Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neighborhood Market Portfolio DST See All Filings	D/A	2016-10-04 13:42:49 UTC
Amount To Be Raised $8,408,635 Associated Brokers / Dealers James K. Johnston, Douglas A. Henrickson, Christina Nielson, Robert L. Boggess, Charles B. Runnels, Adam J. Bryan, Mike Bendix, David B. Levinson, Blayne A. Andersen, Tomas J. Velken, Robert J. Binkele, Robert A. Horning, William S. Sheeham, Joshua C. Koehnen, Barry W. Lemay, David A. Kangas, Dwight K. Kay, Wenjinn J. Chang, Chad M. Tusa, Brian D. Long, Eric S. Scaff, Joral T. Schmalle, Joseph G. Michaletz, and Daniel P. Raupp CIK Number 0001679005 Filed Document 0001679005-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:42:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TWIN LAKE TOTAL RETURN PARTNERS QP L.P. See All Filings	D/A	2016-10-04 13:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263633 Filed Document 0001263633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moxe Health Corp See All Filings	D	2016-10-04 13:37:25 UTC
Amount To Be Raised $6,087,824 Associated Brokers / Dealers N/A CIK Number 0001686302 Filed Document 0001686302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:37:25 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Lush Budgett LLC See All Filings	D	2016-10-04 13:30:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001686321 Filed Document 0001686321-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:30:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pinnacle North Dallas LLC See All Filings	D	2016-10-04 13:23:10 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001685962 Filed Document 0001685962-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:23:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wellfount, Corp See All Filings	D	2016-10-04 13:13:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:13:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OneOme LLC See All Filings	D	2016-10-04 13:11:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001637022 Filed Document 0001235802-16-000310 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:11:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SEVA Technology Solutions, Inc See All Filings	D	2016-10-04 13:07:54 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001684981 Filed Document 0001684981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:07:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUB Seattle LLC See All Filings	D	2016-10-04 13:06:59 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001556867 Filed Document 0001556867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:06:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Genprex, Inc. See All Filings	D	2016-10-04 13:03:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001595248 Filed Document 0001595248-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-04 13:03:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PARALLAX FUND LP See All Filings	D/A	2016-10-04 13:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178154 Filed Document 0000935836-16-001149 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:02:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneOme LLC See All Filings	D	2016-10-04 13:01:15 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001637022 Filed Document 0001235802-16-000309 Exclusions or Exemptions 506b Accepted Date 2016-10-04 13:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-04 12:33:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589237 Filed Document 0000919574-16-015661 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR EQUITY EXPOSURE FUND, L.P. See All Filings	D	2016-10-04 12:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684214 Filed Document 0001684214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIIO INC. See All Filings	D/A	2016-10-04 12:15:53 UTC
Amount To Be Raised $927,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-16-001911 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:15:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
GREEN BLENDER, INC. See All Filings	D	2016-10-04 12:00:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640107 Filed Document 0001640107-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:00:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRONDIRECT LLC See All Filings	D	2016-10-04 12:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661494 Filed Document 0000950103-16-016820 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:00:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Duet Mena Horizon Fund See All Filings	D	2016-10-04 12:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686336 Filed Document 0000919574-16-015658 Exclusions or Exemptions 506b Accepted Date 2016-10-04 12:00:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Solar Technologies, Inc. See All Filings	D	2016-10-04 11:45:21 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-16-000192 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:45:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
aPriori Technologies Inc See All Filings	D	2016-10-04 11:35:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001291301 Filed Document 0001291301-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:35:54 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ned Stevens Holding Corp. See All Filings	D	2016-10-04 11:34:19 UTC
Amount To Be Raised $54,500,000 Associated Brokers / Dealers N/A CIK Number 0001686212 Filed Document 0001686212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:34:19 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Laurette Broadway Ltd Liability Co See All Filings	D	2016-10-04 11:29:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001685283 Filed Document 0001685283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:29:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Newburyport Brewing Co See All Filings	D/A	2016-10-04 11:27:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556429 Filed Document 0001556429-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:27:30 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
P.O.S.A., LLC See All Filings	D	2016-10-04 11:21:15 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001686183 Filed Document 0001686183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:21:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global View Film Fund See All Filings	D/A	2016-10-04 11:11:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001532641 Filed Document 0001532641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:11:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gungenics LLC See All Filings	D	2016-10-04 11:08:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686117 Filed Document 0000949265-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:08:36 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Convey Health Parent, Inc. See All Filings	D	2016-10-04 11:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685145 Filed Document 0000895345-16-000548 Exclusions or Exemptions 506b Accepted Date 2016-10-04 11:03:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATOMVEST US FUND Ltd See All Filings	D	2016-10-04 10:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683377 Filed Document 0001683377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:59:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panoramic Partners LP See All Filings	D/A	2016-10-04 10:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404097 Filed Document 0000935836-16-001146 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRA Opportunities Fund I-B, L.P. See All Filings	D/A	2016-10-04 10:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655061 Filed Document 0000935836-16-001145 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:35:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRA Opportunities Fund I-A, L.P. See All Filings	D/A	2016-10-04 10:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655149 Filed Document 0000935836-16-001144 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast Mobile, Inc. See All Filings	D	2016-10-04 10:15:46 UTC
Amount To Be Raised $8,365,318 Associated Brokers / Dealers N/A CIK Number 0001618113 Filed Document 0001618113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:15:46 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LoLo, LLC See All Filings	D	2016-10-04 10:09:51 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-04 10:09:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLUE SKY URANIUM CORP. See All Filings	D	2016-10-04 09:46:50 UTC
Amount To Be Raised $1,840,494 Associated Brokers / Dealers N/A CIK Number 0001463978 Filed Document 0001463978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 09:46:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-04 09:02:50 UTC
Amount To Be Raised $22,498,512 Associated Brokers / Dealers John Sanford, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000658 Exclusions or Exemptions 506b Accepted Date 2016-10-04 09:02:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-10-04 08:54:04 UTC
Amount To Be Raised $97,694 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-16-000657 Exclusions or Exemptions 506b Accepted Date 2016-10-04 08:54:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KFG Equity Dividend, LLC See All Filings	D/A	2016-10-04 06:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559926 Filed Document 0001209191-16-143796 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Mid-Cap, LLC See All Filings	D/A	2016-10-04 06:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559905 Filed Document 0001209191-16-143795 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Large-Cap Market Weight, LLC See All Filings	D/A	2016-10-04 06:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559897 Filed Document 0001209191-16-143794 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Large-Cap Equal Weight, LLC See All Filings	D/A	2016-10-04 06:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559964 Filed Document 0001209191-16-143793 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG International Markets, LLC See All Filings	D/A	2016-10-04 06:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560127 Filed Document 0001209191-16-143792 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG Emerging Markets, LLC See All Filings	D/A	2016-10-04 06:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560265 Filed Document 0001209191-16-143789 Exclusions or Exemptions 506b Accepted Date 2016-10-04 06:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncolix, Inc. See All Filings	D	2016-10-03 22:11:33 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NewBridge Securities Corporation CIK Number 0001574061 Filed Document 0001574061-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-03 22:11:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Globevestor InstaOffice Fund I, a series of Globevestor Funds, LLC See All Filings	D	2016-10-03 21:46:56 UTC
Amount To Be Raised $63,800 Associated Brokers / Dealers N/A CIK Number 0001686256 Filed Document 0001686256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 21:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor OnlineTyari Fund II, a series of Globevestor Funds, LLC See All Filings	D	2016-10-03 21:34:48 UTC
Amount To Be Raised $42,855 Associated Brokers / Dealers N/A CIK Number 0001686255 Filed Document 0001686255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 21:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund SPC - Segregated Portfolio 43 See All Filings	D	2016-10-03 21:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672202 Filed Document 0001507943-16-000311 Exclusions or Exemptions 506b Accepted Date 2016-10-03 21:17:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOVPLUS FUND AI LP See All Filings	D/A	2016-10-03 20:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFT Financial Group, LLC, Vestech Securities, Sizemore Capital Management LLC, and Forest Securities CIK Number 0001433851 Filed Document 0001507943-16-000310 Exclusions or Exemptions 506b Accepted Date 2016-10-03 20:41:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Offshore, LP See All Filings	D	2016-10-03 20:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685335 Filed Document 0001685335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-03 20:13:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BETTER VENTURES FUND II, LP See All Filings	D/A	2016-10-03 20:10:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001620531 Filed Document 0001620531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 20:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verde Mountain Fund, LLC See All Filings	D/A	2016-10-03 19:46:41 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001674284 Filed Document 0001674284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-03 19:46:41 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity