|
|
D/A |
2016-10-14 09:35:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffries LLC
- CIK Number
- 0001654989
- Filed Document
- 0000945621-16-000744
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 09:35:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-14 09:33:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588616
- Filed Document
- 0001588616-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 09:33:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-14 09:23:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654743
- Filed Document
- 0001654743-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 09:23:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-14 09:18:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596962
- Filed Document
- 0000919574-16-015856
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 09:18:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-14 09:17:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328133
- Filed Document
- 0000919574-16-015855
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 09:17:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-14 09:15:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001078680
- Filed Document
- 0000919574-16-015852
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 09:15:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-14 08:40:38 UTC |
- Amount To Be Raised
- $3,384,903
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679685
- Filed Document
- 0001679685-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 08:40:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-14 08:38:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674031
- Filed Document
- 0001507943-16-000318
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 08:38:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-14 08:03:41 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687432
- Filed Document
- 0001687432-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 08:03:41 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-10-14 07:34:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684673
- Filed Document
- 0000902664-16-008391
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 07:34:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-14 07:33:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sanford C. Bernstein & Co., LLC
- CIK Number
- 0001045898
- Filed Document
- 0000902664-16-008390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 07:33:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-14 07:09:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620777
- Filed Document
- 0000902664-16-008389
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 07:09:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-14 07:07:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620781
- Filed Document
- 0000902664-16-008388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 07:07:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-14 06:19:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580183
- Filed Document
- 0001580183-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-14 06:19:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-13 21:41:38 UTC |
- Amount To Be Raised
- $1,509,540
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685652
- Filed Document
- 0001685652-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 21:41:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 20:58:01 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687023
- Filed Document
- 0001687023-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 20:58:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 20:20:26 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538864
- Filed Document
- 0001096906-16-001938
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 20:20:26 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-10-13 20:17:40 UTC |
- Amount To Be Raised
- $75,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687094
- Filed Document
- 0001687094-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 20:17:40 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 19:34:40 UTC |
- Amount To Be Raised
- $1,976,030
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551737
- Filed Document
- 0001140361-16-082729
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 19:34:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 19:05:06 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Fundme Securities, LLC
- CIK Number
- 0001618818
- Filed Document
- 0001618818-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 19:05:06 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-13 18:57:56 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- John H. Herman
- CIK Number
- 0001433334
- Filed Document
- 0000896595-16-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:57:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-13 18:15:49 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642116
- Filed Document
- 0001642116-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:15:49 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 18:12:48 UTC |
- Amount To Be Raised
- $599,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625877
- Filed Document
- 0001080368-16-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:12:48 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 18:09:07 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687320
- Filed Document
- 0001687320-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:09:07 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 18:07:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621742
- Filed Document
- 0001621742-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:07:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 18:04:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621739
- Filed Document
- 0001621739-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:04:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 18:00:56 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659336
- Filed Document
- 0001659336-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 18:00:56 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 17:42:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532437
- Filed Document
- 0001532437-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:42:36 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 17:41:37 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638466
- Filed Document
- 0001638466-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:41:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 17:28:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687279
- Filed Document
- 0000902664-16-008385
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:28:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 17:17:40 UTC |
- Amount To Be Raised
- $520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001355900
- Filed Document
- 0001355900-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:17:40 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-10-13 17:09:08 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Westpark Capital, Inc.
- CIK Number
- 0001603494
- Filed Document
- 0001683168-16-000320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:09:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-10-13 17:04:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522603
- Filed Document
- 0001502285-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:04:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-13 17:01:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574457
- Filed Document
- 0001574457-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 17:01:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-13 16:54:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502285
- Filed Document
- 0001502285-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:54:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-13 16:51:19 UTC |
- Amount To Be Raised
- $6,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687406
- Filed Document
- 0001687406-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:51:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 16:50:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496191
- Filed Document
- 0001496191-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:50:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-13 16:47:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685428
- Filed Document
- 0001685428-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:47:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 16:46:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406371
- Filed Document
- 0001406371-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:46:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-13 16:33:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OLD CITY SECURITIES, LLC
- CIK Number
- 0001686783
- Filed Document
- 0001686783-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:33:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 16:31:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626515
- Filed Document
- 0001626515-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:31:40 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-13 16:29:22 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686384
- Filed Document
- 0001686384-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:29:22 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 16:29:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598105
- Filed Document
- 0001140361-16-082691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:29:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 16:26:53 UTC |
- Amount To Be Raised
- $32,741,394
- Associated Brokers / Dealers
- Richard S. Schwartz, Scott D. Offerman, Michael A. Bendix, Steven D. Meahan, Mark S. Gopen, Deborah E. O'Connell, Jason L. Mc Mullin, Steven M. Netzel, Silver Portal Capital, LLC, Joral T. Schmalle, David C. Grossling, William M. Swayne II, Philip G. Oleson, Gary H. Hughes, Robin L. Krolewski, Gordon Hamilton, David B. Levinson, Ronald W. Manning II, Cindy S. Shi, Craig E. Fernsler, Peggy J. Cozine, Barry W. Lemay, Timothy L. Stauffer, Kenneth J. Thomas, Roger T. Tadsen, Hagop (Jacob) S. Tujian, Robert A. Bye, Robert S. Smith, Trawnegan Gall, Donald R. Hehir Jr., Fredrick P. Baerenz, Elliot V. Hill, James H. Cole, Daniel P. Raupp, Scott T. Tadsen, Ronald J. Smith, Brent S. Pine, Thomas I. De Jong, Robert C. Straton, Thomas J. Ealy, William A. Morrow, Mark G. Kosanke, Kyle D. Addington, Mark L. Bain, Jusitn Lowry, Gregory Vanderburgh, Ryan F. Baker, Thomas M. Strohl Jr., Derek B. Ferriera, Donald E. Graves, Jason M. Nelson, Ronald J. Smith, I.W. Beckman, Joseph A. Granziano, Larry J. Steckler, Craig E. Fernsler, Kris R. Keller, and Gali G. Horev
- CIK Number
- 0001674809
- Filed Document
- 0001674809-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:26:53 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-10-13 16:20:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653038
- Filed Document
- 0000919574-16-015849
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:20:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 16:16:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505952
- Filed Document
- 0001505952-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:16:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 16:09:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655503
- Filed Document
- 0000919574-16-015847
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:09:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-13 16:06:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532646
- Filed Document
- 0000919574-16-015845
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 16:06:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 15:58:00 UTC |
- Amount To Be Raised
- $7,003,105
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687403
- Filed Document
- 0001687403-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 15:58:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-13 15:56:18 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686984
- Filed Document
- 0001144204-16-127989
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-13 15:56:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|