|
|
D |
2016-10-11 13:45:45 UTC |
- Amount To Be Raised
- $8,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548769
- Filed Document
- 0001176256-16-000670
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:45:45 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-10-11 13:45:17 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687121
- Filed Document
- 0001687121-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:45:17 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-10-11 13:44:24 UTC |
- Amount To Be Raised
- $120,096,882
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685331
- Filed Document
- 0001685331-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:44:24 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-10-11 13:38:42 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc.
- CIK Number
- 0001667325
- Filed Document
- 0001676429-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:38:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 13:35:06 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579010
- Filed Document
- 0001017386-16-000550
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:35:06 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 13:32:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379767
- Filed Document
- 0001379767-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:32:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 13:31:58 UTC |
- Amount To Be Raised
- $1,320,000
- Associated Brokers / Dealers
- Stan Eckert, Michael Kozemchak, and Paul Stephens
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000663
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:31:58 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 13:29:43 UTC |
- Amount To Be Raised
- $26,621,218
- Associated Brokers / Dealers
- ACCELERATED CAPITAL GROUP, INC. and DOMINICK & DOMINICK LLC
- CIK Number
- 0001507230
- Filed Document
- 0001507230-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:29:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 13:28:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589788
- Filed Document
- 0001589788-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:28:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 13:26:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496336
- Filed Document
- 0001496336-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:26:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 13:19:03 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687102
- Filed Document
- 0001687102-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:19:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-10-11 13:15:31 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684805
- Filed Document
- 0001684805-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:15:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 13:14:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589755
- Filed Document
- 0001589755-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:14:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 13:12:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589260
- Filed Document
- 0001589260-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:12:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 13:02:37 UTC |
- Amount To Be Raised
- $900,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662986
- Filed Document
- 0001662986-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:02:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-11 13:01:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532696
- Filed Document
- 0001140361-16-082422
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 13:01:51 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-11 12:59:38 UTC |
- Amount To Be Raised
- $15,148,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385978
- Filed Document
- 0001385978-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:59:38 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-11 12:55:59 UTC |
- Amount To Be Raised
- $49,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683803
- Filed Document
- 0001683803-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:55:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-11 12:55:38 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520719
- Filed Document
- 0001520719-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:55:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:55:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531982
- Filed Document
- 0001531982-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:55:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 12:51:35 UTC |
- Amount To Be Raised
- $995,889
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001274737
- Filed Document
- 0001140361-16-082419
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:51:35 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-10-11 12:45:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654479
- Filed Document
- 0001654479-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:45:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 12:42:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589230
- Filed Document
- 0001589230-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:42:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:39:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TRUMP SECURITIES, LLC
- CIK Number
- 0001473586
- Filed Document
- 0000919574-16-015797
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:39:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:36:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531983
- Filed Document
- 0001531983-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:36:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 12:34:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TRUMP SECURITIES, LLC
- CIK Number
- 0001292811
- Filed Document
- 0000919574-16-015795
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:34:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:30:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415743
- Filed Document
- 0001415743-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:30:39 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:30:21 UTC |
- Amount To Be Raised
- $185,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508436
- Filed Document
- 0001508436-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:30:21 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-11 12:29:25 UTC |
- Amount To Be Raised
- $4,360,660
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517560
- Filed Document
- 0001517560-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:29:25 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-11 12:25:14 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382044
- Filed Document
- 0001658474-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:25:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-10-11 12:23:41 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678073
- Filed Document
- 0001678073-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:23:41 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-10-11 12:22:12 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- No sales compensation paid
- CIK Number
- 0001686918
- Filed Document
- 0001686918-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:22:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:19:41 UTC |
- Amount To Be Raised
- $89,357,629
- Associated Brokers / Dealers
- William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, Carmen D. Morrone Jr., Davin J. Carey, Bruce A. Carroll, Stephen P. Meskan, Gordon T. Hamilton, William M. Upson, Roger E. Sulhoff, William A. Morrow, Brian Heal, Ryan S. Cook, James M. Gambaccini, Daniel L. Whittenburg, Gary L. Chapman, Scott A. Saylor, David L. Funk, Randy C. Cox, Daniel P. Raupp, Daniel G. Dillard, Chad E. Henry, Troy A. Oates, Douglas W. Mccown, Eric A. Bicknese, Silver Portal Capital, LLC, Joseph W. Brezden, Michael J. Brezden, William Lapiana, Joseph E. Biloon, Dan A. Pias, James C. Ciocia, Dennis P. Clark, Frank G. Giangrande, David A. Mohheit, Jeffrey B. Baker, Leon H. Levinson, David W. Young III, Michael A. Torchia Jr., Paul M. Largo, Johnathan R. Creighton, Kirk D. Dobson, David B. Levinson, John C. Chanoski, Roberto J. Duran, John T. Christy, Jack W. Ellison, Gary E. Barth, Matthew Schanz, Timothy J. Warren, David A. Schlein, William G. Stemple, Ryan G. Malfitano, Jason T. Ice, Hagop (Jacob) S. Tujian, Donald E. Garcia, Darryl A. Bodnar, Jennifer A. Wildman, Robert R. Tweed, Carol S. Grasso, David C. Grossling, Tony R. Price, Raymond A. Ferro Jr., Anthony J. Cardinal, Joseph J. Lutz, Michael D. Prince, Bryan C. Hakola, Robin L. Krolewski, Kristine S. Somerville, John W. Kenny, Molly M. Grubb, Elliot V. Hill, Duncan Eng, Peggy J. Cozine, Shawn C. Spellacy, Donald E. Chambers, Robert Charlton II, Timothy L. Stauffer, Carl Edwards Jr., Scott Offerman, Carlos A. Farelo, Marcia A. Geltman, Joseph A. Weber, Brian D. Long, Stephen W Poston, Jeff D. Fisher, Maria D. Delre, Jon G. Sanchez, Thomas J. Ealy, John L. O'Brien, Christopher A. Riel, Richard P. Kaiser, Michael S. Cullen, Richard M. Waters Jr, Ryan F. Baker, Thomas M. Strohl Jr., David P. Dahill, Timothy R. Croak, and Jason M. Nelson
- CIK Number
- 0001661515
- Filed Document
- 0001661515-16-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:19:41 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-10-11 12:18:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TRUMP SECURITIES, LLC
- CIK Number
- 0001456761
- Filed Document
- 0000919574-16-015791
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:18:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:18:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588678
- Filed Document
- 0001140361-16-082414
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:18:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 12:16:31 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674892
- Filed Document
- 0001674892-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:16:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-11 12:10:07 UTC |
- Amount To Be Raised
- $6,999,959
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660414
- Filed Document
- 0001660414-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:10:07 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 12:09:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528850
- Filed Document
- 0000935836-16-001162
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:09:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 12:02:52 UTC |
- Amount To Be Raised
- $2,980,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686507
- Filed Document
- 0001686507-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:02:52 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-11 12:01:15 UTC |
- Amount To Be Raised
- $2,439,123
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686853
- Filed Document
- 0001686853-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 12:01:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 11:57:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001143738
- Filed Document
- 0001143738-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:57:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 11:54:31 UTC |
- Amount To Be Raised
- $30,043,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548140
- Filed Document
- 0001548140-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:54:31 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-11 11:51:18 UTC |
- Amount To Be Raised
- $6,190,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682210
- Filed Document
- 0001682210-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:51:18 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 11:51:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653845
- Filed Document
- 0001653845-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:51:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-11 11:50:34 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686979
- Filed Document
- 0001686979-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:50:34 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 11:49:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001655268
- Filed Document
- 0001177206-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:49:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-10-11 11:49:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Accord Capital Partners LLC
- CIK Number
- 0001655701
- Filed Document
- 0000945621-16-000742
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:49:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 11:46:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc., LPL Financial LLC, Essex Financial Services, Inc., Stiffel, Nicolaus and Company, Inc., NFP Securities Inc., Raymond James & Associates, Inc., and CBIZ Financial Solutions, Inc.
- CIK Number
- 0001461558
- Filed Document
- 0001140361-16-082408
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:46:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 11:43:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607496
- Filed Document
- 0001607496-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:43:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-11 11:33:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532695
- Filed Document
- 0001532695-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-11 11:33:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|