02-16 16:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698142 Filed Document 0001698142-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Netwrix Corp See All Filings	D	2017-02-16 16:22:46 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers Houlihan Lokey CIK Number 0001698117 Filed Document 0001698117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:22:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guayacan Private Equity Fund Limited Partnership III-B See All Filings	D	2017-02-16 16:21:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698301 Filed Document 0001698301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardwalk Frozen Treats, LLC See All Filings	D	2017-02-16 16:20:17 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001580000 Filed Document 0001580000-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:20:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
LandPro Equipment Partners LP See All Filings	D	2017-02-16 16:18:13 UTC
Amount To Be Raised $25,440,000 Associated Brokers / Dealers David Millican CIK Number 0001698297 Filed Document 0001698297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-16 16:18:13 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity