Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ely Gold & Minerals Inc. See All Filings	D	2016-10-17 13:53:08 UTC
Amount To Be Raised $804,005 Associated Brokers / Dealers Haywood Securities, Inc. and PI Financial Corp. CIK Number 0001687411 Filed Document 0001687411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:53:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CommonWealth Opportunity (Cayman) Fund II Ltd See All Filings	D/A	2016-10-17 13:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621659 Filed Document 0001621659-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:40:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonWealth Opportunity Capital II LP See All Filings	D/A	2016-10-17 13:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621658 Filed Document 0001621658-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:33:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2 Creeks Select LLC See All Filings	D	2016-10-17 13:28:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001686500 Filed Document 0001214659-16-014130 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:28:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
North Haven Expansion Credit Offshore Feeder LP See All Filings	D	2016-10-17 13:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001687661 Filed Document 0001687661-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:26:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perella Weinberg Partners Asset Based Value Fund LP See All Filings	D/A	2016-10-17 13:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433784 Filed Document 0000902664-16-008410 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:20:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perella Weinberg Partners Asset Based Value Offshore Fund L.P. See All Filings	D/A	2016-10-17 13:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476699 Filed Document 0000902664-16-008409 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRS Holdings, LLC\CO See All Filings	D/A	2016-10-17 13:12:12 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001645141 Filed Document 0001645141-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-10-17 13:12:12 UTC Type of Offering D/A Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EASTBAY FOCUS FUND, LP See All Filings	D/A	2016-10-17 13:09:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623036 Filed Document 0000919574-16-015896 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:09:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Araca Productions Fund I Ltd Liability Co See All Filings	D	2016-10-17 13:01:36 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001677154 Filed Document 0001677154-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:01:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Synergy Master Select Fund I LP See All Filings	D	2016-10-17 13:00:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001687642 Filed Document 0001687642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 13:00:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2016-10-17 12:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0000841776-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Aerogel Corp See All Filings	D	2016-10-17 12:54:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001521740 Filed Document 0001521740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:54:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2016-10-17 12:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Board of Trade Holdings, Inc. See All Filings	D	2016-10-17 12:41:56 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001660237 Filed Document 0001062993-16-011746 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:41:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
AMP, Ltd. See All Filings	D/A	2016-10-17 12:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001687201-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:41:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPJ Global Opportunities Fund Onshore, L.P. See All Filings	D	2016-10-17 12:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687508 Filed Document 0000902664-16-008406 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund IV PAA Holdings, LLC See All Filings	D	2016-10-17 12:30:32 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001687594 Filed Document 0001687594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:30:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Mutual UK Specialist Equity Fund Ltd See All Filings	D/A	2016-10-17 12:27:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590574 Filed Document 0000943663-16-000487 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:27:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laredo Hospitality Ventures, LLC See All Filings	D	2016-10-17 12:25:58 UTC
Amount To Be Raised $15,790,000 Associated Brokers / Dealers N/A CIK Number 0001660487 Filed Document 0001660487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:25:58 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OM Arbea Fund Ltd See All Filings	D/A	2016-10-17 12:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590577 Filed Document 0000943663-16-000486 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:22:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund IV PAA Offshore Co-Investment, LP See All Filings	D	2016-10-17 12:18:37 UTC
Amount To Be Raised $13,788,087 Associated Brokers / Dealers N/A CIK Number 0001687598 Filed Document 0001687598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:18:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCK DISTILLING COMPANY, LLC See All Filings	D	2016-10-17 12:14:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654283 Filed Document 0001654283-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:14:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2016-10-17 12:11:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Various Agents CIK Number 0001030011 Filed Document 0001030011-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:11:16 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Pre-Funding Group, LLC See All Filings	D/A	2016-10-17 12:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001631670 Filed Document 0001631670-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:07:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund IV PAA Co-Investment, LP See All Filings	D	2016-10-17 12:05:13 UTC
Amount To Be Raised $135,920,127 Associated Brokers / Dealers N/A CIK Number 0001687599 Filed Document 0001687599-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:05:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2016-10-17 12:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs, Jennifer H. Macaulay, and Various Agents CIK Number 0001030011 Filed Document 0001030011-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 12:03:43 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Spotfund Technologies, Inc. See All Filings	D/A	2016-10-17 11:59:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001656597 Filed Document 0001656597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:59:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pre-Funding Group Manager, LLC See All Filings	D	2016-10-17 11:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Independent Investment Bankers, Corp. CIK Number 0001687595 Filed Document 0001687595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:57:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Credit Fund, L.P. See All Filings	D/A	2016-10-17 11:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001656025 Filed Document 0000899140-16-001644 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THG ACQUISITION, LLC See All Filings	D	2016-10-17 11:48:33 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001140361-16-082828 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:48:33 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Diversified Managers Fund, LLC See All Filings	D/A	2016-10-17 11:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655592 Filed Document 0001655592-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
teaRIOT, LLC See All Filings	D	2016-10-17 11:45:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687638 Filed Document 0001687638-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:45:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Compaction Technologies, Inc. See All Filings	D	2016-10-17 11:44:57 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001500315 Filed Document 0001500315-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:44:57 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LEAF SPC See All Filings	D	2016-10-17 11:42:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687640 Filed Document 0001687640-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:42:11 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
ML BlueTrend FuturesAccess LLC See All Filings	D/A	2016-10-17 11:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001471270 Filed Document 0001471270-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northlander Commodity International, Ltd. See All Filings	D/A	2016-10-17 11:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MGI NV CIK Number 0001654935 Filed Document 0001013594-16-001275 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brick Lane, LLC See All Filings	D/A	2016-10-17 11:31:09 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001674918 Filed Document 0001674918-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:31:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RDC Capital Partners Fund LP See All Filings	D/A	2016-10-17 11:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653539 Filed Document 0001653539-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALLEYE INVESTMENTS FUND LLC See All Filings	D/A	2016-10-17 11:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379227 Filed Document 0001379227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2016-10-17 11:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001503377-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pendleton Square Holdings, LLC See All Filings	D/A	2016-10-17 11:06:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001543657 Filed Document 0001543657-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:06:15 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
576 Income Fund, LP See All Filings	D/A	2016-10-17 11:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655917 Filed Document 0001655917-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 11:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valley Growth Ventures, LLC See All Filings	D	2016-10-17 10:57:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001656684 Filed Document 0000949265-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:57:57 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TechStartups.com, Inc. See All Filings	D	2016-10-17 10:57:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001687596 Filed Document 0001615774-16-007636 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:57:17 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Other
AHL Alpha (Cayman) Ltd See All Filings	D/A	2016-10-17 10:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEO II, LP See All Filings	D	2016-10-17 10:45:56 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001687173 Filed Document 0001687173-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:45:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Accord Offshore Fund, L.P. See All Filings	D	2016-10-17 10:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687243 Filed Document 0000950142-16-004593 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Accord Fund, L.P. See All Filings	D	2016-10-17 10:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687236 Filed Document 0000950142-16-004592 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoastRock Capital Equity I, LP See All Filings	D/A	2016-10-17 10:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655782 Filed Document 0001655782-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 10:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund