Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FL Estates, LLC See All Filings	D	2019-01-02 11:59:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001763288 Filed Document 0001763288-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:59:13 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Noah's Big Time Venture Funds, LP See All Filings	D	2019-01-02 11:54:54 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001749209 Filed Document 0001747590-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:54:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAE INC. See All Filings	D/A	2019-01-02 11:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671094 Filed Document 0001671094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:54:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BVK US VI Master REIT LLC See All Filings	D	2019-01-02 11:51:27 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers IROQUOIS CAPITAL ADVISORS, LLC CIK Number 0001762081 Filed Document 0001762081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:51:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EMPERY TAX EFFICIENT, LP See All Filings	D/A	2019-01-02 11:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Psyonic, Inc. See All Filings	D/A	2019-01-02 11:43:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759211 Filed Document 0001759211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:43:05 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Epoch Coinvestment, L.P. See All Filings	D	2019-01-02 11:41:40 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001763033 Filed Document 0001567619-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:41:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLUB MOTORSPORTS INC See All Filings	D/A	2019-01-02 11:41:29 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:41:29 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-THJ-12-Fund, a series of AX-SuRa-Funds, LLC See All Filings	D	2019-01-02 11:39:29 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers N/A CIK Number 0001761099 Filed Document 0001747590-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:39:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of N49P, LP See All Filings	D/A	2019-01-02 11:37:42 UTC
Amount To Be Raised $1,097,425 Associated Brokers / Dealers N/A CIK Number 0001747590 Filed Document 0001747590-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:37:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Forest Value Fund, LP See All Filings	D	2019-01-02 11:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763206 Filed Document 0001763206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of N49P, LP See All Filings	D	2019-01-02 11:29:13 UTC
Amount To Be Raised $869,970 Associated Brokers / Dealers N/A CIK Number 0001747590 Filed Document 0001747590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance MMA, Inc. See All Filings	D/A	2019-01-02 11:26:25 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001674227 Filed Document 0001255733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:26:25 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Southlake Hospitality, LLC See All Filings	D/A	2019-01-02 11:25:55 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001746705 Filed Document 0001746705-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-02 11:25:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CS1031 Woodshire Apartments, DST See All Filings	D	2019-01-02 11:22:49 UTC
Amount To Be Raised $22,086,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001763296 Filed Document 0001763296-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-02 11:22:49 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Tucky Lending, LP See All Filings	D	2019-01-02 11:19:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001761008 Filed Document 0001761008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:19:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BAKKT Holdings, LLC See All Filings	D	2019-01-02 11:12:08 UTC
Amount To Be Raised $182,500,000 Associated Brokers / Dealers N/A CIK Number 0001755135 Filed Document 0001755135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:12:08 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Encompass Lending Group, LP See All Filings	D	2019-01-02 11:08:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001728295 Filed Document 0001728295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:08:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CarePredict, Inc. See All Filings	D	2019-01-02 11:00:52 UTC
Amount To Be Raised $10,653,367 Associated Brokers / Dealers N/A CIK Number 0001641753 Filed Document 0001641753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 11:00:52 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WindSail Credit Fund, L.P. See All Filings	D/A	2019-01-02 10:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:54:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alluvial Fund LP See All Filings	D/A	2019-01-02 10:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693928 Filed Document 0001693928-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CyberWire, Inc. See All Filings	D/A	2019-01-02 10:47:06 UTC
Amount To Be Raised $1,390,627 Associated Brokers / Dealers N/A CIK Number 0001746267 Filed Document 0001746267-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:47:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH HEDGED EQUITY FUND LP See All Filings	D/A	2019-01-02 10:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425378 Filed Document 0001012975-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD INVESTMENT RESEARCH HEDGED EQUITY OVERSEAS FUND LTD See All Filings	D/A	2019-01-02 10:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425370 Filed Document 0001012975-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSP GLOBAL HOLDINGS, LLC See All Filings	D	2019-01-02 10:42:03 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001688447 Filed Document 0001405086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:42:03 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES OVERSEAS FUND, LTD. See All Filings	D/A	2019-01-02 10:39:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513436 Filed Document 0001012975-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:39:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLX Bio, Inc. See All Filings	D	2019-01-02 10:37:23 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001673772 Filed Document 0001673772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:37:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES FUND, L.P. See All Filings	D/A	2019-01-02 10:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513438 Filed Document 0001012975-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Home Bancorp, Inc. See All Filings	D	2019-01-02 10:23:10 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC CIK Number 0001708552 Filed Document 0001708552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:23:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Castle Partners VII, L.P. See All Filings	D	2019-01-02 10:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762839 Filed Document 0001762839-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:22:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 216 See All Filings	D	2019-01-02 10:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001763280 Filed Document 0001763280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:21:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE SPACES - EI HOLDINGS 2020, LLC See All Filings	D	2019-01-02 10:18:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763304 Filed Document 0001763304-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-02 10:18:27 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
YS Investment Fund, LLC See All Filings	D	2019-01-02 10:04:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763194 Filed Document 0001763194-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:04:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tivoli Center Investments, LLC See All Filings	D	2019-01-02 10:00:08 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001754079 Filed Document 0001754079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 10:00:08 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Hungary Spring Partners, LLC See All Filings	D	2019-01-02 09:56:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001762971 Filed Document 0001762971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:56:36 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL208 See All Filings	D	2019-01-02 09:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC CIK Number 0001763281 Filed Document 0001763281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:56:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emmanuel Elder Care Services LLC See All Filings	D	2019-01-02 09:52:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001758801 Filed Document 0001758801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:52:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GP10, L.P. See All Filings	D/A	2019-01-02 09:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654050 Filed Document 0001654050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Callaway Property, LLC See All Filings	D	2019-01-02 09:36:29 UTC
Amount To Be Raised $4,504,000 Associated Brokers / Dealers Andrew Miles and Brad Whalen CIK Number 0001755097 Filed Document 0001755097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:36:29 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2019-01-02 09:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:35:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oak Pointe Apartments LLC See All Filings	D	2019-01-02 09:26:05 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001763250 Filed Document 0001763250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:26:05 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Evolution FH, LP See All Filings	D	2019-01-02 09:15:30 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Titan Securities CIK Number 0001763178 Filed Document 0001144204-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-01-02 09:15:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
For the Earth Corp. See All Filings	1-A	2019-01-02 08:23:55 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000932265 Filed Document 0001683168-18-003833 Accepted Date 2019-01-02 08:23:55 UTC Type of Offering 1-A Industry SOAP, DETERGENTS, CLEANG PREPARATIONS, PERFUMES, COSMETICS Offering Tier Tier1 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Life Biosciences LLC See All Filings	D/A	2018-12-31 20:48:39 UTC
Amount To Be Raised $50,924,755 Associated Brokers / Dealers Race Rock Capital LLC and Morgan Stanley Australia Securities Limited CIK Number 0001751806 Filed Document 0001751806-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-12-31 20:48:39 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FOOTHILLS EXPLORATION, INC. See All Filings	D	2018-12-31 20:32:37 UTC
Amount To Be Raised $58,300 Associated Brokers / Dealers N/A CIK Number 0001503458 Filed Document 0001493152-18-018153 Exclusions or Exemptions 506c Accepted Date 2018-12-31 20:32:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GSW Creative Corp See All Filings	D	2018-12-31 19:57:11 UTC
Amount To Be Raised $57,900,344 Associated Brokers / Dealers N/A CIK Number 0001757823 Filed Document 0001757823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 19:57:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Passport Ventures, LLC See All Filings	D	2018-12-31 18:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470619 Filed Document 0001470619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 18:35:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT SPECIAL OPPORTUNITIES FUND LTD See All Filings	D	2018-12-31 18:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435880 Filed Document 0001435880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 18:31:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT SPECIAL OPPORTUNITIES FUND LP See All Filings	D	2018-12-31 18:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435879 Filed Document 0001435879-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 18:27:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbot's Butcher, Inc. See All Filings	D	2018-12-31 18:14:26 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001763154 Filed Document 0001763154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 18:14:26 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt