Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mimi & Ru, LLC See All Filings	D	2016-10-17 10:28:01 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001683952 Filed Document 0001683952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:28:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aurelius Capital Partners II, LP See All Filings	D/A	2016-10-17 10:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620483 Filed Document 0000902664-16-008404 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Specialty Lending (US), L.P. See All Filings	D/A	2016-10-17 09:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622570 Filed Document 0000902664-16-008403 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Andurand Commodities Fund See All Filings	D/A	2016-10-17 09:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574614 Filed Document 0000902664-16-008402 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ONE PPW RESIDENCES, LLC See All Filings	D	2016-10-17 09:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686084 Filed Document 0000919574-16-015894 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:50:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArchiTech Capital Feeder Fund Ltd See All Filings	D	2016-10-17 09:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686846 Filed Document 0000945621-16-000747 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATO FUND LP See All Filings	D/A	2016-10-17 09:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-16-000647 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:40:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY Partners, LP See All Filings	D/A	2016-10-17 09:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589037 Filed Document 0000902664-16-008401 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:39:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMDTY Offshore Fund, Ltd. See All Filings	D/A	2016-10-17 09:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588963 Filed Document 0000902664-16-008400 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:38:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corfiser SIMI Fund, LP See All Filings	D/A	2016-10-17 09:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607921 Filed Document 0001607921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barnett Growth Opportunities, LP See All Filings	D	2016-10-17 09:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687283 Filed Document 0001687283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 09:21:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Good Brand, Inc. See All Filings	D	2016-10-17 08:50:49 UTC
Amount To Be Raised $1,550,460 Associated Brokers / Dealers N/A CIK Number 0001685905 Filed Document 0001140361-16-082823 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:50:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MUSTANG BIO, INC. See All Filings	D	2016-10-17 08:40:55 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001680048 Filed Document 0001680048-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:40:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Creek Equity Fund See All Filings	D	2016-10-17 08:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509220 Filed Document 0001507943-16-000319 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:30:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND IV LLC See All Filings	D/A	2016-10-17 08:18:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682394 Filed Document 0001687579-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 08:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV Startup Fund XXXVIII LLC See All Filings	D/A	2016-10-17 07:59:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676588 Filed Document 0001687579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 07:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV EI Fund IV LLC See All Filings	D	2016-10-17 07:38:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 07:38:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SCG Hotel Investors CL,L.P. See All Filings	D	2016-10-14 19:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687475 Filed Document 0001687475-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 19:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
SCG Hotel Investors Fund, L.P. See All Filings	D	2016-10-14 19:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687474 Filed Document 0001687475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 19:46:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
CWS SAF IX QPF, LLC See All Filings	D	2016-10-14 19:44:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001687587 Filed Document 0001687584-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 19:44:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CivikOwl, Inc. See All Filings	D	2016-10-14 19:31:11 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001687439 Filed Document 0001140361-16-082818 Exclusions or Exemptions 506b Accepted Date 2016-10-14 19:31:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CWS SAF IX QI, LLC See All Filings	D	2016-10-14 19:27:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001687589 Filed Document 0001687584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 19:27:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tonkean, Inc. See All Filings	D	2016-10-14 19:17:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001687343 Filed Document 0001687343-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 19:17:29 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CWS STAR RESERVE, LP See All Filings	D	2016-10-14 18:53:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001687584 Filed Document 0001687584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 18:53:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indianapolis Medical Office DST See All Filings	D	2016-10-14 18:31:27 UTC
Amount To Be Raised $13,897,674 Associated Brokers / Dealers Robert S. Smith and Lois A. Leynse CIK Number 0001686014 Filed Document 0001686014-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 18:31:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
True Partner Fund See All Filings	D	2016-10-14 18:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615122 Filed Document 0001682920-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 18:30:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Partner Volatility Fund See All Filings	D	2016-10-14 18:02:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682920 Filed Document 0001682920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 18:02:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL Legacy Investors, LP See All Filings	D	2016-10-14 17:55:28 UTC
Amount To Be Raised $5,519,459 Associated Brokers / Dealers N/A CIK Number 0001687245 Filed Document 0001687245-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:55:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barbashop Commodity Pool LP See All Filings	D/A	2016-10-14 17:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653818 Filed Document 0001653818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio I DST See All Filings	D/A	2016-10-14 17:49:53 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, and Lois A. Leynse CIK Number 0001685331 Filed Document 0001685331-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:49:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Sinovation Fund III, L.P. See All Filings	D/A	2016-10-14 17:41:21 UTC
Amount To Be Raised $302,780,898 Associated Brokers / Dealers N/A and Noah Holding (Hong Kong) Limited CIK Number 0001645050 Filed Document 0001645050-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:41:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BPV Fund I LP See All Filings	D	2016-10-14 17:35:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687566 Filed Document 0001687566-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:35:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Byte Foods, Inc. See All Filings	D	2016-10-14 17:35:41 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001660235 Filed Document 0001660235-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:35:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pin Oak Real Estate Fund VII, LP See All Filings	D	2016-10-14 17:28:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687519 Filed Document 0001687519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:28:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Holdings, LP See All Filings	D	2016-10-14 17:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687364 Filed Document 0001687364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:27:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DGP Ownership Onshore Feeder Fund, L.P. See All Filings	D/A	2016-10-14 17:26:13 UTC
Amount To Be Raised $190,670,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001678668 Filed Document 0001678668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EF VC9, LP See All Filings	D	2016-10-14 17:24:48 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001687022 Filed Document 0001687022-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:24:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DGP Ownership Offshore Feeder Fund, L.P. See All Filings	D/A	2016-10-14 17:24:19 UTC
Amount To Be Raised $29,350,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001678669 Filed Document 0001678669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C4 Imaging, LLC See All Filings	D	2016-10-14 17:23:31 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001481933 Filed Document 0001140361-16-082808 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:23:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EMMAUS LIFE SCIENCES, INC. See All Filings	D	2016-10-14 17:20:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001420031 Filed Document 0001104659-16-150324 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:20:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
True Partner Volatility U.S. Fund, LP See All Filings	D	2016-10-14 17:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682981 Filed Document 0001682981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zivo Bioscience, Inc. See All Filings	D	2016-10-14 17:15:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001101026 Filed Document 0001078782-16-003648 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:15:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
IMPACT ANALYTICS INC. See All Filings	D	2016-10-14 17:15:02 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001680513 Filed Document 0001680513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:15:02 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PineView Levered Fund, LP See All Filings	D/A	2016-10-14 17:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:14:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SchoolStatus, LLC See All Filings	D/A	2016-10-14 17:11:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619888 Filed Document 0001619888-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:11:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
PineView Fund Ltd. See All Filings	D/A	2016-10-14 17:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621641 Filed Document 0001621641-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-14 17:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES Fund II LLC See All Filings	D	2016-10-14 16:59:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676431 Filed Document 0001676431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, L.P. See All Filings	D/A	2016-10-14 16:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581327 Filed Document 0000905718-16-001703 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PineView Fund, LP See All Filings	D/A	2016-10-14 16:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610981 Filed Document 0001610981-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, Ltd. See All Filings	D/A	2016-10-14 16:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581329 Filed Document 0000905718-16-001701 Exclusions or Exemptions 506b Accepted Date 2016-10-14 16:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity