Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TPEG SOV Investors LLC See All Filings	D	2016-10-25 13:16:25 UTC
Amount To Be Raised $8,633,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001684111 Filed Document 0001684111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:16:25 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Brown Road Baceline Holdings, LLC See All Filings	D	2016-10-25 13:10:50 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001688417 Filed Document 0001688417-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:10:50 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-10-25 13:01:04 UTC
Amount To Be Raised $1,083,753 Associated Brokers / Dealers Rodger K. Johnson CIK Number 0001135856 Filed Document 0001135856-16-000680 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:01:04 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CAIS Third Point Offshore Fund Ltd. See All Filings	D/A	2016-10-25 13:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securties LLC, HighTower Securities, LLC, Spire Securities, LLC, Joel Isaacson & Co., Canaccord Genuity (Australia), Evans & Partners Pty Ltd., I Investment Management Pte Ltd, Macquarie Capital (USA) Inc., Wentworth Global Securities Pty Ltd, Wunderlich Securities Inc., and Lucerne Australia Pty Ltd t/a Lucerne Investment Partners CIK Number 0001523889 Filed Document 0001523889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear Creek Warehouse, LLC See All Filings	D	2016-10-25 12:58:44 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-10-25 12:58:28 UTC
Amount To Be Raised $1,083,753 Associated Brokers / Dealers Rodger K. Johnson CIK Number 0001135856 Filed Document 0001135856-16-000679 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:58:28 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AvidXchange, Inc. See All Filings	D	2016-10-25 12:52:29 UTC
Amount To Be Raised $3,500,035 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001117565 Filed Document 0001117565-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:52:29 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TIZ, INC. See All Filings	D	2016-10-25 12:41:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688204 Filed Document 0001688204-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:41:31 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
AQR Multi-Strategy Fund X, L.P. See All Filings	D/A	2016-10-25 12:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654613 Filed Document 0001654613-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus Ltd. See All Filings	D/A	2016-10-25 12:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523882 Filed Document 0001523897-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monsoon India Dynamic Alpha Fund, L.P. See All Filings	D	2016-10-25 12:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687427 Filed Document 0001687427-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D/A	2016-10-25 12:27:48 UTC
Amount To Be Raised $1,198,532 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:27:48 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Monroe Capital Private Credit Fund II (Ireland) ICAV Unleveraged Fund See All Filings	D	2016-10-25 12:22:37 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001685853 Filed Document 0001685853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:22:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sing Sing Kill Brewery, LLC See All Filings	D	2016-10-25 12:19:13 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687856 Filed Document 0001687856-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-10-25 12:19:13 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Grafoid Inc. See All Filings	D	2016-10-25 12:13:12 UTC
Amount To Be Raised $782,217 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:13:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
Newmarket Africa Fund Ltd See All Filings	D/A	2016-10-25 12:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632642 Filed Document 0001376474-16-000871 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Fueling Solutions LLC See All Filings	D	2016-10-25 12:09:52 UTC
Amount To Be Raised $600,600 Associated Brokers / Dealers None CIK Number 0001596803 Filed Document 0001477932-16-013106 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:09:52 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Partners Group Client Access 21, L.P. Inc. See All Filings	D	2016-10-25 12:08:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688095 Filed Document 0001688380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:08:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BQE PARTNERS, INC. See All Filings	D/A	2016-10-25 12:08:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673641 Filed Document 0001673641-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:08:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rosemark III, L.P. See All Filings	D	2016-10-25 12:08:23 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001688414 Filed Document 0001688414-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:08:23 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Third Point Partners LLC See All Filings	D/A	2016-10-25 12:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Lebenthal & Co. LLC, and Avondale Partners LLC CIK Number 0001523897 Filed Document 0001523897-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Line Spirits, LLC See All Filings	D	2016-10-25 11:42:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001634207 Filed Document 0001634207-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:42:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Motionsoft, Inc. See All Filings	D	2016-10-25 11:39:51 UTC
Amount To Be Raised $6,040,903 Associated Brokers / Dealers N/A CIK Number 0001500481 Filed Document 0001500481-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:39:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Steiner Ranch HNW Investor, LLC See All Filings	D	2016-10-25 11:36:48 UTC
Amount To Be Raised $20,634,500 Associated Brokers / Dealers N/A CIK Number 0001687938 Filed Document 0001687938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:36:48 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
VantIQ, Inc. See All Filings	D/A	2016-10-25 11:36:11 UTC
Amount To Be Raised $3,900,002 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:36:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Boulderado Partners, LLC See All Filings	D/A	2016-10-25 11:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475272 Filed Document 0001475272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ABT Holdings, Inc. See All Filings	D	2016-10-25 11:15:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001551331 Filed Document 0001144204-16-129313 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:15:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
L2 Summit Fund, L.P. See All Filings	D/A	2016-10-25 11:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001623593 Filed Document 0001623593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Real Estate Secondary 2017 (USD) A, L.P. See All Filings	D	2016-10-25 11:01:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688380 Filed Document 0001688380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 11:01:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Secondaries Fund, LLC See All Filings	D	2016-10-25 10:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001685405 Filed Document 0001144204-16-129310 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clever Travel Inc. See All Filings	D	2016-10-25 10:56:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688387 Filed Document 0001688387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:56:50 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Molecular Glasses, Inc. See All Filings	D	2016-10-25 10:34:37 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001688299 Filed Document 0001688299-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:34:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fractal Industries, Inc. See All Filings	D/A	2016-10-25 10:34:24 UTC
Amount To Be Raised $3,626,870 Associated Brokers / Dealers N/A CIK Number 0001649674 Filed Document 0001649674-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:34:24 UTC Type of Offering D/A Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Systematic Alpha Fund Ltd. See All Filings	D/A	2016-10-25 10:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001625706 Filed Document 0001140361-16-083443 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:06:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FGI Worldwide Holdings LLC See All Filings	D	2016-10-25 10:02:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NCG Securities LLC CIK Number 0001682830 Filed Document 0001682830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:02:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Alpha Fund LP See All Filings	D/A	2016-10-25 10:02:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001625721 Filed Document 0001140361-16-083441 Exclusions or Exemptions 506b Accepted Date 2016-10-25 10:02:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Emerging Markets Opportunities Fund, LLC See All Filings	D/A	2016-10-25 09:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001570632 Filed Document 0001140361-16-083439 Exclusions or Exemptions 506b Accepted Date 2016-10-25 09:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Emerging Markets Discovery Fund, LLC See All Filings	D/A	2016-10-25 09:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001050643 Filed Document 0001140361-16-083437 Exclusions or Exemptions 506b Accepted Date 2016-10-25 09:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
All Country International Equity 3(c)(7) Fund, LLC See All Filings	D/A	2016-10-25 09:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001541124 Filed Document 0001140361-16-083434 Exclusions or Exemptions 506b Accepted Date 2016-10-25 09:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NeuroSave, Inc. See All Filings	D	2016-10-25 09:48:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001551174 Filed Document 0001551174-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 09:48:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Madison Realty Senior Care Fund, LLC See All Filings	D/A	2016-10-24 21:22:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC, McDermott Investment Services, LLC, and Drive Wealth Management, LLC CIK Number 0001648374 Filed Document 0001144204-16-129259 Exclusions or Exemptions 506b Accepted Date 2016-10-24 21:22:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Altegris Global Macro II Fund, L.P. See All Filings	D/A	2016-10-24 20:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001487204 Filed Document 0001487204-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-24 20:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2016-10-24 20:28:27 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 20:28:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Commercial Investment Corp See All Filings	D	2016-10-24 19:58:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 19:58:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
LAKE GENEVA OFFSHORE FUND LTD. See All Filings	D/A	2016-10-24 19:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A - None CIK Number 0001593175 Filed Document 0001593175-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 19:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKE COMO CONVERTIBLE BOND FUND LP See All Filings	D	2016-10-24 18:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688308 Filed Document 0001688308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 18:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Geneva Fund LP See All Filings	D/A	2016-10-24 18:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589894 Filed Document 0001589894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 18:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RepairTech, Inc. See All Filings	D	2016-10-24 18:45:20 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001641483 Filed Document 0001641483-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 18:45:20 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fundshare #1, LLC See All Filings	D	2016-10-24 18:33:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001688317 Filed Document 0001688317-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 18:33:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
First Western Financial Inc See All Filings	D	2016-10-24 18:24:01 UTC
Amount To Be Raised $37,000,000 Associated Brokers / Dealers N/A CIK Number 0001327607 Filed Document 0001327607-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 18:24:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity