Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gotham Neutral Strategies (US), LP See All Filings	D/A	2016-10-12 12:51:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502582 Filed Document 0001502582-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:51:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NV Gold Corp See All Filings	D	2016-10-12 12:50:29 UTC
Amount To Be Raised $216,777 Associated Brokers / Dealers N/A CIK Number 0001607807 Filed Document 0001607807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:50:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RayMed, LLC See All Filings	D	2016-10-12 12:48:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687021 Filed Document 0001687021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:48:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
MCCARTHY INVESTMENT COMPANY, LLC See All Filings	D/A	2016-10-12 12:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586327 Filed Document 0001140361-16-082559 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keidan Path I, LP See All Filings	D	2016-10-12 12:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687205 Filed Document 0001687205-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:42:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRI 11 Howard Street LLC See All Filings	D	2016-10-12 12:35:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687234 Filed Document 0001687234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:35:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sigora International Inc. See All Filings	D	2016-10-12 12:25:37 UTC
Amount To Be Raised $649,706 Associated Brokers / Dealers N/A CIK Number 0001654445 Filed Document 0001654445-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:25:37 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Calistoga Ventures, Inc. See All Filings	D	2016-10-12 12:21:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001687027 Filed Document 0001687027-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:21:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cruzar Medsystems, Inc. See All Filings	D	2016-10-12 12:13:31 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001587614 Filed Document 0001587614-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:13:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Goodhart Partners Longitude Fund SICAV-SIF See All Filings	D	2016-10-12 12:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cresta Westhall LLP CIK Number 0001685339 Filed Document 0001685339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:10:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octopus LP See All Filings	D/A	2016-10-12 11:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628893 Filed Document 0001628893-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-12 11:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Bardy Diagnostics, Inc. See All Filings	D	2016-10-12 11:49:09 UTC
Amount To Be Raised $27,613,967 Associated Brokers / Dealers N/A CIK Number 0001686365 Filed Document 0001686365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:49:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SC PAL Holdings, LLC See All Filings	D	2016-10-12 11:46:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001687225 Filed Document 0001687225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:46:34 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SIERRA INNOVATIONS ENTREPRENEUR FUND, LLC See All Filings	D	2016-10-12 11:36:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687209 Filed Document 0001687209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:36:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Highwater Global Fund LLC See All Filings	D	2016-10-12 11:34:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001338814 Filed Document 0001596022-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:34:45 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ankota LLC See All Filings	D	2016-10-12 11:23:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001685470 Filed Document 0001685470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:23:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-10-12 11:16:44 UTC
Amount To Be Raised $1,545,805 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:16:44 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Liquidity River, Inc See All Filings	D	2016-10-12 11:14:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682752 Filed Document 0001682752-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-12 11:14:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-10-12 11:13:39 UTC
Amount To Be Raised $1,699,520 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000235 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:13:39 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
SpiderOak, Inc. See All Filings	D	2016-10-12 11:07:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001582588 Filed Document 0001582588-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:07:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
EOSII AT 555 WASHINGTON, LLC See All Filings	D	2016-10-12 11:07:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687190 Filed Document 0001687186-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:07:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EOS AT 625 MOUNT AUBURN, LLC See All Filings	D	2016-10-12 11:01:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687191 Filed Document 0001687186-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 11:01:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INCOME & IMPACT FUND, LLC See All Filings	D	2016-10-12 10:59:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596022 Filed Document 0001596022-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:59:04 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tower Resources Ltd. See All Filings	D	2016-10-12 10:57:19 UTC
Amount To Be Raised $1,706,804 Associated Brokers / Dealers N/A CIK Number 0001686161 Filed Document 0001686161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:57:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EOS AT SAN ALESO, LLC See All Filings	D	2016-10-12 10:52:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687192 Filed Document 0001687186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:52:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vertigo Media, Inc. See All Filings	D	2016-10-12 10:41:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:41:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Merchandise Mart Equity LLC See All Filings	D	2016-10-12 10:22:37 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001683459 Filed Document 0000897069-16-001065 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:22:37 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
LUXOR INDUSTRIAL CORP /FI See All Filings	D	2016-10-12 10:17:10 UTC
Amount To Be Raised $173,632 Associated Brokers / Dealers Bill McCarty and Ken Fitzpatrick CIK Number 0000800333 Filed Document 0001085037-16-000349 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:17:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EOS PROPERTIES AT PROVIDENCE TOWERS, LLC See All Filings	D	2016-10-12 10:12:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001687186 Filed Document 0001687186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 10:12:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARFRESH FOOD GROUP INC. See All Filings	D	2016-10-12 09:43:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers GVC CAPITAL LLC and MAXIM GROUP LLC CIK Number 0001487197 Filed Document 0001487197-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-12 09:43:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Manus Biosynthesis, Inc. See All Filings	D	2016-10-12 09:19:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001686230 Filed Document 0001686230-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 09:19:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kilowatt Labs, Inc. See All Filings	D	2016-10-12 08:03:22 UTC
Amount To Be Raised $2,000,010 Associated Brokers / Dealers N/A CIK Number 0001670003 Filed Document 0001670003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 08:03:22 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APS Greater China Long/Short Fund See All Filings	D/A	2016-10-12 07:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522908 Filed Document 0001522908-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 07:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ZenPayroll, Inc. See All Filings	D/A	2016-10-11 21:42:33 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001639415 Filed Document 0001639415-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-11 21:42:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holt Opportunity Fund II, L.P. See All Filings	D	2016-10-11 21:00:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001685878 Filed Document 0001685878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 21:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Kaleidoscope VR Inc. See All Filings	D	2016-10-11 20:12:01 UTC
Amount To Be Raised $120,007 Associated Brokers / Dealers N/A CIK Number 0001682202 Filed Document 0001682202-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 20:12:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niki Valencia, LP See All Filings	D	2016-10-11 20:02:30 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001687172 Filed Document 0001687172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 20:02:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OneEnergy, Inc. See All Filings	D/A	2016-10-11 19:47:20 UTC
Amount To Be Raised $1,098,532 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-11 19:47:20 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TutorMundi, Inc. See All Filings	D	2016-10-11 18:37:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687046 Filed Document 0001687046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 18:37:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Balanced Value Strategies (US), LP See All Filings	D/A	2016-10-11 18:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502583 Filed Document 0001502583-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 18:36:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Lafayette Equity LLC See All Filings	D	2016-10-11 18:27:34 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001685516 Filed Document 0000897069-16-001064 Exclusions or Exemptions 506b Accepted Date 2016-10-11 18:27:34 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NW Cox Bay 3-D Joint Venture See All Filings	D/A	2016-10-11 18:05:26 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001683494 Filed Document 0001654954-16-002767 Exclusions or Exemptions 506b Accepted Date 2016-10-11 18:05:26 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
MacroRisk Capital Partners 1, LP See All Filings	D/A	2016-10-11 17:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616442 Filed Document 0001616442-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2016-10-11 17:38:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Chauner Securities CIK Number 0001667521 Filed Document 0001667521-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:38:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nextlevel Health Partners, Inc. See All Filings	D	2016-10-11 17:38:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001686851 Filed Document 0001686851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:38:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
DRONE AVIATION HOLDING CORP. See All Filings	D	2016-10-11 17:37:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001178727 Filed Document 0001178727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:37:33 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
TJBC, Inc. See All Filings	D	2016-10-11 17:35:05 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001686334 Filed Document 0001686334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:35:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PUSHD, INC. See All Filings	D	2016-10-11 17:34:47 UTC
Amount To Be Raised $5,999,991 Associated Brokers / Dealers N/A CIK Number 0001551679 Filed Document 0001551679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:34:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Maritime Investment Fund II Master LP See All Filings	D	2016-10-11 17:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685739 Filed Document 0001685739-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
JetSmarter Inc. See All Filings	D	2016-10-11 17:22:08 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001684060 Filed Document 0001684060-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:22:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity