Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Middleton Montrose Investors LLC See All Filings	D	2016-10-24 12:39:31 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001686887 Filed Document 0001686887-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:39:31 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Safe Fleet Holdings LLC See All Filings	D/A	2016-10-24 12:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622259 Filed Document 0000899140-16-001657 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:32:14 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Safe Fleet Investments LLC See All Filings	D/A	2016-10-24 12:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622260 Filed Document 0000899140-16-001656 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:31:46 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-10-24 12:29:10 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:29:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cumulus Energy Storage Ltd See All Filings	D	2016-10-24 12:27:10 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers Various Individuals CIK Number 0001687971 Filed Document 0001687971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:27:10 UTC Type of Offering D Industry Other Energy Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
El Silencio Holdings, Inc. See All Filings	D/A	2016-10-24 12:15:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001610724 Filed Document 0001140361-16-083346 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:15:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Credda Capital LLC See All Filings	D/A	2016-10-24 12:05:44 UTC
Amount To Be Raised $1,155,800 Associated Brokers / Dealers N/A CIK Number 0001631824 Filed Document 0001631824-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:05:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tailwind Cumming Holding Corp See All Filings	D	2016-10-24 12:00:06 UTC
Amount To Be Raised $118,327,251 Associated Brokers / Dealers N/A CIK Number 0001687927 Filed Document 0000950103-16-017217 Exclusions or Exemptions 506b Accepted Date 2016-10-24 12:00:06 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2016-10-24 11:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000044 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DRZ Long Short, LP See All Filings	D	2016-10-24 11:23:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594625 Filed Document 0001594625-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:23:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Arclight Fund Management, LLC See All Filings	D	2016-10-24 11:22:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001686890 Filed Document 0001686890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:22:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Absolute Return MBS Fund, L.P. See All Filings	D/A	2016-10-24 11:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409245 Filed Document 0001140361-16-083339 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:20:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BWI, LP See All Filings	D/A	2016-10-24 11:16:28 UTC
Amount To Be Raised $7,439,217 Associated Brokers / Dealers Joseph Ondris, Charles R Huffington, Azam Jaber, Bobby Cowand, Ted Burkhart, Thomas Faught, Torry Scott, Russ Huffington, Maria Escobar, Stephen Sumner, Taher Gilani, Brian Smith, Carlos Resendez, Christopher Fess, Marc Seeherman, and Edward Hahn CIK Number 0001681484 Filed Document 0001681484-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:16:28 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IMMUCELL CORP /DE/ See All Filings	D	2016-10-24 11:11:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CRAIG-HALLUM CAPITAL GROUP LLC CIK Number 0000811641 Filed Document 0001213900-16-017672 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:11:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MAINE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Canary SC Master Fund, L.P. See All Filings	D/A	2016-10-24 11:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663518 Filed Document 0001315863-16-001855 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mamava, Inc. See All Filings	D	2016-10-24 11:07:05 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001647712 Filed Document 0001647712-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:07:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Canary SC Fund, Ltd. See All Filings	D/A	2016-10-24 11:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663628 Filed Document 0001315863-16-001854 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:06:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Canary SC Fund, L.P. See All Filings	D/A	2016-10-24 11:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663517 Filed Document 0001315863-16-001853 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capstone ASFA Ltd. See All Filings	D	2016-10-24 10:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688112 Filed Document 0000902664-16-008503 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:57:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Jack County #1, LP See All Filings	D	2016-10-24 10:55:32 UTC
Amount To Be Raised $352,500 Associated Brokers / Dealers N/A CIK Number 0001687905 Filed Document 0001687905-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:55:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bandstand NYC Ltd Liability Co See All Filings	D/A	2016-10-24 10:41:33 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001628777 Filed Document 0001628777-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:41:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FRED-Wruck Joint Venture, LLC See All Filings	D	2016-10-24 10:38:17 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001687659 Filed Document 0001687659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:38:17 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Gradient Pharmaceuticals, Inc. See All Filings	D	2016-10-24 10:35:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688087 Filed Document 0001688087-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:35:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Actis Energy 4 A LP See All Filings	D	2016-10-24 10:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683017 Filed Document 0001683017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:34:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefield Asian Opportunities Fund See All Filings	D/A	2016-10-24 10:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589076 Filed Document 0001589076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:32:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talson Global Opportunities Fund, LP See All Filings	D/A	2016-10-24 10:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001534061 Filed Document 0000919574-16-015943 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Talson Partners, LP See All Filings	D/A	2016-10-24 10:24:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001466354 Filed Document 0000919574-16-015941 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:24:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Actis Energy 4 LP See All Filings	D	2016-10-24 10:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683018 Filed Document 0001683018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:19:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Private Markets Opportunity Fund LP, Fund-of-Funds Series See All Filings	D	2016-10-24 09:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001688166 Filed Document 0001688166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:58:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edesia Dynamic Agriculture Fund LP See All Filings	D/A	2016-10-24 09:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551429 Filed Document 0000902664-16-008502 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha 2X Fund Ltd. See All Filings	D/A	2016-10-24 09:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501267 Filed Document 0000902664-16-008501 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha Fund Ltd. See All Filings	D/A	2016-10-24 09:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459091 Filed Document 0000902664-16-008500 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:54:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha Fund LP See All Filings	D/A	2016-10-24 09:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459089 Filed Document 0000902664-16-008499 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2016-10-24 09:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-16-008498 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSIRIS GLOBAL OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-10-24 09:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-16-008497 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axial Healthcare, Inc. See All Filings	D	2016-10-24 09:48:07 UTC
Amount To Be Raised $17,749,330 Associated Brokers / Dealers N/A CIK Number 0001610047 Filed Document 0001610047-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:48:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FreeAgent Software, Inc. See All Filings	D	2016-10-24 09:47:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688059 Filed Document 0001688059-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:47:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pantera Venture Fund II LP See All Filings	D/A	2016-10-24 09:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-16-008496 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:46:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPP-2014-1-Fund Ltd. See All Filings	D/A	2016-10-24 09:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621213 Filed Document 0000902664-16-008495 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF See All Filings	D/A	2016-10-24 09:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-16-008494 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutley Group, LLC See All Filings	D	2016-10-21 20:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681839 Filed Document 0001681839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 20:51:29 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abom, Inc. See All Filings	D	2016-10-21 18:57:40 UTC
Amount To Be Raised $12,008,642 Associated Brokers / Dealers N/A CIK Number 0001608848 Filed Document 0001608848-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 18:57:40 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ripley Investors, LLC See All Filings	D	2016-10-21 18:00:01 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers WealthForge Securities, LLC and Lynn Fedor CIK Number 0001687570 Filed Document 0001687570-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 18:00:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Heart of Africa, LLC See All Filings	D	2016-10-21 17:47:09 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001688185 Filed Document 0001688185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:47:09 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ZERO MASS WATER, INC. See All Filings	D/A	2016-10-21 17:45:37 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001644099 Filed Document 0001644099-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:45:37 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ZERO MASS WATER, INC. See All Filings	D/A	2016-10-21 17:41:47 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001644099 Filed Document 0001644099-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:41:47 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Huntington Place Apartments, LLC See All Filings	D	2016-10-21 17:40:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687627 Filed Document 0001687627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:40:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SPINEOLOGY INC See All Filings	D	2016-10-21 17:37:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Thomas P. Niemiec and Randy L. Hines CIK Number 0001165842 Filed Document 0001165842-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:37:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Yop, Ltd. See All Filings	D	2016-10-21 17:28:47 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001687372 Filed Document 0001687372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:28:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TriLinc Global Impact Fund Cayman, Ltd. See All Filings	D	2016-10-21 17:25:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001688039 Filed Document 0001688039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:25:20 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt