Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NXTHERA INC See All Filings	D/A	2017-03-03 09:31:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-17-017033 Exclusions or Exemptions 506b Accepted Date 2017-03-03 09:31:00 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
ARMARIUM, INC. See All Filings	D	2017-03-03 09:29:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699423 Filed Document 0001699423-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-03 09:29:42 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Leaf of Life International Holdings, Inc. See All Filings	D/A	2017-03-03 09:28:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697612 Filed Document 0001697612-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-03 09:28:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Greenwich Friess Long/Short Fund, LP See All Filings	D/A	2017-03-03 09:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673441 Filed Document 0001673441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-03 09:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fluree, PBC See All Filings	D	2017-03-03 09:02:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699237 Filed Document 0001699237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-03 09:02:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Geiger Investments Ltd. See All Filings	D/A	2017-03-03 08:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001631654 Filed Document 0001631654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-03 08:59:17 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Convexity Capital Onshore L.P. See All Filings	D/A	2017-03-03 06:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459729 Filed Document 0000902664-17-001367 Exclusions or Exemptions 506b Accepted Date 2017-03-03 06:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Convexity Capital Offshore L.P. See All Filings	D/A	2017-03-03 06:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356645 Filed Document 0000902664-17-001366 Exclusions or Exemptions 506b Accepted Date 2017-03-03 06:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
OWS Mortgage Opportunity Offshore Fund II, L.P. See All Filings	D/A	2017-03-03 06:34:08 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001635213 Filed Document 0000902664-17-001365 Exclusions or Exemptions 506b Accepted Date 2017-03-03 06:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BCM Value Partners CI, LP See All Filings	D/A	2017-03-03 06:24:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635470 Filed Document 0000902664-17-001364 Exclusions or Exemptions 506b Accepted Date 2017-03-03 06:24:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trucks Venture Fund 1, LP See All Filings	D/A	2017-03-02 21:36:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001662908 Filed Document 0001662908-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 21:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIRBORNE WIRELESS NETWORK See All Filings	D	2017-03-02 21:03:27 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001537258 Filed Document 0001640334-17-000409 Exclusions or Exemptions 506b Accepted Date 2017-03-02 21:03:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
True Drinks Holdings, Inc. See All Filings	D	2017-03-02 20:44:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001134765 Filed Document 0001415889-17-000353 Exclusions or Exemptions 506b Accepted Date 2017-03-02 20:44:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NCC China A-Share Offshore Feeder Fund See All Filings	D	2017-03-02 20:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627361 Filed Document 0001627361-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-02 20:32:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert United States Real Estate Fund VI, L.P. See All Filings	D/A	2017-03-02 20:25:15 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001668431 Filed Document 0001668431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 20:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX VENTURE CAPITAL FUND LP See All Filings	D/A	2017-03-02 19:51:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460859 Filed Document 0001460859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:51:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX PRIVATE EQUITY FUND LP See All Filings	D/A	2017-03-02 19:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460867 Filed Document 0001460867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX MULTI-STRATEGY FUND LP See All Filings	D/A	2017-03-02 19:31:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460959 Filed Document 0001460959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:31:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
SkinIO, LLC See All Filings	D/A	2017-03-02 19:18:52 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001659532 Filed Document 0001642154-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:18:52 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX CONSERVATIVE FUND LP See All Filings	D/A	2017-03-02 19:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926610 Filed Document 0000926610-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
HZ Gate at Canyon Ridge, LLC See All Filings	D	2017-03-02 19:04:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001697656 Filed Document 0001697656-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:04:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orexigen Therapeutics, Inc. See All Filings	D	2017-03-02 19:03:05 UTC
Amount To Be Raised $49,597,000 Associated Brokers / Dealers N/A CIK Number 0001382911 Filed Document 0001599949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 19:03:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Equinox Asia Overlook Fund, L.P. See All Filings	D/A	2017-03-02 18:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545205 Filed Document 0001460816-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:59:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
MYSTERY TACKLE BOX, INC. See All Filings	D	2017-03-02 18:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642154 Filed Document 0001642154-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:57:50 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HZ Alicante, LLC See All Filings	D	2017-03-02 18:55:39 UTC
Amount To Be Raised $3,312,182 Associated Brokers / Dealers N/A CIK Number 0001697660 Filed Document 0001697660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:55:39 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EQUINOX ALTERNATIVE OFFSHORE FUND LP See All Filings	D/A	2017-03-02 18:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460816 Filed Document 0001460816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Alicante Sponsor, LLC See All Filings	D	2017-03-02 18:42:44 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001697650 Filed Document 0001697650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:42:44 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
ACVII-Hacienda, LLC See All Filings	D	2017-03-02 18:18:50 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001699524 Filed Document 0001699524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:18:50 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PALM ISLE BILOXI, LP See All Filings	D	2017-03-02 18:01:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers RREAF HOLDINGS LLC CIK Number 0001699325 Filed Document 0001699325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 18:01:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Maven Royalty Fund, LP See All Filings	D	2017-03-02 17:57:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001699517 Filed Document 0001699517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:57:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Fathom Capital, L.P. See All Filings	D	2017-03-02 17:54:05 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001699531 Filed Document 0000897423-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:54:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erdene Resource Development Corp See All Filings	D	2017-03-02 17:48:09 UTC
Amount To Be Raised $27,019 Associated Brokers / Dealers Paradigm Capital Inc. and Canaccord Genuity Corp. CIK Number 0001398972 Filed Document 0001398972-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:48:09 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Serenity Medical, Inc. See All Filings	D	2017-03-02 17:47:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699042 Filed Document 0001699042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:47:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX ALTERNATIVE FUND LP See All Filings	D/A	2017-03-02 17:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460955 Filed Document 0001460955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:39:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
EOS Surfaces L.L.C. See All Filings	D/A	2017-03-02 17:26:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:26:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SalesLoft, Inc. See All Filings	D/A	2017-03-02 17:25:09 UTC
Amount To Be Raised $15,525,000 Associated Brokers / Dealers N/A CIK Number 0001616286 Filed Document 0001616286-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:25:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TRG Emerging Market Local Debt Fund, Ltd. See All Filings	D/A	2017-03-02 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557667 Filed Document 0000947871-17-000186 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Spruce Theatrical Investors Fund VII, LLC See All Filings	D	2017-03-02 17:23:02 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001697442 Filed Document 0001697442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:23:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC See All Filings	D/A	2017-03-02 17:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390633 Filed Document 0001315863-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rohatyn Group Global Macro Fund, Ltd. See All Filings	D/A	2017-03-02 17:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491791 Filed Document 0000947871-17-000185 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2017-03-02 17:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001537577 Filed Document 0000919574-17-002425 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rohatyn Group Global Macro Partners, L.P. See All Filings	D/A	2017-03-02 17:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415982 Filed Document 0000947871-17-000184 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Versatran Holdings See All Filings	D	2017-03-02 17:19:07 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001681510 Filed Document 0001681510-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:19:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Mellitus, LLC See All Filings	D	2017-03-02 17:14:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:14:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Get Me, LLC See All Filings	D/A	2017-03-02 16:57:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673755 Filed Document 0001673755-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:57:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Upstart Holdings, Inc. See All Filings	D	2017-03-02 16:55:54 UTC
Amount To Be Raised $56,623,552 Associated Brokers / Dealers N/A CIK Number 0001647639 Filed Document 0001647639-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:55:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Capstone Fund Ltd. See All Filings	D	2017-03-02 16:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699403 Filed Document 0000902664-17-001359 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:52:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathedral Energy Services Ltd. See All Filings	D	2017-03-02 16:48:41 UTC
Amount To Be Raised $789,418 Associated Brokers / Dealers GMP Securities L.P. CIK Number 0001698643 Filed Document 0001140361-17-010302 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:48:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Breakform Residential Fund I, LP See All Filings	D	2017-03-02 16:47:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699434 Filed Document 0001699434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Labs, LLC See All Filings	D/A	2017-03-02 16:44:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001594979 Filed Document 0001594979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:44:35 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other