Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AQR TAX-AWARE U.S. DEFENSIVE EQUITY FUND, L.P. See All Filings	D	2016-10-07 14:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685436 Filed Document 0001685436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:34:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Opportunity Offshore Fund, Ltd. See All Filings	D/A	2016-10-07 14:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465298 Filed Document 0001507943-16-000317 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM OPPORTUNITY MASTER FUND, L.P. See All Filings	D/A	2016-10-07 14:23:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461658 Filed Document 0001507943-16-000316 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:23:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Opportunity Fund, L.P. See All Filings	D/A	2016-10-07 14:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461654 Filed Document 0001507943-16-000315 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Offshore Fund, Ltd See All Filings	D/A	2016-10-07 14:22:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465297 Filed Document 0001507943-16-000314 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:22:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Master Fund, L.P. See All Filings	D/A	2016-10-07 14:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461656 Filed Document 0001507943-16-000313 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:21:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Core Fund, L.P. See All Filings	D/A	2016-10-07 14:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461659 Filed Document 0001507943-16-000312 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:20:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund II, L.P. See All Filings	D/A	2016-10-07 14:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476511 Filed Document 0001476511-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:19:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Railroad Ranch Capital Partners, LP See All Filings	D	2016-10-07 14:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684643 Filed Document 0001684643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
simPRO Holdings, Inc. See All Filings	D	2016-10-07 14:13:48 UTC
Amount To Be Raised $30,544,024 Associated Brokers / Dealers N/A CIK Number 0001687020 Filed Document 0001687020-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:13:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BDR MEDINA V LLC See All Filings	D	2016-10-07 14:10:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686357 Filed Document 0001686357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:10:30 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Spark Thermionics, Inc. See All Filings	D	2016-10-07 14:10:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001686928 Filed Document 0001686928-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:10:18 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Drink Maple, Inc. See All Filings	D	2016-10-07 14:09:45 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001637235 Filed Document 0001637235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:09:45 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Frogtek BOP, LLC See All Filings	D	2016-10-07 14:03:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596446 Filed Document 0001192482-16-000728 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:03:17 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Telecom Services, Inc. See All Filings	D/A	2016-10-07 13:54:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652134 Filed Document 0001652134-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:54:31 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rastegar Income Fund II, LP See All Filings	D	2016-10-07 13:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687043 Filed Document 0001687043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fastbar Technologies Inc. See All Filings	D/A	2016-10-07 13:37:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619540 Filed Document 0001619540-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:37:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Indice Semiconductor Inc. See All Filings	D/A	2016-10-07 13:37:06 UTC
Amount To Be Raised $10,136,620 Associated Brokers / Dealers N/A CIK Number 0001619557 Filed Document 0001619557-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:37:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Da Vinci Manufacturing & Distribution, Inc. See All Filings	D	2016-10-07 13:35:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685380 Filed Document 0001685380-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-07 13:35:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Primexx Energy Opportunity Fund II, LP See All Filings	D	2016-10-07 13:23:11 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001685569 Filed Document 0001685569-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:23:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USRC Napa, LLC See All Filings	D	2016-10-07 13:21:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687008 Filed Document 0001687008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:21:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
House of Auth, LLC See All Filings	D	2016-10-07 13:17:12 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers 0 CIK Number 0001647199 Filed Document 0000909012-16-000579 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:17:12 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 47 See All Filings	D/A	2016-10-07 13:04:19 UTC
Amount To Be Raised $231,017 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001683500 Filed Document 0001684007-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 41 See All Filings	D/A	2016-10-07 13:02:05 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001684007 Filed Document 0001684007-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-07 13:02:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 50 See All Filings	D/A	2016-10-07 12:58:11 UTC
Amount To Be Raised $630,016 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001684012 Filed Document 0001684007-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:58:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 48 See All Filings	D/A	2016-10-07 12:55:08 UTC
Amount To Be Raised $570,892 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001684024 Filed Document 0001684007-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AZARGA URANIUM CORP. See All Filings	D	2016-10-07 12:54:45 UTC
Amount To Be Raised $1,699,228 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:54:45 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 47 See All Filings	D/A	2016-10-07 12:53:16 UTC
Amount To Be Raised $231,017 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001683500 Filed Document 0001684007-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:53:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SIP PIONEER HOLDINGS LLC See All Filings	D	2016-10-07 12:51:40 UTC
Amount To Be Raised $2,668,559 Associated Brokers / Dealers N/A CIK Number 0001686889 Filed Document 0001686889-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:51:40 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 41 See All Filings	D/A	2016-10-07 12:47:08 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001684007 Filed Document 0001684007-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WellTok, Inc. See All Filings	D	2016-10-07 12:45:45 UTC
Amount To Be Raised $43,538,853 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001140361-16-082241 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:45:45 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BULWARKBAY CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2016-10-07 12:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534302 Filed Document 0000919574-16-015768 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QMS Diversified Global Macro U.S. Fund LP See All Filings	D/A	2016-10-07 12:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538807 Filed Document 0000919574-16-015766 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:42:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HeptaQuest, LLC See All Filings	D	2016-10-07 12:13:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001685598 Filed Document 0001685598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 12:13:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
International Growth Fund, LP See All Filings	D/A	2016-10-07 11:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001537916 Filed Document 0001537916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
CCAP Fund 8 - 2017, L.P. See All Filings	D	2016-10-07 11:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686282 Filed Document 0001686282-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulfstream Opportunity Fund LP See All Filings	D/A	2016-10-07 11:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Charles Fialko and Dewitt L. Alexandre Jr. CIK Number 0001340970 Filed Document 0000919574-16-015762 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vogogo Inc. See All Filings	D	2016-10-07 11:49:13 UTC
Amount To Be Raised $59,086 Associated Brokers / Dealers N/A CIK Number 0001626064 Filed Document 0001626064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:49:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VGambling Inc. See All Filings	D	2016-10-07 11:42:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001451448 Filed Document 0001004878-16-000512 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:42:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Merit Energy Partners J, L.P. See All Filings	D	2016-10-07 11:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686101 Filed Document 0001686101-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:34:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SONIM TECHNOLOGIES INC See All Filings	D	2016-10-07 11:33:26 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001178697 Filed Document 0001178697-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:33:26 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
W Capital Orange, LP See All Filings	D	2016-10-07 11:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686999 Filed Document 0001686999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:33:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtudent, Inc. See All Filings	D	2016-10-07 11:31:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001686461 Filed Document 0001140361-16-082223 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:31:10 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2016-10-07 11:23:55 UTC
Amount To Be Raised $1,894,775 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:23:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SPR Therapeutics, LLC See All Filings	D/A	2016-10-07 11:22:28 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Sword Securities LLC CIK Number 0001532647 Filed Document 0001532647-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:22:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Gar76 See All Filings	D	2016-10-07 11:20:46 UTC
Amount To Be Raised $5,260 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:20:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BENNETT STREET EATERY, LLC See All Filings	D	2016-10-07 11:18:54 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001686921 Filed Document 0001686921-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:18:54 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackwatch Income Fund I, L.P. See All Filings	D	2016-10-07 11:13:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001686965 Filed Document 0001686965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:13:34 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Capula Tail Risk Fund Ltd See All Filings	D/A	2016-10-07 11:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588338 Filed Document 0000950172-16-000233 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HENGISTBURY FUND LP See All Filings	D/A	2016-10-07 11:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560196 Filed Document 0000919574-16-015757 Exclusions or Exemptions 506b Accepted Date 2016-10-07 11:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity