Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Exxeno LLC See All Filings	D	2017-03-01 12:20:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622681 Filed Document 0001362118-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:20:34 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Daeg Partners, L.P. See All Filings	D/A	2017-03-01 12:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Rappaport CIK Number 0001134712 Filed Document 0000919574-17-002383 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:18:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicken Soup for the Soul Entertainment, Inc. See All Filings	D	2017-03-01 12:17:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers First Liberties Financial CIK Number 0001679063 Filed Document 0001679063-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:17:10 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TAX CREDIT EXCHANGE, LLC See All Filings	D	2017-03-01 12:13:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Oak Hills Securities CIK Number 0001573859 Filed Document 0001573859-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:13:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Bridgepoint Growth I 'A' LP See All Filings	D	2017-03-01 12:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699283 Filed Document 0001699283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicken Soup for the Soul Entertainment, Inc. See All Filings	D	2017-03-01 12:05:46 UTC
Amount To Be Raised $1,075,760 Associated Brokers / Dealers First Liberties Financial CIK Number 0001679063 Filed Document 0001679063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:05:46 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UABM Custodial Account, LLC See All Filings	D	2017-03-01 11:54:51 UTC
Amount To Be Raised $15,280,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001698756 Filed Document 0001698756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:54:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SyntheX,Inc. See All Filings	D	2017-03-01 11:53:39 UTC
Amount To Be Raised $6,950,950 Associated Brokers / Dealers N/A CIK Number 0001699260 Filed Document 0001699260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:53:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Advancit Capital III, LP See All Filings	D/A	2017-03-01 11:49:56 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001667676 Filed Document 0001667676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Products 2010-3, LLLP See All Filings	D/A	2017-03-01 11:44:26 UTC
Amount To Be Raised $2,990,000 Associated Brokers / Dealers N/A CIK Number 0001570887 Filed Document 0001570887-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
P/E Funds Ltd - Class A Shares See All Filings	D/A	2017-03-01 11:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521010 Filed Document 0001521010-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
HarperDB, Inc. See All Filings	D	2017-03-01 11:35:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001699247 Filed Document 0001699247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:35:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
RH Fund XIV, LLC See All Filings	D	2017-03-01 11:28:35 UTC
Amount To Be Raised $10,890,000 Associated Brokers / Dealers N/A CIK Number 0001699230 Filed Document 0001699230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:28:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Ablative Solutions, Inc. See All Filings	D	2017-03-01 11:27:51 UTC
Amount To Be Raised $15,842,992 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:27:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL MOAT FUND, LP See All Filings	D/A	2017-03-01 11:23:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636453 Filed Document 0001398344-17-002701 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:23:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JFL Parallel Fund IV, L.P. See All Filings	D	2017-03-01 11:22:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699262 Filed Document 0001699262-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:22:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DAM SIF I, LP See All Filings	D/A	2017-03-01 11:21:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661112 Filed Document 0001398344-17-002699 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:21:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Discretionary Multi-Asset Portfolio, LP See All Filings	D	2017-03-01 11:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001698644 Filed Document 0001698644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P/E Funds Ltd - Class F2 Shares See All Filings	D/A	2017-03-01 11:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520496 Filed Document 0001520496-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
DRC European Real Estate Debt Fund III L.P. See All Filings	D/A	2017-03-01 11:15:04 UTC
Amount To Be Raised $75,727,186 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001680942 Filed Document 0001680942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Directional Opportunities Feeder Fund Ltd See All Filings	D/A	2017-03-01 11:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001514734 Filed Document 0001514734-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:13:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLISION COMMUNICATIONS, INC. See All Filings	D	2017-03-01 11:08:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001633056 Filed Document 0001633056-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:08:52 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
JFL Executive Investors IV, L.P. See All Filings	D	2017-03-01 11:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699254 Filed Document 0001699254-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CQS ABS FEEDER FUND Ltd See All Filings	D/A	2017-03-01 11:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459395 Filed Document 0001459395-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OutSolve Holdco, LLC See All Filings	D	2017-03-01 11:01:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001689835 Filed Document 0001689835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:01:14 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT BREWING CO See All Filings	D	2017-03-01 10:59:24 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0000767254 Filed Document 0001362118-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:59:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EBH HOLDING COMPANY, INC. See All Filings	D/A	2017-03-01 10:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:53:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bellus Ventures I LLC See All Filings	D	2017-03-01 10:51:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699081 Filed Document 0001699081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:51:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Rockwall MOB II, Ltd. See All Filings	D	2017-03-01 10:49:43 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001699253 Filed Document 0001699253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:49:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hannan Metals Ltd. See All Filings	D	2017-03-01 10:47:55 UTC
Amount To Be Raised $2,034,467 Associated Brokers / Dealers N/A CIK Number 0001123267 Filed Document 0000949353-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:47:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AGENUS INC See All Filings	D	2017-03-01 10:47:39 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001098972 Filed Document 0001209191-17-015634 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:47:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kent Capital Master Fund, Ltd. See All Filings	D/A	2017-03-01 10:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488505 Filed Document 0001209191-17-015620 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
St Paul Street Property Owners, LLC See All Filings	D	2017-03-01 10:37:48 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001699197 Filed Document 0001014100-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:37:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RWR Investments Opportunity Fund LP See All Filings	D/A	2017-03-01 10:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600604 Filed Document 0001315863-17-000213 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlinkBio, Inc. See All Filings	D/A	2017-03-01 10:31:04 UTC
Amount To Be Raised $14,145,013 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:31:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Federated International Funds plc See All Filings	D/A	2017-03-01 10:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sungard Institutional Brokerage Inc. and State Street Global Markets International Ltd. CIK Number 0001462922 Filed Document 0001623632-17-000488 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Memento Mori, LLC See All Filings	D	2017-03-01 10:27:25 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001660298 Filed Document 0001660298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:27:25 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Asia Partners III, L.P. See All Filings	D/A	2017-03-01 10:26:20 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and UBS Financial Services Inc. CIK Number 0001685093 Filed Document 0001685093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:26:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aravt Global Fund Ltd. See All Filings	D/A	2017-03-01 10:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599810 Filed Document 0000919574-17-002378 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Global Emerging Markets Fund LLC See All Filings	D/A	2017-03-01 10:18:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419792 Filed Document 0001012975-17-000179 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Turiya Fund LP See All Filings	D/A	2017-03-01 10:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542748 Filed Document 0001542748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NXTITCA LLC See All Filings	D	2017-03-01 10:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698948 Filed Document 0001698948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turiya Fund See All Filings	D/A	2017-03-01 10:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542747 Filed Document 0001542747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Landmark Fund Ltd See All Filings	D/A	2017-03-01 10:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536855 Filed Document 0001012975-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Asia Landmark (US) Fund Ltd See All Filings	D/A	2017-03-01 10:03:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536856 Filed Document 0001012975-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-03-01 10:03:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Cocoon Biotech Inc. See All Filings	D	2017-03-01 09:56:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001611264 Filed Document 0001611264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 09:56:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Timeset, Inc. See All Filings	D/A	2017-03-01 09:34:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001653754 Filed Document 0001653754-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 09:34:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Market Currency Fund See All Filings	D/A	2017-03-01 09:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001641258 Filed Document 0000902664-17-001343 Exclusions or Exemptions 506b Accepted Date 2017-03-01 09:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI EMERGING MARKET FIXED INCOME FUND LP See All Filings	D/A	2017-03-01 09:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460566 Filed Document 0000902664-17-001342 Exclusions or Exemptions 506b Accepted Date 2017-03-01 09:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Explorer Global Fund, Ltd. See All Filings	D/A	2017-03-01 09:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641259 Filed Document 0000902664-17-001341 Exclusions or Exemptions 506b Accepted Date 2017-03-01 09:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund