Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pine River Convertibles Fund L.P. See All Filings	D/A	2016-10-03 10:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471580 Filed Document 0001471580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Convertibles Fund Ltd. See All Filings	D/A	2016-10-03 10:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471741 Filed Document 0001471741-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eLum Technologies LLC See All Filings	D	2016-10-03 10:12:34 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001685614 Filed Document 0001685614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 10:12:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Frontier NanoSystems, LLC See All Filings	D	2016-10-03 09:58:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001470895 Filed Document 0001470895-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-03 09:58:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALTRINSIC GLOBAL EQUITY PORTFOLIO, LP See All Filings	D/A	2016-10-03 09:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531937 Filed Document 0000919574-16-015626 Exclusions or Exemptions 506b Accepted Date 2016-10-03 09:21:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rubric Capital Partners LP See All Filings	D	2016-10-03 08:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685924 Filed Document 0000902664-16-008277 Exclusions or Exemptions 506b Accepted Date 2016-10-03 08:19:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubric Capital Offshore Fund Ltd. See All Filings	D	2016-10-03 08:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685909 Filed Document 0000902664-16-008276 Exclusions or Exemptions 506b Accepted Date 2016-10-03 08:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoEuro Corp. See All Filings	D	2016-10-03 08:03:04 UTC
Amount To Be Raised $69,999,966 Associated Brokers / Dealers N/A CIK Number 0001570627 Filed Document 0001140361-16-081357 Exclusions or Exemptions 506b Accepted Date 2016-10-03 08:03:04 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Bay International Fund Ltd. See All Filings	D/A	2016-10-03 07:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497679 Filed Document 0000902664-16-008275 Exclusions or Exemptions 506b Accepted Date 2016-10-03 07:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Fund LP See All Filings	D/A	2016-10-03 07:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354129 Filed Document 0000902664-16-008274 Exclusions or Exemptions 506b Accepted Date 2016-10-03 07:39:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Leased Properties, LLC See All Filings	D/A	2016-09-30 21:38:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558681 Filed Document 0001558681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 21:38:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MediStreams, LLC See All Filings	D/A	2016-09-30 21:37:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626648 Filed Document 0001626648-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-30 21:37:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PINC SOLUTIONS See All Filings	D/A	2016-09-30 19:17:41 UTC
Amount To Be Raised $13,681,534 Associated Brokers / Dealers N/A CIK Number 0001302027 Filed Document 0001302027-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 19:17:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOGRID SYSTEMS HOLDINGS, LLC See All Filings	D	2016-09-30 18:45:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685966 Filed Document 0001685966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:45:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Thorofare Asset Based Lending Fund IV, L.P. See All Filings	D/A	2016-09-30 18:40:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001654490 Filed Document 0001654490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:40:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whetstone Capital, LP See All Filings	D/A	2016-09-30 18:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Kovach CIK Number 0001526845 Filed Document 0001526845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:27:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEHR TEST SYSTEMS See All Filings	D	2016-09-30 18:19:46 UTC
Amount To Be Raised $5,851,311 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001040470 Filed Document 0001040470-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-09-30 18:19:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pager, Inc. See All Filings	D	2016-09-30 17:44:35 UTC
Amount To Be Raised $6,000,009 Associated Brokers / Dealers N/A CIK Number 0001612406 Filed Document 0001612406-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:44:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WholeMe, LLC See All Filings	D	2016-09-30 17:43:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675914 Filed Document 0001675914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:43:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IFund Strategic Income, LLC See All Filings	D/A	2016-09-30 17:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653806 Filed Document 0001653806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:36:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMB Japan Opportunities Fund, LP See All Filings	D/A	2016-09-30 17:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487073 Filed Document 0001487073-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motili, Inc. See All Filings	D	2016-09-30 17:12:06 UTC
Amount To Be Raised $879,000 Associated Brokers / Dealers N/A CIK Number 0001686148 Filed Document 0001686148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:12:06 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Harmonus Inc See All Filings	D/A	2016-09-30 17:09:17 UTC
Amount To Be Raised $877,060 Associated Brokers / Dealers N/A CIK Number 0001660001 Filed Document 0001660001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:09:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Elgin J-Dek LP See All Filings	D	2016-09-30 17:01:58 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001685319 Filed Document 0001685319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 17:01:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2016-09-30 16:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Long/Short Fund Ltd. See All Filings	D/A	2016-09-30 16:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001653445 Filed Document 0001013594-16-001239 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRENCHFOUNDERS INC. See All Filings	D	2016-09-30 16:45:29 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers N/A CIK Number 0001627030 Filed Document 0001231919-16-000061 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:45:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Long/Short Fund LP See All Filings	D/A	2016-09-30 16:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001653446 Filed Document 0001013594-16-001238 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patient Identification Platform, Inc. See All Filings	D/A	2016-09-30 16:35:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655101 Filed Document 0001655101-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:35:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LGVC Apartments LLC See All Filings	D	2016-09-30 16:21:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001685975 Filed Document 0001685975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:21:19 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Qnect LLC See All Filings	D	2016-09-30 16:20:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:20:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Choice Pet Venture LLC See All Filings	D	2016-09-30 16:19:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601365 Filed Document 0001601365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:19:08 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2016-09-30 16:13:46 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-16-000095 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:13:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Roka BioScience, Inc. See All Filings	D	2016-09-30 16:13:41 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001472343 Filed Document 0000905718-16-001680 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:13:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Aura Biosciences, Inc. See All Filings	D	2016-09-30 16:11:03 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001501796 Filed Document 0001501796-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:11:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Hancock Timberland XII Inc. See All Filings	D	2016-09-30 16:09:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001685514 Filed Document 0001685514-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 16:09:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cultivation Capital Fintech Fund, L.P. See All Filings	D	2016-09-30 15:58:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001679300 Filed Document 0001679300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:58:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
TLF Partners, LP See All Filings	D/A	2016-09-30 15:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499944 Filed Document 0000919574-16-015619 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:48:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WPS CAPITAL FUND LLC See All Filings	D/A	2016-09-30 15:40:23 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001158568 Filed Document 0001158568-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:40:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MCI Preferred Equity Fund, LLC See All Filings	D/A	2016-09-30 15:38:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Emerson Equity, LLC, PHX Financial, Inc., KCD Financial, Inc., International Assets Advisory, LLC, Coastal Equities, Inc., Dempsey Lord Smith, LLC, Alexander Capital, L.P., Arete Wealth Management, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Center Street Securities, Inc., D.H. Hill Securities, LLLP, EDI Financial, Inc., Freedom Investors Corp., Granderson Wealth Management Group Inc., Great Point Capital LLC, Independence Capital Co., Inc., J. K. Financial Services, Inc., Meyers Associates, L.P., Newbridge Securities Corporation, NI Advisors, Relyon Financial Advisors, LLC, Richfield Orion International, Inc., R.M. Duncan Securities, Inc., Taylor Capital Management Inc., Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Worden Capital Management LLC, Dakota Securities International, Inc., and Relyon Financial Advisors, LLC CIK Number 0001656338 Filed Document 0001656338-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:38:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QVT Onshore LP See All Filings	D/A	2016-09-30 15:38:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549045 Filed Document 0001549045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:38:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiore Exploration Ltd. See All Filings	D	2016-09-30 15:26:23 UTC
Amount To Be Raised $598,470 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0000906361 Filed Document 0000906361-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:26:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
86 Co See All Filings	D	2016-09-30 15:09:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587386 Filed Document 0000914760-16-000472 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:09:25 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Siguler Guff SBCOF Parallel Fund, LP See All Filings	D/A	2016-09-30 15:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654683 Filed Document 0001654329-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Solutions, Inc./PA See All Filings	D/A	2016-09-30 15:04:01 UTC
Amount To Be Raised $3,425,709 Associated Brokers / Dealers N/A CIK Number 0001654825 Filed Document 0001192482-16-000717 Exclusions or Exemptions 506b Accepted Date 2016-09-30 15:04:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Smart Skin Technologies Inc. See All Filings	D	2016-09-30 14:58:24 UTC
Amount To Be Raised $12,987 Associated Brokers / Dealers N/A CIK Number 0001596050 Filed Document 0001596050-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-30 14:58:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Business Credit Opportunities Fund, LP See All Filings	D/A	2016-09-30 14:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654329 Filed Document 0001654329-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 14:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cocorilla Ltd See All Filings	D	2016-09-30 14:51:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682476 Filed Document 0001682476-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 14:51:18 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Avesta Multifamily Partners II LP See All Filings	D/A	2016-09-30 14:50:30 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001675378 Filed Document 0001675378-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-30 14:50:30 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sunnyside Northwest LLC See All Filings	D	2016-09-30 14:44:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001685267 Filed Document 0001685267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 14:44:49 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity