Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Serone Key Opportunities Fund LP See All Filings	D/A	2017-02-23 12:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633740 Filed Document 0001633740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LBM Management Holdings, LLC See All Filings	D/A	2017-02-23 12:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668059 Filed Document 0001668059-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:33:53 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Merlin, LP See All Filings	D	2017-02-23 12:31:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694450 Filed Document 0000919574-17-002222 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:31:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A-HRJ-16-Fund, a series of Sun Room Funds, LLC See All Filings	D	2017-02-23 12:30:58 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001698791 Filed Document 0001698791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:30:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancora Merlin Institutional, Ltd. See All Filings	D	2017-02-23 12:28:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695701 Filed Document 0000919574-17-002220 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst, LP See All Filings	D	2017-02-23 12:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694346 Filed Document 0000919574-17-002218 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:24:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst Institutional, Ltd. See All Filings	D	2017-02-23 12:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695691 Filed Document 0000919574-17-002216 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:21:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Acadia Investors V, Inc. See All Filings	D/A	2017-02-23 12:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001682930 Filed Document 0001682930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:20:03 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HSREP VI CO-INVESTMENT, L.P. See All Filings	D/A	2017-02-23 12:16:14 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001675538 Filed Document 0001675538-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:16:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global SC Finance III Ltd See All Filings	D	2017-02-23 12:13:13 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001698651 Filed Document 0001698651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:13:13 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Debt
FIRST NECK OFFSHORE FUND, LTD. See All Filings	D/A	2017-02-23 12:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326091 Filed Document 0000919574-17-002214 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A-CNZ-19-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2017-02-23 12:09:01 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001685664 Filed Document 0001685664-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:09:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORY RESEARCH ENERGY FUND LP See All Filings	D/A	2017-02-23 12:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001322311 Filed Document 0001322311-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Property Fund, LLC See All Filings	D/A	2017-02-23 12:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297275 Filed Document 0000950103-17-001643 Exclusions or Exemptions 506b Accepted Date 2017-02-23 12:03:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-RCS-17-Fund, a series of AX-XoRs-Funds, LLC See All Filings	D	2017-02-23 11:59:28 UTC
Amount To Be Raised $102,999 Associated Brokers / Dealers N/A CIK Number 0001696513 Filed Document 0001696513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:59:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forsta, Inc. See All Filings	D	2017-02-23 11:58:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001698488 Filed Document 0001698488-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:58:46 UTC Type of Offering D Industry Telecommunications Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HARRISON STREET REAL ESTATE PARTNERS VI-A, L.P. See All Filings	D/A	2017-02-23 11:53:02 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers N/A CIK Number 0001679647 Filed Document 0001679647-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:53:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
A-SHO-11-Fund, a series of AngelList-OpTe-Funds, LLC See All Filings	D	2017-02-23 11:52:20 UTC
Amount To Be Raised $257,994 Associated Brokers / Dealers N/A CIK Number 0001697985 Filed Document 0001696514-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:52:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chambers Street Global Fund, LP See All Filings	D/A	2017-02-23 11:48:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545552 Filed Document 0001013594-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:48:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-DQD-27-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2017-02-23 11:47:32 UTC
Amount To Be Raised $180,587 Associated Brokers / Dealers N/A CIK Number 0001696514 Filed Document 0001696514-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:47:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Paradigm Fund, L.P. See All Filings	D/A	2017-02-23 11:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030882 Filed Document 0000919574-17-002212 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AFFL ASSOCIATES, LLC See All Filings	D/A	2017-02-23 11:42:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001690433 Filed Document 0001690433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:42:55 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HARRISON STREET REAL ESTATE PARTNERS VI, L.P. See All Filings	D/A	2017-02-23 11:42:10 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers N/A CIK Number 0001675533 Filed Document 0001675533-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 79 See All Filings	D	2017-02-23 11:40:42 UTC
Amount To Be Raised $474,844 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001695015 Filed Document 0001695015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:40:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2017-02-23 11:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:11:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PBU Partners L.P. See All Filings	D/A	2017-02-23 11:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461035 Filed Document 0000919574-17-002210 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LAURIUM LIMPOPO US FEEDER LP See All Filings	D	2017-02-23 11:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001697454 Filed Document 0001140361-17-008758 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theragen, Inc. See All Filings	D	2017-02-23 11:06:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001683222 Filed Document 0001683222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 11:06:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CapRock Land & Development Fund I, L.P. See All Filings	D/A	2017-02-23 10:31:20 UTC
Amount To Be Raised $3,273,500 Associated Brokers / Dealers Dolliver H. Frederick and Charles R. Querry CIK Number 0001581975 Filed Document 0001581975-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:31:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Logista Fund LP See All Filings	D/A	2017-02-23 10:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567468 Filed Document 0001567468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWM Alternative Investments SPV, LLC- Series 2- Unicorn Technology See All Filings	D	2017-02-23 10:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698536 Filed Document 0001698536-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:15:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Argus Capital Management, LP See All Filings	D	2017-02-23 10:06:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544255 Filed Document 0001544255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:06:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PharmacoPhotonics, Inc. See All Filings	D	2017-02-23 10:06:00 UTC
Amount To Be Raised $5,000,003 Associated Brokers / Dealers N/A CIK Number 0001470868 Filed Document 0001470868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:06:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Capital Funding Co-Investment Fund LP See All Filings	D	2017-02-23 10:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538584 Filed Document 0001538584-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:04:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Madison Capital Funding Co-Investment Fund LP See All Filings	D	2017-02-23 10:04:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538584 Filed Document 0001538584-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-23 10:04:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 169 See All Filings	D	2017-02-23 09:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001698393 Filed Document 0001698393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:56:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3EDGE Global Opportunities Non-QP Fund, LP See All Filings	D/A	2017-02-23 09:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667573 Filed Document 0001667573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glen Capital Partners Focus Fund, L.P. See All Filings	D/A	2017-02-23 09:40:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWM Alternative Investments Special Purpose Vehicle, LLC- Series 1-PT See All Filings	D	2017-02-23 09:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693457 Filed Document 0001693457-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:31:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HMM PARTNERS HOPKINS VENTURE, LLC See All Filings	D	2017-02-23 09:30:56 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001698706 Filed Document 0001698706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:30:56 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EWM Special Purpose Vehicle - ADE, LLC See All Filings	D/A	2017-02-23 09:26:48 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001692160 Filed Document 0001692160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EWM Special Purpose Vehicle - FF, LLC See All Filings	D/A	2017-02-23 09:22:23 UTC
Amount To Be Raised $8,172,000 Associated Brokers / Dealers N/A CIK Number 0001670448 Filed Document 0001670448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Student Investments, LLC See All Filings	D	2017-02-23 09:02:11 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001698724 Filed Document 0001698724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 09:02:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Coatbridge Capital Fund, LLC See All Filings	D	2017-02-23 08:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695259 Filed Document 0001140361-17-008728 Exclusions or Exemptions 506b Accepted Date 2017-02-23 08:43:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycolin Creek Partners, LP See All Filings	D/A	2017-02-23 07:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665179 Filed Document 0001665179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-23 07:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drescher Onshore Fund, L.P. See All Filings	D	2017-02-22 22:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joel Drescher CIK Number 0001667359 Filed Document 0001667359-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 22:33:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIXLET LLC See All Filings	D/A	2017-02-22 22:00:39 UTC
Amount To Be Raised $28,593,845 Associated Brokers / Dealers N/A CIK Number 0001588024 Filed Document 0001588024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 22:00:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F1 Oncology, Inc. See All Filings	D	2017-02-22 21:20:19 UTC
Amount To Be Raised $93,999,996 Associated Brokers / Dealers N/A CIK Number 0001698021 Filed Document 0001698021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 21:20:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
People Power Co See All Filings	D/A	2017-02-22 20:29:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001475437 Filed Document 0001475437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 20:29:44 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Champion Echo Park, LLC See All Filings	D	2017-02-22 20:18:32 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001698560 Filed Document 0001698560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 20:18:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity