|
|
D |
2018-12-28 11:29:23 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762306
- Filed Document
- 0001762306-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:29:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-28 11:28:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762822
- Filed Document
- 0000945621-18-000395
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:28:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-28 11:24:40 UTC |
- Amount To Be Raised
- $513,797
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618395
- Filed Document
- 0001567619-18-008752
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:24:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 11:21:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brooklands Capital Strategies BD, LP
- CIK Number
- 0001662391
- Filed Document
- 0001662352-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:21:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-28 11:21:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000922247
- Filed Document
- 0001735133-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:21:44 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:21:23 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762602
- Filed Document
- 0001762602-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:21:23 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
Bregal Sagemount Credit Opportunities Co-investment Fund LP
See All Filings
|
D |
2018-12-28 11:19:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762833
- Filed Document
- 0000945621-18-000394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:19:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-28 11:16:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467041
- Filed Document
- 0001467041-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:16:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:13:40 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762425
- Filed Document
- 0001762199-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:13:40 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:12:38 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763072
- Filed Document
- 0001763072-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:12:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-28 11:11:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693324
- Filed Document
- 0001693324-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:11:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-28 11:10:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763074
- Filed Document
- 0001763074-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-28 11:10:44 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:07:36 UTC |
- Amount To Be Raised
- $693,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757546
- Filed Document
- 0001757546-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:07:36 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:05:12 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763075
- Filed Document
- 0001763075-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:05:12 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:04:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763073
- Filed Document
- 0001763074-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-28 11:04:40 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-28 11:01:04 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762199
- Filed Document
- 0001762199-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 11:01:04 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-28 10:55:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001762787
- Filed Document
- 0001762787-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:55:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-28 10:44:56 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724694
- Filed Document
- 0001724694-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:44:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-28 10:21:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brooklands Capital Strategies BD, LP
- CIK Number
- 0001662352
- Filed Document
- 0001662352-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:21:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-28 10:20:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690849
- Filed Document
- 0000950142-18-002458
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:20:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-28 10:18:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726610
- Filed Document
- 0001013594-18-000781
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:18:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 10:16:26 UTC |
- Amount To Be Raised
- $8,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762990
- Filed Document
- 0001762990-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:16:26 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 10:15:24 UTC |
- Amount To Be Raised
- $2,880,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763035
- Filed Document
- 0001763035-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:15:24 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:14:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692219
- Filed Document
- 0001013594-18-000780
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:14:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:13:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661826
- Filed Document
- 0001013594-18-000779
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:13:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:11:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555639
- Filed Document
- 0000919574-18-008207
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:11:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:08:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0001099063
- Filed Document
- 0000919574-18-008205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:08:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:06:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0001456987
- Filed Document
- 0000919574-18-008203
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:06:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 10:04:26 UTC |
- Amount To Be Raised
- $30,551,531
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505400
- Filed Document
- 0001505400-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:04:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:04:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0001341206
- Filed Document
- 0000919574-18-008201
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:04:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 10:03:08 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687102
- Filed Document
- 0001687102-18-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:03:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-12-28 10:02:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722075
- Filed Document
- 0000950142-18-002457
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:02:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 10:01:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0000929811
- Filed Document
- 0000919574-18-008199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:01:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 10:00:28 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001752390
- Filed Document
- 0001752390-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 10:00:28 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:59:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0001579372
- Filed Document
- 0000919574-18-008197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:59:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:58:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722077
- Filed Document
- 0000950142-18-002456
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:58:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:56:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G. Research, LLC
- CIK Number
- 0001413183
- Filed Document
- 0000919574-18-008195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:56:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-28 09:56:12 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001762724
- Filed Document
- 0001762724-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:56:12 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:54:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0001621871
- Filed Document
- 0000919574-18-008193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:54:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:54:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722073
- Filed Document
- 0000950142-18-002455
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:54:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:52:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC, Arete Wealth Management, LLC, and TimeCapital Securities Corporation
- CIK Number
- 0001489941
- Filed Document
- 0000919574-18-008191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:52:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:50:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722072
- Filed Document
- 0000950142-18-002454
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:50:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:49:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC, Arete Wealth Management, LLC, and TimeCapital Securities Corporation
- CIK Number
- 0001345391
- Filed Document
- 0000919574-18-008189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:49:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:48:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722074
- Filed Document
- 0000950142-18-002453
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:48:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:47:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC, TimeCapital Securities Corporation, and Arete Wealth Management, LLC
- CIK Number
- 0001355479
- Filed Document
- 0000919574-18-008187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:47:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:46:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722071
- Filed Document
- 0000950142-18-002452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:46:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:43:31 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740428
- Filed Document
- 0001740428-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:43:31 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2018-12-28 09:43:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0000836000
- Filed Document
- 0000919574-18-008185
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:43:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-28 09:40:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- G.research, LLC
- CIK Number
- 0000930237
- Filed Document
- 0000919574-18-008183
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-12-28 09:40:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2018-12-28 09:40:20 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001757098
- Filed Document
- 0001757098-18-000001
- Accepted Date
- 2018-12-28 09:40:20 UTC
- Type of Offering
- C
- Security Offered Amount
- 52,933
- Security Offered Type
- Preferred Stock
- State
- CALIFORNIA
|