Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Grande Marque Trading, LLC See All Filings	D/A	2017-09-25 13:32:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651261 Filed Document 0001651261-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:32:59 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Aerial Systems, Inc. See All Filings	D	2017-09-25 13:07:05 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001716975 Filed Document 0001716975-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:07:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
General Finance CORP See All Filings	D	2017-09-25 11:34:19 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001342287 Filed Document 0001654954-17-008766 Exclusions or Exemptions 506c Accepted Date 2017-09-25 11:34:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Native American Partners LLC See All Filings	D/A	2017-09-25 10:59:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001705656 Filed Document 0001705656-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-09-25 10:59:21 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Updater Inc. See All Filings	D	2017-09-25 06:40:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001717292 Filed Document 0001209191-17-053795 Exclusions or Exemptions 506c Accepted Date 2017-09-25 06:40:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NW Life Funds, LP See All Filings	D	2017-09-22 16:19:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001581025 Filed Document 0001461859-17-000026 Exclusions or Exemptions 506c Accepted Date 2017-09-22 16:19:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Sarissa Capital Catapult Fund LLC See All Filings	D	2017-09-22 16:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716725 Filed Document 0001716725-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 16:14:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Heights Associates,LLC See All Filings	D/A	2017-09-22 14:36:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001716712 Filed Document 0001716712-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-22 14:36:41 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Real Prayers, LLC See All Filings	D	2017-09-22 13:14:39 UTC
Amount To Be Raised $2,460,000 Associated Brokers / Dealers N/A CIK Number 0001716416 Filed Document 0001716416-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 13:14:39 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Life Capital,LLC See All Filings	D	2017-09-22 13:13:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715275 Filed Document 0001715275-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 13:13:58 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Other
Trinity Heights Associates,LLC See All Filings	D/A	2017-09-22 12:41:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001716712 Filed Document 0001716712-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-22 12:41:01 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
KGR, LLC (KGR Series IV) See All Filings	D/A	2017-09-22 12:15:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529719 Filed Document 0001095449-17-000097 Exclusions or Exemptions 506c Accepted Date 2017-09-22 12:15:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Federated Prime Private Liquidity Fund See All Filings	D/A	2017-09-22 12:05:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-17-001985 Exclusions or Exemptions 506c Accepted Date 2017-09-22 12:05:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Prime Private Liquidity Fund See All Filings	D/A	2017-09-22 12:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-17-001984 Exclusions or Exemptions 506c Accepted Date 2017-09-22 12:03:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Prime Private Liquidity Fund See All Filings	D/A	2017-09-22 12:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-17-001983 Exclusions or Exemptions 506c Accepted Date 2017-09-22 12:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Prime Private Liquidity Fund See All Filings	D/A	2017-09-22 12:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-17-001982 Exclusions or Exemptions 506c Accepted Date 2017-09-22 12:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KGR, LLC (KGR Series III) See All Filings	D/A	2017-09-22 11:47:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529718 Filed Document 0001095449-17-000096 Exclusions or Exemptions 506c Accepted Date 2017-09-22 11:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KGR, LLC (KGR Series II) See All Filings	D/A	2017-09-22 11:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529717 Filed Document 0001095449-17-000095 Exclusions or Exemptions 506c Accepted Date 2017-09-22 11:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KGR, LLC (KGR Series I) See All Filings	D/A	2017-09-22 11:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529716 Filed Document 0001095449-17-000094 Exclusions or Exemptions 506c Accepted Date 2017-09-22 11:30:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillview Special Opportunities Fund, LP See All Filings	D/A	2017-09-22 10:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175850 Filed Document 0001013594-17-000678 Exclusions or Exemptions 506c Accepted Date 2017-09-22 10:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND OFFSHORE LTD See All Filings	D/A	2017-09-22 09:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348299 Filed Document 0001013594-17-000677 Exclusions or Exemptions 506c Accepted Date 2017-09-22 09:59:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND LP See All Filings	D/A	2017-09-22 09:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348297 Filed Document 0001013594-17-000676 Exclusions or Exemptions 506c Accepted Date 2017-09-22 09:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Presidium Harlingen Partner, LLC See All Filings	D	2017-09-21 18:30:14 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001716856 Filed Document 0001140361-17-036154 Exclusions or Exemptions 506c Accepted Date 2017-09-21 18:30:14 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Knightscope, Inc. See All Filings	D	2017-09-21 17:04:24 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001600983 Filed Document 0001600983-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-21 17:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAND MOUNTAIN BANCSHARES INC See All Filings	D/A	2017-09-21 15:59:36 UTC
Amount To Be Raised $5,619,208 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001380993 Filed Document 0000927089-17-000340 Exclusions or Exemptions 506c Accepted Date 2017-09-21 15:59:36 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TSWR DEVELOPMENT SWD PORTFOLIO I, DST See All Filings	D/A	2017-09-21 15:04:57 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers Sandlapper Securities, Trawnegan Gall, Ryan Sherer, Timothy Sherer, Forrest James, Peter Chernin, Chris Miller, Robin Naylor, Emerson Equity, LLC, John Harvey, Kevin Nevin, and Natalia Nevin CIK Number 0001669072 Filed Document 0001669072-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-21 15:04:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
WFP Opportunity Fund, LLC See All Filings	D/A	2017-09-21 14:22:41 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001586797-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 14:22:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund, LLC See All Filings	D/A	2017-09-21 14:13:20 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001586795-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 14:13:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RESFL, LLC See All Filings	D/A	2017-09-21 13:26:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703566 Filed Document 0001703566-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-21 13:26:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clean Energy Technology Association, Inc. See All Filings	D	2017-09-21 12:54:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001611285 Filed Document 0001611285-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 12:54:38 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-09-21 12:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000010 Exclusions or Exemptions 506c Accepted Date 2017-09-21 12:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Redan Capital Consumer Credit II, LP See All Filings	D	2017-09-21 12:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717521 Filed Document 0001717521-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 12:28:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enigma ENG International Ltd See All Filings	D	2017-09-21 11:20:09 UTC
Amount To Be Raised $25,072,524 Associated Brokers / Dealers N/A CIK Number 0001717484 Filed Document 0001717484-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 11:20:09 UTC Type of Offering D Industry Computers Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Hancock Rock Investors, LLC See All Filings	D	2017-09-21 07:33:54 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers Lynn Fedor, Todd Lantier, and Tobin & Company Securities LLC CIK Number 0001714274 Filed Document 0001714274-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 07:33:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Lendsnap, Inc. See All Filings	D	2017-09-20 21:37:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001700829 Filed Document 0001700829-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-09-20 21:37:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Trinity Heights Associates,LLC See All Filings	D	2017-09-20 19:59:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001716712 Filed Document 0001716712-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-20 19:59:21 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Brookwood Hayward Note Fund LLC See All Filings	D	2017-09-20 19:49:27 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers n/a CIK Number 0001716698 Filed Document 0001716698-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-20 19:49:27 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
VASARI ENERGY, INC See All Filings	D/A	2017-09-20 19:27:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612117 Filed Document 0001612117-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-20 19:27:10 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FINANCIAL TRANSMISSION NETWORK INC See All Filings	D	2017-09-20 18:16:53 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001460706 Filed Document 0001460706-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-20 18:16:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Barefoot Beach Bums, Inc. See All Filings	D	2017-09-20 18:08:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717552 Filed Document 0001717552-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-20 18:08:31 UTC Type of Offering D Industry Retailing Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLOUD SECURITY CORP. See All Filings	D	2017-09-20 18:04:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516079 Filed Document 0001683168-17-002431 Exclusions or Exemptions 506c Accepted Date 2017-09-20 18:04:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DRS Real Estate Fund LLC See All Filings	D	2017-09-20 17:53:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers No Sales Compensation CIK Number 0001717057 Filed Document 0001717057-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-20 17:53:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-09-20 15:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-09-20 15:58:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wiltshire LCP LLC See All Filings	D	2017-09-20 11:29:15 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001716427 Filed Document 0001716428-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-20 11:29:15 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
977 Stuyvesant LCP LLC See All Filings	D	2017-09-20 11:17:06 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001716428 Filed Document 0001716428-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-20 11:17:06 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Airport Road Prospect Partners See All Filings	D	2017-09-19 17:09:08 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001717435 Filed Document 0001717435-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 17:09:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Wendel Total Return Fund, LLC See All Filings	D	2017-09-19 16:19:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001717365 Filed Document 0001717365-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 16:19:49 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NP Chicago Reit Holdings, LLC See All Filings	D	2017-09-19 15:57:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001717419 Filed Document 0001717419-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 15:57:36 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SWALK Operations, LLC See All Filings	D	2017-09-19 15:27:15 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001712955 Filed Document 0001712955-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 15:27:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy NW Fund, LLC See All Filings	D/A	2017-09-19 14:41:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001538428 Filed Document 0001538428-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 14:41:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt