Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alelo Inc. See All Filings	D	2017-10-05 18:02:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FinTech Clearing, LLC CIK Number 0001719038 Filed Document 0001719038-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 18:02:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROP Corp. See All Filings	D	2017-10-05 17:31:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ROP Corp. CIK Number 0001718821 Filed Document 0001718821-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 17:31:48 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D	2017-10-05 17:02:25 UTC
Amount To Be Raised $31,091,407 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-17-000036 Exclusions or Exemptions 506c Accepted Date 2017-10-05 17:02:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
eShares Inc See All Filings	D	2017-10-05 16:51:22 UTC
Amount To Be Raised $41,500,000 Associated Brokers / Dealers N/A CIK Number 0001718624 Filed Document 0001718624-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 16:51:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
W. 108th Street EB-5 Lender, LLC See All Filings	D/A	2017-10-05 16:07:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683183 Filed Document 0001683183-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 16:07:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Phoenix Real Estate Fund VIII, L.P. See All Filings	D	2017-10-05 14:52:14 UTC
Amount To Be Raised $208,390,001 Associated Brokers / Dealers N/A CIK Number 0001718803 Filed Document 0001718803-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 14:52:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
100 Percent All Natural, Inc. See All Filings	D/A	2017-10-05 13:57:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Circle Up, FundMe Securities, LLC CIK Number 0001715281 Filed Document 0001709553-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-05 13:57:57 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GREENHILL & CO INC See All Filings	D	2017-10-05 13:51:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001282977 Filed Document 0001209191-17-056097 Exclusions or Exemptions 506c Accepted Date 2017-10-05 13:51:54 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
All Party System Co. See All Filings	D	2017-10-05 12:45:01 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001592929 Filed Document 0001592929-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 12:45:01 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Focus Consumer Healthcare, LLC See All Filings	D	2017-10-05 12:24:11 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001718870 Filed Document 0001718870-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-05 12:24:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bluefield Technologies, Inc. See All Filings	D	2017-10-05 11:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718842 Filed Document 0001718842-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 11:26:38 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CurAegis Technologies, Inc. See All Filings	D	2017-10-05 10:07:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001063197 Filed Document 0001274877-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-10-05 10:07:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Prescient Capital Alternative Fixed Income Fund, LLC See All Filings	D/A	2017-10-05 09:39:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001647915 Filed Document 0001647915-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 09:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ricochet Alternative Asset Management See All Filings	D	2017-10-04 21:02:05 UTC
Amount To Be Raised $4,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001545014 Filed Document 0001545014-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-04 21:02:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2017-10-04 18:55:46 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-04 18:55:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
EXPLORIOUS Co See All Filings	D/A	2017-10-04 17:21:40 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001718558 Filed Document 0001718558-17-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2017-10-04 17:21:40 UTC Type of Offering D/A Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HFS Covington Plaza, LP See All Filings	D	2017-10-04 16:55:28 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001718747 Filed Document 0001718747-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-04 16:55:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hoverink Biotechnologies, Inc. See All Filings	D/A	2017-10-04 15:39:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001511164-17-000588 Exclusions or Exemptions 506c Accepted Date 2017-10-04 15:39:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-10-04 15:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-10-04 15:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ScoutDay, Inc. See All Filings	D	2017-10-04 14:07:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718259 Filed Document 0001718259-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-04 14:07:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Militus, Inc. See All Filings	D	2017-10-04 09:57:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001716750 Filed Document 0001716750-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-04 09:57:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLE CAPITAL PARTNERS, LLC See All Filings	D/A	2017-10-03 20:26:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001580146 Filed Document 0001580146-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-03 20:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Davis 190 LLC See All Filings	D	2017-10-03 16:42:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001717528 Filed Document 0001465818-17-000058 Exclusions or Exemptions 506c Accepted Date 2017-10-03 16:42:02 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-10-03 16:32:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000057 Exclusions or Exemptions 506c Accepted Date 2017-10-03 16:32:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACACIA INDUSTRIAL DEVELOPMENT FUND I, LLC See All Filings	D	2017-10-03 15:41:11 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001717931 Filed Document 0001213900-17-010248 Exclusions or Exemptions 506c Accepted Date 2017-10-03 15:41:11 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Calibogue Fund 3, LP See All Filings	D	2017-10-03 14:55:14 UTC
Amount To Be Raised $11,780,000 Associated Brokers / Dealers N/A CIK Number 0001667714 Filed Document 0001667714-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-03 14:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Spencer Re, I.I. See All Filings	D/A	2017-10-03 14:26:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001433275 Filed Document 0001453622-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-10-03 14:26:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Ibex Behavioral Finance Fund (Offshore) Ltd. See All Filings	D/A	2017-10-03 13:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Sampietro, Blake Haase, and Steven Fletcher CIK Number 0001703014 Filed Document 0001703014-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-03 13:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ibex Microcap Fund LLLP See All Filings	D/A	2017-10-03 13:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232118 Filed Document 0001232118-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-03 13:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFG Fund I, LLC See All Filings	D	2017-10-03 10:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717112 Filed Document 0001717112-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-03 10:47:38 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
GRAND ENERGY INC See All Filings	D	2017-10-02 16:09:31 UTC
Amount To Be Raised $3,273,600 Associated Brokers / Dealers Grand Financial, Inc. CIK Number 0000861382 Filed Document 0000861382-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-02 16:09:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AmberStone Ventures LLC See All Filings	D	2017-10-02 16:00:01 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001718398 Filed Document 0001718398-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-02 16:00:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Operant Solar Corp See All Filings	D/A	2017-10-02 13:20:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001683910 Filed Document 0001683910-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-02 13:20:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carolina Opportunity Fund LLC See All Filings	D	2017-09-29 20:21:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718231 Filed Document 0001718231-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 20:21:45 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Luke Capital Partners, LP See All Filings	D	2017-09-29 18:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717875 Filed Document 0001717875-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zolla High Yield Fund LLC See All Filings	D	2017-09-29 18:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718242 Filed Document 0001718242-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Institute for Wealth Holdings, Inc. See All Filings	D	2017-09-29 18:31:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Lanier Securities, LLC CIK Number 0001715495 Filed Document 0001715495-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:31:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Meixin Twelve LP Series Bridge Two See All Filings	D	2017-09-29 18:19:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001718296 Filed Document 0001718296-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:19:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fire Up Capital Fund II LLC See All Filings	D	2017-09-29 16:30:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716833 Filed Document 0001716833-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-29 16:30:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Samsonite International S.A. See All Filings	D	2017-09-29 15:38:10 UTC
Amount To Be Raised $612,729 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-17-050667 Exclusions or Exemptions 506c Accepted Date 2017-09-29 15:38:10 UTC Type of Offering D Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
TIAA-CREF REAL PROPERTY FUND LP See All Filings	D/A	2017-09-29 15:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611291 Filed Document 0000943663-17-000216 Exclusions or Exemptions 506c Accepted Date 2017-09-29 15:35:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tradewinds Capital Fund II LLC See All Filings	D/A	2017-09-29 14:31:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001682306 Filed Document 0001682306-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 14:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
M.Miller Development Fund, LLC See All Filings	D	2017-09-29 14:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664797 Filed Document 0001664797-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-09-29 14:08:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
UPOWER, INC. See All Filings	D	2017-09-29 13:33:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584928 Filed Document 0001584928-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-09-29 13:33:19 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Charron Favreau L.L.C. See All Filings	D	2017-09-29 13:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698872 Filed Document 0001698872-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 13:23:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bridgewater All Weather Portfolio IV, Ltd. See All Filings	D	2017-09-29 12:25:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717769 Filed Document 0001536978-17-000010 Exclusions or Exemptions 506c Accepted Date 2017-09-29 12:25:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Major Markets Fund III, Ltd. See All Filings	D	2017-09-29 11:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717940 Filed Document 0001536978-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-09-29 11:56:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio, LLC See All Filings	D/A	2017-09-29 11:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627628 Filed Document 0001536978-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-09-29 11:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio II, LLC See All Filings	D/A	2017-09-29 11:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543117 Filed Document 0001536978-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-09-29 11:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio II, Ltd. See All Filings	D/A	2017-09-29 10:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536981 Filed Document 0001536978-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-09-29 10:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity