Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
White Oaks Freedom Fund SP See All Filings	D	2016-10-05 16:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672815 Filed Document 0001672815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WRML UNLEVERED LOANS, LLC - LOAN POOL IV See All Filings	D	2016-10-05 16:32:09 UTC
Amount To Be Raised $61,345,500 Associated Brokers / Dealers N/A CIK Number 0001686289 Filed Document 0001686288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:32:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
First Growth Capital Partners II LP See All Filings	D	2016-10-05 16:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686144 Filed Document 0001686144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:31:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2016-10-05 16:31:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:31:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Promentis Pharmaceuticals, Inc. See All Filings	D	2016-10-05 16:30:59 UTC
Amount To Be Raised $8,787,399 Associated Brokers / Dealers N/A CIK Number 0001470994 Filed Document 0001470994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:30:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Distilling, Inc. See All Filings	D	2016-10-05 16:30:49 UTC
Amount To Be Raised $1,198,800 Associated Brokers / Dealers N/A CIK Number 0001684283 Filed Document 0001684283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:30:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
White Oaks Flexible Strategies Fund SP See All Filings	D	2016-10-05 16:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672814 Filed Document 0001672814-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:27:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Exchange Program I, LLC See All Filings	D/A	2016-10-05 16:26:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001660076 Filed Document 0001660076-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:26:46 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
WHITE OAKS AGGRESSIVE GROWTH FUND SP See All Filings	D	2016-10-05 16:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672804 Filed Document 0001672804-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BrightFarms, Inc. See All Filings	D	2016-10-05 16:25:35 UTC
Amount To Be Raised $30,200,500 Associated Brokers / Dealers BTIG, LLC CIK Number 0001537482 Filed Document 0001537482-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:25:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stereotaxis, Inc. See All Filings	D	2016-10-05 16:18:29 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001289340 Filed Document 0000950138-16-001388 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:18:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AAMAF, LP See All Filings	D/A	2016-10-05 16:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CORONADO INVESTMENTS, LLC CIK Number 0001543967 Filed Document 0000919574-16-015696 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2016-10-05 16:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WRML LEVERED LOANS, LLC - LOAN POOL IV See All Filings	D	2016-10-05 16:16:58 UTC
Amount To Be Raised $39,976,400 Associated Brokers / Dealers N/A CIK Number 0001686288 Filed Document 0001686288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:16:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
iValu8, Inc. See All Filings	D/A	2016-10-05 16:15:34 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001646282 Filed Document 0001646282-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:15:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ANCORA GREATER CHINA FUND, LP See All Filings	D/A	2016-10-05 16:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CORONADO INVESTMENTS, LLC CIK Number 0001432868 Filed Document 0000919574-16-015694 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2016-10-05 16:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:06:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Moderate Growth Fund SP See All Filings	D	2016-10-05 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672813 Filed Document 0001672813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:02:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tala Security, Inc. See All Filings	D	2016-10-05 15:59:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684295 Filed Document 0001684295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:59:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ITOPIA, INC. See All Filings	D/A	2016-10-05 15:46:04 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001551449 Filed Document 0001551449-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:46:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NW Garwood Field Development Joint Venture See All Filings	D	2016-10-05 15:45:11 UTC
Amount To Be Raised $399,000 Associated Brokers / Dealers N/A CIK Number 0001686440 Filed Document 0001654954-16-002663 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:45:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Telligent Greater China Fund, LP See All Filings	D/A	2016-10-05 15:42:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470723 Filed Document 0001470723-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-10-05 15:42:25 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Tables, Inc. See All Filings	D	2016-10-05 15:37:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001583209 Filed Document 0001583209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:37:08 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AcuFocus, Inc. See All Filings	D	2016-10-05 15:27:58 UTC
Amount To Be Raised $74,924,639 Associated Brokers / Dealers N/A CIK Number 0001165260 Filed Document 0001140361-16-081947 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:27:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hemex Health, Inc. See All Filings	D	2016-10-05 15:21:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686615 Filed Document 0001686615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:21:16 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
BSP East 21 LLC See All Filings	D	2016-10-05 15:13:49 UTC
Amount To Be Raised $4,835,850 Associated Brokers / Dealers N/A CIK Number 0001680170 Filed Document 0001680170-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:13:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regency Tower Acquisition, LLC See All Filings	D	2016-10-05 15:11:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001686252 Filed Document 0001686252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:11:40 UTC Type of Offering D Industry Residential Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Innovu, Inc. See All Filings	D	2016-10-05 15:10:34 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001672040 Filed Document 0001672040-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:10:34 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Nav Technologies, Inc. See All Filings	D	2016-10-05 15:09:36 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001577130 Filed Document 0001577130-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:09:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boundary Waters Brands, LLC See All Filings	D	2016-10-05 15:03:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001677675 Filed Document 0001677675-16-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2016-10-05 15:03:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eight Sleep Inc. See All Filings	D	2016-10-05 14:59:25 UTC
Amount To Be Raised $12,791,783 Associated Brokers / Dealers N/A CIK Number 0001686351 Filed Document 0001686351-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:59:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Impact Venture Capital I, L.P. See All Filings	D	2016-10-05 14:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685775 Filed Document 0001685775-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitetail Investors, LLC See All Filings	D	2016-10-05 14:48:56 UTC
Amount To Be Raised $5,429,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001685813 Filed Document 0001685813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:48:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PITCAIRN ALTERNATIVE INVESTMENT FUND L P See All Filings	D/A	2016-10-05 14:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001011548 Filed Document 0001011548-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ft. Collins Multifamily Portfolio DST See All Filings	D/A	2016-10-05 14:39:01 UTC
Amount To Be Raised $39,012,526 Associated Brokers / Dealers Michael A. Bendix, Inland Securities Corporation, Christina Nielson, 1st Global Capital Corp., Silver Portal Capital LLC, Concorde Investment Services LLC, James Lamont, Terry Shea, Edwin Day, John G. Chess, John Goff, Mark Gopen, Deborah O'Connell, Jason Salmon, Robert R. Tweed, Troy Thomas, Woodbury Financial Services Inc., Jody J. Roth, Sagepoint Financial Inc., Centaurus Financial Inc., Carol Grasso, Philip Kluge, Duane Swanson, Peter Cook, Susan J. Gitt, Tony R. Price, Richard Park, Tomas Velken, Robin Krolewski, John S. Weiss, John W. Kenny, Roger K. Coit, Eric Bicknese, Adam Young, William G. Stemple, Duncan Eng, Taylor Ashland, James K. Johnston, Lawrence R. Greenfield, Thomas J. Ealy, and Peter A. Finnegan CIK Number 0001670634 Filed Document 0000950138-16-001383 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:39:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Walden the Movie LLC See All Filings	D	2016-10-05 14:35:21 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001684804 Filed Document 0001684804-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:35:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
YourGiving, Inc. See All Filings	D	2016-10-05 14:32:08 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001645182 Filed Document 0001645182-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:32:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Potential Labs, LLC See All Filings	D	2016-10-05 14:27:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001686338 Filed Document 0001686338-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:27:18 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Protoqual Learning Systems, LLC See All Filings	D	2016-10-05 14:18:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001686536 Filed Document 0001686536-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:18:46 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
One World Identity, LLC See All Filings	D	2016-10-05 14:18:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686617 Filed Document 0001686617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:18:08 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Circle 77 Holdings, LLC See All Filings	D/A	2016-10-05 14:16:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658308 Filed Document 0001658308-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:16:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Leckner Ford Two, LLC See All Filings	D	2016-10-05 14:08:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001686516 Filed Document 0001686516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:08:35 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2016-10-05 14:04:36 UTC
Amount To Be Raised $51,765 Associated Brokers / Dealers N/A CIK Number 0001637736 Filed Document 0001183740-16-000434 Exclusions or Exemptions 506b Accepted Date 2016-10-05 14:04:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blyncsy, Inc. See All Filings	D	2016-10-05 13:58:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664876 Filed Document 0001664876-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-05 13:58:30 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Really Useful Broadway Ltd See All Filings	D	2016-10-05 13:56:04 UTC
Amount To Be Raised $6,696,743 Associated Brokers / Dealers N/A CIK Number 0001686492 Filed Document 0001686492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 13:56:04 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2016-10-05 13:54:22 UTC
Amount To Be Raised $50,575 Associated Brokers / Dealers N/A CIK Number 0001637736 Filed Document 0001183740-16-000433 Exclusions or Exemptions 506b Accepted Date 2016-10-05 13:54:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EF VC2, LLC See All Filings	D/A	2016-10-05 13:53:56 UTC
Amount To Be Raised $259,000 Associated Brokers / Dealers N/A CIK Number 0001616108 Filed Document 0001616108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 13:53:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OpenGamma, Inc. See All Filings	D	2016-10-05 13:53:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001508736 Filed Document 0001508736-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-05 13:53:01 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Hansen Capital LLLP See All Filings	D/A	2016-10-05 13:52:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359785 Filed Document 0001359785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 13:52:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund