Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aunt Fannie, Inc See All Filings	D	2018-11-09 11:00:51 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001601973 Filed Document 0001601973-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 11:00:51 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor 777 Fund, L.P. See All Filings	D/A	2018-11-09 10:53:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721731 Filed Document 0001721731-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:53:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lakes TX REIT, LLC See All Filings	D	2018-11-09 10:48:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001758387 Filed Document 0001758387-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:48:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA230 See All Filings	D	2018-11-09 10:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited and M Holdings Securities Inc. CIK Number 0001757597 Filed Document 0001757597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2018-11-09 10:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001556090 Filed Document 0001556090-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO-D Therapeutics, Inc. See All Filings	D/A	2018-11-09 10:31:45 UTC
Amount To Be Raised $528,000 Associated Brokers / Dealers N/A CIK Number 0001664124 Filed Document 0000897069-18-000596 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:31:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
LEM Multifamily Fund V, L.P. See All Filings	D/A	2018-11-09 10:25:56 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001747319 Filed Document 0001747319-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert Discovery Fund, LP See All Filings	D/A	2018-11-09 10:25:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMS Investments, Inc. CIK Number 0001626127 Filed Document 0000919574-18-007051 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:25:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hershey Strategic Capital, LP See All Filings	D/A	2018-11-09 10:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465476 Filed Document 0001465476-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:22:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 220 See All Filings	D	2018-11-09 10:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001749508 Filed Document 0001749508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:15:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIG Limetree Co-Investment, L.P. See All Filings	D	2018-11-09 10:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758129 Filed Document 0001758129-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 10:12:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Viking Cold Solutions, Inc. See All Filings	D/A	2018-11-09 09:41:28 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001474110 Filed Document 0001474110-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:41:28 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Blockstack Token Fund QP, LP See All Filings	D/A	2018-11-09 09:41:16 UTC
Amount To Be Raised $26,248,475 Associated Brokers / Dealers N/A CIK Number 0001723917 Filed Document 0001723917-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-11-09 09:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Island LevArb Fund, LP See All Filings	D/A	2018-11-09 09:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720815 Filed Document 0001013594-18-000678 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SCP Alpha Omega Fund, L.P. See All Filings	D/A	2018-11-09 09:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001330667 Filed Document 0000902664-18-004006 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:39:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund SPC - Segregated Portfolio 44 See All Filings	D/A	2018-11-09 09:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689483 Filed Document 0001724485-18-000120 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 205 See All Filings	D/A	2018-11-09 09:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658381 Filed Document 0001724485-18-000121 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 204 See All Filings	D/A	2018-11-09 09:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656906 Filed Document 0001724485-18-000122 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D/A	2018-11-09 09:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001724485-18-000119 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:37:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC GA 2018 AHI ICF 6, LLC See All Filings	D	2018-11-09 09:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758603 Filed Document 0001758603-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:27:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Royal Oak Investment Fund LLC See All Filings	D	2018-11-09 09:25:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001758519 Filed Document 0001758519-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:25:40 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WULAR INDIA FUND See All Filings	D	2018-11-09 09:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734411 Filed Document 0001734411-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Capital India Fund Ltd. See All Filings	D/A	2018-11-09 09:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619692 Filed Document 0001619692-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWD Summit, LLC See All Filings	D/A	2018-11-09 09:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689660 Filed Document 0001012975-18-001199 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:08:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Feeder Fund Ltd. See All Filings	D/A	2018-11-09 09:08:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619640 Filed Document 0001619640-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 09:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC Endeavors, Inc. See All Filings	1-A/A	2018-11-09 08:09:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001157509 Filed Document 0001683168-18-003315 Accepted Date 2018-11-09 08:09:23 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $51,283 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Pantera Digital Asset Fund LP See All Filings	D/A	2018-11-09 08:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709454 Filed Document 0000902664-18-004005 Exclusions or Exemptions 506c Accepted Date 2018-11-09 08:01:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP EIV LLC (Series B) See All Filings	D/A	2018-11-09 07:59:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589721 Filed Document 0000902664-18-004004 Exclusions or Exemptions 506b Accepted Date 2018-11-09 07:59:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yannix Fund Ltd. See All Filings	D/A	2018-11-09 07:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001534304 Filed Document 0000902664-18-004003 Exclusions or Exemptions 506b Accepted Date 2018-11-09 07:56:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORIZON PORTFOLIO LP See All Filings	D/A	2018-11-09 07:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133255 Filed Document 0000902664-18-004002 Exclusions or Exemptions 506b Accepted Date 2018-11-09 07:52:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
HORIZON PORTFOLIO I LTD See All Filings	D/A	2018-11-09 07:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449223 Filed Document 0000902664-18-004001 Exclusions or Exemptions 506b Accepted Date 2018-11-09 07:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Creamy Coconuts, LLC See All Filings	C/A	2018-11-09 07:35:58 UTC
Financial Interest None. Filing Platform MiTec, PBC Offering Amount $579,000 CIK Number 0001749553 Filed Document 0001749553-18-000004 Accepted Date 2018-11-09 07:35:58 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Voxer, Inc. See All Filings	D	2018-11-08 21:51:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001752673 Filed Document 0001752673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 21:51:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Big Woody, LLC See All Filings	D	2018-11-08 21:40:49 UTC
Amount To Be Raised $818,000 Associated Brokers / Dealers N/A CIK Number 0001749422 Filed Document 0001749422-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 21:40:49 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MICROSOFT CORP See All Filings	D	2018-11-08 20:10:58 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0000789019 Filed Document 0001209191-18-057851 Exclusions or Exemptions 506b Accepted Date 2018-11-08 20:10:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RITTER PHARMACEUTICALS INC See All Filings	D	2018-11-08 20:07:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001460702 Filed Document 0001382963-18-000146 Exclusions or Exemptions 506b Accepted Date 2018-11-08 20:07:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Critical CO2 Separation Inc. See All Filings	D	2018-11-08 19:30:05 UTC
Amount To Be Raised $19,768 Associated Brokers / Dealers N/A CIK Number 0001749005 Filed Document 0001749005-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-08 19:30:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
River Financial Corp See All Filings	D	2018-11-08 19:19:55 UTC
Amount To Be Raised $6,003,720 Associated Brokers / Dealers N/A CIK Number 0001641601 Filed Document 0001209191-18-057833 Exclusions or Exemptions 506b Accepted Date 2018-11-08 19:19:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Teamworthy Ventures II LP See All Filings	D	2018-11-08 19:16:01 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001757835 Filed Document 0001757835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 19:16:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SmartGames Ltd. See All Filings	D	2018-11-08 19:04:55 UTC
Amount To Be Raised $4,113,101 Associated Brokers / Dealers N/A CIK Number 0001758586 Filed Document 0001758586-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 19:04:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RPE Inc. See All Filings	D	2018-11-08 19:02:08 UTC
Amount To Be Raised $33,512,500 Associated Brokers / Dealers N/A CIK Number 0001757026 Filed Document 0001757026-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 19:02:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
River Financial Corp See All Filings	D	2018-11-08 18:59:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641601 Filed Document 0001209191-18-057829 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:59:40 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NeuCures, Inc. See All Filings	D	2018-11-08 18:57:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757650 Filed Document 0001757650-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:57:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tectonic Audio Labs Inc. See All Filings	D/A	2018-11-08 18:51:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Thomas Capital Group, Inc. CIK Number 0001670378 Filed Document 0001670378-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:51:40 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CannaRoyalty Corp. See All Filings	D	2018-11-08 18:49:25 UTC
Amount To Be Raised $33,512,500 Associated Brokers / Dealers N/A CIK Number 0001757034 Filed Document 0001757034-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:49:25 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Multifamily Ventures 11, LLC See All Filings	D	2018-11-08 18:44:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001758341 Filed Document 0001758341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:44:43 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DATAART ENTERPRISES INC See All Filings	D	2018-11-08 18:44:10 UTC
Amount To Be Raised $8,544,845 Associated Brokers / Dealers N/A CIK Number 0001429269 Filed Document 0001429269-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:44:10 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Orion Pacific Vista, LLC See All Filings	D	2018-11-08 18:35:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001758342 Filed Document 0001758342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:35:56 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ABFP Mult-Strategy Investment Fund, LP See All Filings	D	2018-11-08 18:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758580 Filed Document 0001758580-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-08 18:24:04 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Omega Fund VI, L.P. See All Filings	D	2018-11-08 17:39:51 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001757917 Filed Document 0001757917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-08 17:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund