Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Road Runner Disposal Systems, LLC See All Filings	D	2016-10-12 16:02:18 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Randall M. Duncan and Stephen B. Murchison CIK Number 0001687275 Filed Document 0001687275-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:02:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Jiseki Health, Inc. See All Filings	D	2016-10-12 16:02:02 UTC
Amount To Be Raised $1,234,075 Associated Brokers / Dealers N/A CIK Number 0001687180 Filed Document 0001687180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:02:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Flagship Employee Fund I, LP See All Filings	D	2016-10-12 15:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685310 Filed Document 0000945621-16-000743 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:58:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradigm Income Partners II, LLC See All Filings	D	2016-10-12 15:58:06 UTC
Amount To Be Raised $4,234,000 Associated Brokers / Dealers N/A CIK Number 0001685382 Filed Document 0001685382-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:58:06 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hampshire Pembroke LLC See All Filings	D	2016-10-12 15:55:14 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001686208 Filed Document 0001686208-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Land Fund V, L.P. See All Filings	D/A	2016-10-12 15:51:06 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001682387 Filed Document 0001682387-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:51:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
ebbu, LLC See All Filings	D	2016-10-12 15:47:44 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001634129 Filed Document 0001634129-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:47:44 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Realync Corp. See All Filings	D/A	2016-10-12 15:44:17 UTC
Amount To Be Raised $1,065,000 Associated Brokers / Dealers N/A CIK Number 0001684114 Filed Document 0001684114-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:44:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Boston Common International Social Fund LLC See All Filings	D	2016-10-12 15:38:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001365067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:38:02 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
eHawk, Inc. See All Filings	D	2016-10-12 15:35:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001687288 Filed Document 0001014108-16-000519 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:35:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Egg Rock Holdings, LLC See All Filings	D	2016-10-12 15:31:26 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001687260 Filed Document 0001687260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:31:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2016-10-12 15:27:47 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers Freedom Investors Corp. and KCD Financial Inc. CIK Number 0000875729 Filed Document 0000948830-16-000136 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:27:47 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Water Oaks Capital Minerals,LLC See All Filings	D/A	2016-10-12 15:24:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001655925 Filed Document 0001655925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:24:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Geneticure Inc. See All Filings	D	2016-10-12 15:21:15 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001671431 Filed Document 0001615594-16-000254 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:21:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FourKites, Inc. See All Filings	D	2016-10-12 15:06:29 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001625230 Filed Document 0000897069-16-001067 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:06:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4FRONT HOLDINGS LLC See All Filings	D	2016-10-12 15:05:58 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001687012 Filed Document 0001687012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:05:58 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Veritas Trophy III, LLC See All Filings	D	2016-10-12 15:01:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687136 Filed Document 0001687136-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:01:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, Ltd. See All Filings	D/A	2016-10-12 15:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622122 Filed Document 0001622122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:01:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Catholic SRI Fund LLC See All Filings	D	2016-10-12 15:00:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001416105 Filed Document 0001416105-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-12 15:00:20 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund IV, L.P. See All Filings	D/A	2016-10-12 14:52:29 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001655553 Filed Document 0000935836-16-001167 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:52:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMCRETE-Ingersoll, LLC See All Filings	D	2016-10-12 14:42:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684241 Filed Document 0001684234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:42:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pruneyard Cinemas, LLC See All Filings	D	2016-10-12 14:41:07 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001687228 Filed Document 0001687228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:41:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Greyhawk Fund, L.P. See All Filings	D/A	2016-10-12 14:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493436 Filed Document 0001493436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
180 Health Partners Inc. See All Filings	D	2016-10-12 14:38:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687246 Filed Document 0001209191-16-145686 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:38:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Cutting Edge Products Holdings LLC See All Filings	D	2016-10-12 14:37:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001665079 Filed Document 0001665079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:37:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ingersoll Apt Venture, LLC See All Filings	D	2016-10-12 14:34:33 UTC
Amount To Be Raised $6,670,000 Associated Brokers / Dealers N/A CIK Number 0001684234 Filed Document 0001684234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:34:33 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
THC Sage Brook LLC See All Filings	D	2016-10-12 14:33:04 UTC
Amount To Be Raised $4,310,500 Associated Brokers / Dealers N/A CIK Number 0001686205 Filed Document 0001686205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Neutral Strategies, Ltd. See All Filings	D/A	2016-10-12 14:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589261 Filed Document 0001589261-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPE Partners II, L.P. See All Filings	D/A	2016-10-12 14:26:40 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001677087 Filed Document 0001677087-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPE Partners II (PF), L.P. See All Filings	D/A	2016-10-12 14:23:05 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001681271 Filed Document 0001681271-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:23:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UnaliWear, Inc. See All Filings	D	2016-10-12 14:18:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668381 Filed Document 0001668381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:18:37 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Capital Trading Master Fund, LP See All Filings	D	2016-10-12 14:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001686576 Filed Document 0001140361-16-082573 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:14:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Pacific 2016 Acquisition II LP See All Filings	D	2016-10-12 14:12:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685719 Filed Document 0001685719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:12:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Capital Trading Fund, LP See All Filings	D	2016-10-12 14:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC and John Akkerman CIK Number 0001686551 Filed Document 0001140361-16-082571 Exclusions or Exemptions 506b Accepted Date 2016-10-12 14:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Municipal Opportunity Fund, LLC - Series III See All Filings	D	2016-10-12 13:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687213 Filed Document 0001140361-16-082565 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SwoopMe, Inc. See All Filings	D/A	2016-10-12 13:57:03 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001652585 Filed Document 0001652585-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:57:03 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Higher Logic, LLC See All Filings	D	2016-10-12 13:54:45 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001687247 Filed Document 0001687247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:54:45 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PFB-JP Holdings, Inc. See All Filings	D	2016-10-12 13:40:01 UTC
Amount To Be Raised $56,837,500 Associated Brokers / Dealers N/A CIK Number 0001687250 Filed Document 0001687250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:40:01 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinscriptive, Inc. See All Filings	D	2016-10-12 13:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686508 Filed Document 0001686508-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:37:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RREAF PARKSIDE INVESTORS, LLC See All Filings	D	2016-10-12 13:32:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001684277 Filed Document 0001684277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:32:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Veritas Trophy IV, LLC See All Filings	D	2016-10-12 13:32:23 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001687135 Filed Document 0001687135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:32:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Short Strategies Ltd. See All Filings	D/A	2016-10-12 13:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559707 Filed Document 0001559707-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DORSAL CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-10-12 13:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471880 Filed Document 0001214659-16-014081 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorsal Capital Partners, Ltd. See All Filings	D/A	2016-10-12 13:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553609 Filed Document 0001214659-16-014079 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Mountain Investments B-Company Corp. See All Filings	D/A	2016-10-12 13:20:02 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001648845 Filed Document 0001648845-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:20:02 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEVELOPMENT CAPITAL AFRICA OFFSHORE FUND, LTD. See All Filings	D/A	2016-10-12 13:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581519 Filed Document 0001581519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Short Strategies (US), LP See All Filings	D/A	2016-10-12 13:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502581 Filed Document 0001502581-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Development Capital Africa Fund, L.P. See All Filings	D/A	2016-10-12 13:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559727 Filed Document 0001559727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3615 Evanston LLC See All Filings	D	2016-10-12 13:03:39 UTC
Amount To Be Raised $1,235,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001687212 Filed Document 0001687212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 13:03:39 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ACE Redpoint Ventures China I, L.P. See All Filings	D	2016-10-12 12:56:54 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001686120 Filed Document 0001686120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 12:56:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund