Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARCTRUST, Inc. See All Filings	D/A	2016-10-05 11:09:36 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, and More than 5 Persons CIK Number 0001480970 Filed Document 0001480970-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-05 11:09:36 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2016-10-05 11:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, Far Hills Group, LLC, and Stifel Nicolaus & Company, Incorporated CIK Number 0001558369 Filed Document 0001013594-16-001249 Exclusions or Exemptions 506b Accepted Date 2016-10-05 11:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Podomus Capital Partners, LP See All Filings	D/A	2016-10-05 10:59:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588778 Filed Document 0000919574-16-015675 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:59:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Macro (US) Fund See All Filings	D/A	2016-10-05 10:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539742 Filed Document 0001539742-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shannon River Partners II, LP See All Filings	D/A	2016-10-05 10:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, Far Hills Group, LLC, and Stifel Nicolaus & Company, Incorporated CIK Number 0001301840 Filed Document 0001013594-16-001248 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:49:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCTRUST, Inc. See All Filings	D/A	2016-10-05 10:47:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, and More than 5 Persons CIK Number 0001480970 Filed Document 0001480970-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:47:45 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GARWOOD MEDICAL DEVICES, LLC See All Filings	D/A	2016-10-05 10:47:28 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001676184 Filed Document 0001676184-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:47:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
301 West Offshore Feeder Fund, L.P. See All Filings	D	2016-10-05 10:41:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001686339 Filed Document 0001686339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:41:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C VIII Real Estate Opportunities Onshore, L.P. 301 West Feeder Fund Series See All Filings	D	2016-10-05 10:39:49 UTC
Amount To Be Raised $18,640,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001686340 Filed Document 0001686340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:39:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Sub-Saharan Africa Equity Master Fund, Ltd. See All Filings	D/A	2016-10-05 10:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001518292 Filed Document 0001518292-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHANNON RIVER PARTNERS LP See All Filings	D/A	2016-10-05 10:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001214044 Filed Document 0001013594-16-001247 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearpath Robotics Inc. See All Filings	D	2016-10-05 10:26:21 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001684802 Filed Document 0001684802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:26:21 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Doonbeg Fund, Ltd. See All Filings	D/A	2016-10-05 10:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Far Hills Group, LLC, Alternative Strategies Group, Inc., and ICapital Securities, LLC CIK Number 0001562271 Filed Document 0001013594-16-001246 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brelion 36, LLC See All Filings	D	2016-10-05 10:18:22 UTC
Amount To Be Raised $189,900 Associated Brokers / Dealers N/A CIK Number 0001686420 Filed Document 0001686420-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:18:22 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Dymon Asia Macro Plus Fund See All Filings	D/A	2016-10-05 10:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588834 Filed Document 0001588834-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartDelta Fund LP See All Filings	D	2016-10-05 10:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685894 Filed Document 0001685894-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:17:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MY COI, LLC See All Filings	D	2016-10-05 10:15:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001523405 Filed Document 0001523405-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:15:32 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
DOONBEG FUND LP See All Filings	D/A	2016-10-05 10:12:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Far Hills Group, LLC, Alternative Strategies Group, Inc., and ICapital Securities, LLC CIK Number 0001416009 Filed Document 0001013594-16-001245 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Macro Plus (US) Fund See All Filings	D/A	2016-10-05 10:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588899 Filed Document 0001588899-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 10:05:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShiftWizard, Inc. See All Filings	D	2016-10-05 09:38:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001684659 Filed Document 0001461373-16-000111 Exclusions or Exemptions 506b Accepted Date 2016-10-05 09:38:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Sub-Saharan Africa Equity Fund, Ltd. See All Filings	D/A	2016-10-05 09:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC and Florida Atlantic Securities Corp. CIK Number 0001594227 Filed Document 0001594227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 09:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
READY Robotics Corp See All Filings	D	2016-10-05 09:31:12 UTC
Amount To Be Raised $9,218 Associated Brokers / Dealers N/A CIK Number 0001672409 Filed Document 0001672409-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 09:31:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PINEBRIDGE SUB-SAHARAN AFRICA EQUITY FUND, LLC See All Filings	D/A	2016-10-05 09:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001440787 Filed Document 0001440787-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 09:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowery Opportunity Fund, L.P. See All Filings	D/A	2016-10-05 09:19:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469744 Filed Document 0001315863-16-001821 Exclusions or Exemptions 506b Accepted Date 2016-10-05 09:19:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCF7 Carolinas Multifamily Portfolio, LLC See All Filings	D/A	2016-10-05 08:53:40 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001678624 Filed Document 0001678624-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 08:53:40 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Next Frontier Biosciences, LLC See All Filings	D	2016-10-05 08:33:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628804 Filed Document 0001628804-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 08:33:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
AVADIM TECHNOLOGIES INC See All Filings	D	2016-10-04 20:57:03 UTC
Amount To Be Raised $493,051 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000431 Exclusions or Exemptions 506b Accepted Date 2016-10-04 20:57:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-10-04 20:46:54 UTC
Amount To Be Raised $1,790,716 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000430 Exclusions or Exemptions 506b Accepted Date 2016-10-04 20:46:54 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mesa Reno, LLC See All Filings	D	2016-10-04 20:33:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001685419 Filed Document 0001685419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 20:33:09 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Capital Secondary Fund II, LP See All Filings	D/A	2016-10-04 20:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wren Capital, LLC and TGP Securities, Inc. CIK Number 0001638825 Filed Document 0001638825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-04 20:25:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SugarTree Development Partners, LLC See All Filings	D	2016-10-04 19:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685618 Filed Document 0001685618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 19:57:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Consolidated Fasteners, LLC See All Filings	D	2016-10-04 18:31:53 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001686471 Filed Document 0001686471-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 18:31:53 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AC 19 LLC See All Filings	D	2016-10-04 18:30:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001686331 Filed Document 0001686331-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 18:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
AQR Gibraltar Offshore Fund, L.P. See All Filings	D/A	2016-10-04 17:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584543 Filed Document 0001616801-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toughbuilt Industries, Inc See All Filings	D	2016-10-04 17:32:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001668370 Filed Document 0001615774-16-007519 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:32:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MR Argent Offshore Fund AB LP See All Filings	D	2016-10-04 17:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684306 Filed Document 0000950142-16-004555 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:27:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MR Argent Growth Fund AB LP See All Filings	D	2016-10-04 17:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686369 Filed Document 0000950142-16-004553 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MR Argent Value Fund AB LP See All Filings	D	2016-10-04 17:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686371 Filed Document 0000950142-16-004551 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:25:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stem Wine Company, LLC See All Filings	D	2016-10-04 17:24:44 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001685936 Filed Document 0001685936-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:24:44 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 252, LLC See All Filings	D	2016-10-04 17:23:10 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001684796 Filed Document 0001684806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:23:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Hixme Insurance Solutions, Inc. See All Filings	D	2016-10-04 17:22:46 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001655235 Filed Document 0001140361-16-081728 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:22:46 UTC Type of Offering D Industry Health Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia Offshore Fund, L.P. See All Filings	D/A	2016-10-04 17:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616801 Filed Document 0001616801-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 254, LLC See All Filings	D	2016-10-04 17:17:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001684806 Filed Document 0001684806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:17:18 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CENTURY ENERGY LTD. See All Filings	D	2016-10-04 17:13:53 UTC
Amount To Be Raised $37,750 Associated Brokers / Dealers N/A CIK Number 0001274172 Filed Document 0001274172-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:13:53 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Northern Shipping Fund III LP See All Filings	D/A	2016-10-04 17:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and MANOR PRIVATE CAPITAL, LLC CIK Number 0001652180 Filed Document 0000919574-16-015673 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GrowGeneration Corp. See All Filings	D	2016-10-04 17:07:10 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Cavu Securities LLC CIK Number 0001604868 Filed Document 0001213900-16-017266 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:07:10 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mare Island Dry Dock Investment LLC See All Filings	D	2016-10-04 17:06:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001589881 Filed Document 0001589881-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 17:06:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ShiftPixy, Inc. See All Filings	D	2016-10-04 16:45:30 UTC
Amount To Be Raised $2,032,640 Associated Brokers / Dealers Scott W. Absher CIK Number 0001675634 Filed Document 0001675634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-04 16:45:30 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
nTopology Inc. See All Filings	D	2016-10-04 16:44:32 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001682681 Filed Document 0001682681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-04 16:44:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OCA Patria V LLC See All Filings	D/A	2016-10-04 16:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637220 Filed Document 0001637220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-04 16:41:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund