Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Octopus LP See All Filings	D/A	2018-10-30 17:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628893 Filed Document 0001628893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Dymon Asia Currency Value 1 Fund See All Filings	D	2018-10-30 17:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743262 Filed Document 0001743262-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:29:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppZen, Inc. See All Filings	D	2018-10-30 17:20:06 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001674366 Filed Document 0001674366-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:20:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Vision Technologies LLC See All Filings	D	2018-10-30 17:19:25 UTC
Amount To Be Raised $1,384,081 Associated Brokers / Dealers N/A CIK Number 0001685553 Filed Document 0001685553-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-10-30 17:19:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICG Strategic Equity Fund III LP See All Filings	D	2018-10-30 17:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757157 Filed Document 0001757157-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:16:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP EXECUTIVE FUND - PROBO, LLC See All Filings	D	2018-10-30 17:13:27 UTC
Amount To Be Raised $1,343,750 Associated Brokers / Dealers N/A CIK Number 0001756265 Filed Document 0001756265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:13:27 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 313 See All Filings	D	2018-10-30 17:13:10 UTC
Amount To Be Raised $219,206 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753997 Filed Document 0001753990-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:13:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 296 See All Filings	D	2018-10-30 17:12:32 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753978 Filed Document 0001753990-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:12:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 306 See All Filings	D	2018-10-30 17:11:46 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753990 Filed Document 0001753990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:11:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fit Factory FII BD, LLC See All Filings	D	2018-10-30 17:09:52 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Nobles & Richards, INC CIK Number 0001757494 Filed Document 0001757494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:09:52 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ICG Strategic Equity Fund III (Offshore) LP See All Filings	D	2018-10-30 17:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757156 Filed Document 0001757156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:08:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRUENSTEIN PARTNERS LP See All Filings	D	2018-10-30 17:07:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749703 Filed Document 0001315863-18-000829 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:07:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SpotFront, Inc. See All Filings	D	2018-10-30 17:06:28 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704658 Filed Document 0001704658-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:06:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENABLE INJECTIONS, INC See All Filings	D	2018-10-30 17:05:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:05:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Triton Debt Opportunities Fund II US L.P. See All Filings	D	2018-10-30 17:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. and First Avenue Partners LLP CIK Number 0001755067 Filed Document 0001755067-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:03:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triton Debt Opportunities Fund II L.P. See All Filings	D	2018-10-30 17:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. and First Avenue Partners LLP CIK Number 0001755057 Filed Document 0001755057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:01:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paint Rock Farms Investments LLC See All Filings	D/A	2018-10-30 17:01:00 UTC
Amount To Be Raised $11,157,300 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, Center Street Securities, Inc, and Sandlapper Securities, LLC CIK Number 0001756069 Filed Document 0001756069-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:01:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
InvestX Series 29 Limited Partnership See All Filings	D	2018-10-30 17:00:57 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001756964 Filed Document 0001756964-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-10-30 17:00:57 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lubezone Inc. See All Filings	D	2018-10-30 17:00:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Oak Ridge Financial Services Group, Inc. CIK Number 0001694454 Filed Document 0001288230-18-000012 Exclusions or Exemptions 506c Accepted Date 2018-10-30 17:00:52 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bizantine Capital Partners, LP See All Filings	D	2018-10-30 17:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750075 Filed Document 0001750075-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-30 17:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK Situational Fund #3 LLC See All Filings	D	2018-10-30 16:57:06 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001757242 Filed Document 0001757242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:57:06 UTC Type of Offering D Industry Business Services Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
Magnitude Systematic Long/Short, Ltd. See All Filings	D	2018-10-30 16:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756917 Filed Document 0001756917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:56:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHONEX, Inc. See All Filings	D	2018-10-30 16:54:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001757577 Filed Document 0001757577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:54:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Prinova, Inc. See All Filings	D	2018-10-30 16:52:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001757572 Filed Document 0001757572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:52:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KCL Capital Fund, L.P. See All Filings	D/A	2018-10-30 16:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720494 Filed Document 0000905718-18-000888 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:48:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PILOT BANCSHARES INC See All Filings	D	2018-10-30 16:48:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIG Partners LLC CIK Number 0000946608 Filed Document 0000946608-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:48:03 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COVA Acquisitions One, LLC See All Filings	D	2018-10-30 16:47:55 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001757226 Filed Document 0001757226-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:47:55 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NREA Retreat, DST See All Filings	D	2018-10-30 16:47:18 UTC
Amount To Be Raised $35,125,712 Associated Brokers / Dealers Roy V. Pfleger II, Daniel P. Raupp, Roger W Bowlin, Justin Bachman, and Ed Fernandez CIK Number 0001756270 Filed Document 0001756270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:47:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KCL Capital Offshore Fund, Ltd. See All Filings	D/A	2018-10-30 16:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720497 Filed Document 0000905718-18-000886 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Options for Wellness, Inc. See All Filings	D	2018-10-30 16:33:25 UTC
Amount To Be Raised $30,530,388 Associated Brokers / Dealers N/A CIK Number 0001756764 Filed Document 0001756764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:33:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Clocktower Technologies II LP See All Filings	D	2018-10-30 16:29:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001742392 Filed Document 0001742392-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:29:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holualoa Central Avenue II, LLC See All Filings	D	2018-10-30 16:27:57 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001754592 Filed Document 0001754592-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:27:57 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Gongago Inc. See All Filings	C	2018-10-30 16:27:04 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001757233 Filed Document 0001665160-18-001155 Accepted Date 2018-10-30 16:27:04 UTC Type of Offering C Security Offered Amount 18,181 Security Offered Type Common Stock State SOUTH CAROLINA
Peach Finance, Inc. See All Filings	D	2018-10-30 16:19:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001757435 Filed Document 0001757435-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:19:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper Hand, Inc. See All Filings	D	2018-10-30 16:16:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678029 Filed Document 0001678029-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:16:24 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GOLD MEDAL, INC. See All Filings	D/A	2018-10-30 16:13:31 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001757003 Filed Document 0001461859-18-000022 Exclusions or Exemptions 504 and 506b Accepted Date 2018-10-30 16:13:31 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Transparent Health Marketplace, LLC See All Filings	D/A	2018-10-30 16:08:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Odeon Capital Group, LLC CIK Number 0001683294 Filed Document 0000897069-18-000586 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:08:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Navigating Cancer, Inc. See All Filings	D	2018-10-30 16:05:34 UTC
Amount To Be Raised $1,451,771 Associated Brokers / Dealers N/A CIK Number 0001533177 Filed Document 0001168404-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:05:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ambiq Micro, Inc. See All Filings	D/A	2018-10-30 16:05:12 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:05:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
5521 Springdale, LLC See All Filings	D	2018-10-30 16:05:05 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001757556 Filed Document 0001757556-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:05:05 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bankers Title of East Tennessee LLC See All Filings	D	2018-10-30 16:03:11 UTC
Amount To Be Raised $31,167 Associated Brokers / Dealers N/A CIK Number 0001376333 Filed Document 0001376333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 16:03:11 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Liquid BioScience, Inc. See All Filings	D	2018-10-30 15:51:14 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001716096 Filed Document 0001716096-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:51:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NeueHouse LLC See All Filings	D	2018-10-30 15:50:52 UTC
Amount To Be Raised $27,241,122 Associated Brokers / Dealers N/A CIK Number 0001628115 Filed Document 0001628115-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:50:52 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - LQA, a series of Equidate Investments LLC See All Filings	D/A	2018-10-30 15:47:06 UTC
Amount To Be Raised $2,607,532 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001674878 Filed Document 0001757532-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protocol Ventures LP See All Filings	D/A	2018-10-30 15:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719964 Filed Document 0001719964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ETS-14-Fund, a series of AX-BlNg-Funds, LLC See All Filings	D	2018-10-30 15:39:12 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001749880 Filed Document 0001757532-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC Federal 2018 Historic ICF 4, LLC See All Filings	D	2018-10-30 15:34:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757537 Filed Document 0001757537-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:34:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LS Distressed XI ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2018-10-30 15:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001757186 Filed Document 0001748316-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:34:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knightsgate Ventures Fund I, LP See All Filings	D	2018-10-30 15:29:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001752637 Filed Document 0001752637-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-10-30 15:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodpecker Technologies, LLC See All Filings	C/A	2018-10-30 15:28:53 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001744839 Filed Document 0001669191-18-000477 Accepted Date 2018-10-30 15:28:53 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State MASSACHUSETTS