Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Revolutionary Medical Devices, Inc. See All Filings	D	2016-10-21 13:39:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001619091 Filed Document 0001619091-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:39:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Spoondrift Technologies, Inc. See All Filings	D	2016-10-21 13:30:51 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001687943 Filed Document 0001687943-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:30:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings	D/A	2016-10-21 13:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001261182 Filed Document 0001261182-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:29:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway Prom LLC See All Filings	D	2016-10-21 13:22:47 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001670371 Filed Document 0001670371-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:22:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenbaum Projections, Inc. See All Filings	D	2016-10-21 13:09:58 UTC
Amount To Be Raised $311,750 Associated Brokers / Dealers N/A CIK Number 0001687868 Filed Document 0001687868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:09:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nvoicepay, Inc. See All Filings	D	2016-10-21 13:02:44 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001467867 Filed Document 0001467867-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-21 13:02:44 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Village Florida LP See All Filings	D	2016-10-21 12:58:58 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001687960 Filed Document 0001687960-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:58:58 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tac-Clamp, LLC See All Filings	D	2016-10-21 12:41:02 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001687750 Filed Document 0001687750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:41:02 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Workspot, Inc. See All Filings	D	2016-10-21 12:35:28 UTC
Amount To Be Raised $6,780,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:35:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockaway Beach Hotel, LLC See All Filings	D	2016-10-21 12:34:33 UTC
Amount To Be Raised $11,025,000 Associated Brokers / Dealers N/A CIK Number 0001682975 Filed Document 0001682975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:34:33 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BALX Holdings, LLC See All Filings	D	2016-10-21 12:34:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668511 Filed Document 0001668511-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:34:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim High-Yield Fund, Ltd. See All Filings	D/A	2016-10-21 12:33:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001661390 Filed Document 0000899140-16-001654 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:33:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM HIGH-YIELD FUND, LLC See All Filings	D/A	2016-10-21 12:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588407 Filed Document 0000899140-16-001653 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:32:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NZC GUGGENHEIM FUND LLC See All Filings	D/A	2016-10-21 12:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001445853 Filed Document 0000899140-16-001652 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NZC GUGGENHEIM FUND LTD See All Filings	D/A	2016-10-21 12:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001449086 Filed Document 0000899140-16-001651 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. See All Filings	D/A	2016-10-21 12:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641220 Filed Document 0000899140-16-001650 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:30:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Small Cap Equity Trust See All Filings	D/A	2016-10-21 12:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001533658 Filed Document 0001533658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon CLO Equity Fund, L.P. See All Filings	D/A	2016-10-21 12:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656379 Filed Document 0001656379-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Currant, Inc. See All Filings	D	2016-10-21 12:19:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001644316 Filed Document 0001644316-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:19:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
636 Grassmere Park Drive Associates, L.P. See All Filings	D	2016-10-21 12:17:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001688146 Filed Document 0001688146-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:17:56 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
HUNTEGO LIMITED, LLC See All Filings	D	2016-10-21 12:15:21 UTC
Amount To Be Raised $201,375 Associated Brokers / Dealers N/A CIK Number 0001687817 Filed Document 0001687817-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:15:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
E Squared Capital Fund, LP See All Filings	D/A	2016-10-21 12:13:08 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001652744 Filed Document 0001612319-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivot Holdings II LLC See All Filings	D	2016-10-21 12:08:36 UTC
Amount To Be Raised $2,500,025 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:08:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GPE VIII-A OT Co-Investment Limited Partnership See All Filings	D	2016-10-21 12:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687976 Filed Document 0001687976-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuPark Inc See All Filings	D	2016-10-21 12:06:04 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001653840 Filed Document 0001653840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 12:06:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GPE VII-A OT Co-Investment Limited Partnership See All Filings	D	2016-10-21 11:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687990 Filed Document 0001687990-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:56:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-10-21 11:53:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffry Fruchtenicht CIK Number 0001681337 Filed Document 0001681337-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:53:26 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Myxx, Inc. See All Filings	D	2016-10-21 11:51:11 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001688089 Filed Document 0001688089-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:51:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight US Equities Fund, Ltd. See All Filings	D/A	2016-10-21 11:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581301 Filed Document 0001581301-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athena Victory Fund L.P. See All Filings	D/A	2016-10-21 11:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:42:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-10-21 11:42:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffry Fruchtenicht CIK Number 0001681337 Filed Document 0001681337-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:42:06 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PLATEAU 244TH, LLC See All Filings	D	2016-10-21 11:41:41 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001688138 Filed Document 0001688138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:41:41 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sustainable Insight US Equities Fund, LLC See All Filings	D/A	2016-10-21 11:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581291 Filed Document 0001581291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JURO PRODUCTIONS Ltd LIABILITY Co See All Filings	D	2016-10-21 11:39:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001687189 Filed Document 0001687189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:39:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D/A	2016-10-21 11:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589364 Filed Document 0001140361-16-083239 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D/A	2016-10-21 11:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589366 Filed Document 0001140361-16-083238 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-10-21 11:33:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Todd Rhine CIK Number 0001681337 Filed Document 0001681337-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:33:18 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND See All Filings	D/A	2016-10-21 11:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589363 Filed Document 0001140361-16-083237 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
USEDC 2016 Drilling Fund LP See All Filings	D/A	2016-10-21 11:28:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Gary Barth CIK Number 0001681337 Filed Document 0001681337-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:28:17 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Sustainable Insight International Equities Fund, Ltd See All Filings	D/A	2016-10-21 11:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581302 Filed Document 0001581302-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:28:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Private Equity 2015, L.P. See All Filings	D/A	2016-10-21 11:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656419 Filed Document 0001656419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:28:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight International Equities Fund, LLC See All Filings	D/A	2016-10-21 11:20:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581292 Filed Document 0001581292-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:20:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOTAK INVESTMENT OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-10-21 11:18:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394099 Filed Document 0001394099-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:18:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamiami Angel Fund III, LLC See All Filings	D	2016-10-21 11:15:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687471 Filed Document 0001687471-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:15:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
X-Prime Inc See All Filings	D	2016-10-21 11:09:50 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001687138 Filed Document 0001687138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:09:50 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight Global Equities Fund, Ltd. See All Filings	D/A	2016-10-21 11:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581303 Filed Document 0001581303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:05:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Equity Holdings L.P. See All Filings	D/A	2016-10-21 11:04:54 UTC
Amount To Be Raised $1,120,000,000 Associated Brokers / Dealers N/A CIK Number 0001674992 Filed Document 0001674992-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 11:04:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight Global Equities Fund, LLC See All Filings	D/A	2016-10-21 10:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581277 Filed Document 0001581277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 10:48:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITE Institutional Rail Fund L.L.C. See All Filings	D/A	2016-10-21 10:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655945 Filed Document 0000902664-16-008477 Exclusions or Exemptions 506b Accepted Date 2016-10-21 10:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Strategic Credit Fund II (Offshore), L.P. See All Filings	D/A	2016-10-21 10:44:10 UTC
Amount To Be Raised $2,694,520,000 Associated Brokers / Dealers None CIK Number 0001671891 Filed Document 0000950142-16-004605 Exclusions or Exemptions 506b Accepted Date 2016-10-21 10:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity