Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TSUNAMI VR, INC. See All Filings	D	2018-11-16 14:57:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691965 Filed Document 0001691965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:57:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series B-7 See All Filings	D	2018-11-16 14:57:02 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757300 Filed Document 0001757300-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:57:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FP CAPITOL, LLC See All Filings	D	2018-11-16 14:55:22 UTC
Amount To Be Raised $18,100,000 Associated Brokers / Dealers N/A CIK Number 0001757238 Filed Document 0001757238-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-16 14:55:22 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
G SQUARED OPPORTUNITIES FUND IV LLC, SERIES B-6 See All Filings	D/A	2018-11-16 14:53:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757277 Filed Document 0001757277-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kent Lake Partners LP See All Filings	D	2018-11-16 14:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759216 Filed Document 0001759216-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Squared Opportunities Fund IV LLC, Series B-5 See All Filings	D/A	2018-11-16 14:48:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755270 Filed Document 0001755270-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainier Woodlands Square Investors, LP See All Filings	D	2018-11-16 14:46:01 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001758864 Filed Document 0001758864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:46:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mitokinin, Inc. See All Filings	D	2018-11-16 14:44:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001717169 Filed Document 0001717169-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:44:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series B-3 See All Filings	D/A	2018-11-16 14:41:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001742984 Filed Document 0001742984-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Layer1 Opportunity Fund, LP See All Filings	D	2018-11-16 14:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759235 Filed Document 0001759235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IORA HEALTH, INC. See All Filings	D/A	2018-11-16 14:36:54 UTC
Amount To Be Raised $114,999,998 Associated Brokers / Dealers N/A CIK Number 0001532758 Filed Document 0001532758-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:36:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series A-4 See All Filings	D/A	2018-11-16 14:36:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755642 Filed Document 0001755642-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Levy Sunset GP, LLC See All Filings	D	2018-11-16 14:34:07 UTC
Amount To Be Raised $544,603 Associated Brokers / Dealers N/A CIK Number 0001759158 Filed Document 0001759156-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:34:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
G Squared Opportunities Fund IV LLC, Series A-2 See All Filings	D/A	2018-11-16 14:32:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001755568 Filed Document 0001755568-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Levy Horizon GP, LLC See All Filings	D	2018-11-16 14:28:25 UTC
Amount To Be Raised $408,667 Associated Brokers / Dealers N/A CIK Number 0001759156 Filed Document 0001759156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:28:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Winebrenner Opportunity Zone Fund, LP See All Filings	D	2018-11-16 14:12:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001759063 Filed Document 0001759063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:12:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
AHML II, LLC See All Filings	D/A	2018-11-16 14:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658712 Filed Document 0001653988-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:06:41 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PANGEA Partners, LLC See All Filings	C/A	2018-11-16 14:04:24 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001755378 Filed Document 0001755378-18-000002 Accepted Date 2018-11-16 14:04:24 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
DionyMed Holdings Inc. See All Filings	D	2018-11-16 14:04:18 UTC
Amount To Be Raised $4,958,361 Associated Brokers / Dealers N/A CIK Number 0001745593 Filed Document 0001567619-18-006518 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:04:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Global Growth, L.P. See All Filings	D	2018-11-16 14:01:41 UTC
Amount To Be Raised $13,750,000,000 Associated Brokers / Dealers Foreside Fund Services, LLC, Picton S.A., J.P. Morgan Securities LLC, Baro Investment & Securities Co. Ltd., and CMB International Private Investment Limited CIK Number 0001757552 Filed Document 0001162870-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:01:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cultivian Sandbox Food & Agriculture Fund III, LP See All Filings	D/A	2018-11-16 14:01:38 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001715460 Filed Document 0001715460-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:01:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warburg Pincus Global Growth-B, L.P. See All Filings	D	2018-11-16 14:00:38 UTC
Amount To Be Raised $13,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001757554 Filed Document 0001162870-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-16 14:00:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Global Growth Partners, L.P. See All Filings	D	2018-11-16 13:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757555 Filed Document 0001162870-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AHML, LLC See All Filings	D/A	2018-11-16 13:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653988 Filed Document 0001653988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:59:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AVRUPA MINERALS LTD. See All Filings	D	2018-11-16 13:58:43 UTC
Amount To Be Raised $45,434 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001567619-18-006516 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:58:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Global Growth-E, L.P. See All Filings	D	2018-11-16 13:58:09 UTC
Amount To Be Raised $13,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001757553 Filed Document 0001162870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WP Global Growth Partners, L.P. See All Filings	D	2018-11-16 13:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752493 Filed Document 0001162870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:57:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stepstone Art Resources, LLC See All Filings	C/A	2018-11-16 13:51:58 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001746271 Filed Document 0001746271-18-000004 Accepted Date 2018-11-16 13:51:58 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
Red Oak Succession Capital, LLC See All Filings	D	2018-11-16 13:48:14 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001759129 Filed Document 0001759129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:48:14 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2018-11-16 13:46:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-18-000076 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:46:14 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Ashwood Capital Allocation Program LLC - Ashwood 2018 Private Investment III - Riverwood See All Filings	D	2018-11-16 13:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759106 Filed Document 0001759106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neo4j, Inc. See All Filings	D	2018-11-16 13:29:23 UTC
Amount To Be Raised $60,078,440 Associated Brokers / Dealers Code Advisors LLC CIK Number 0001759144 Filed Document 0001759144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:29:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PANGEA Partners, LLC See All Filings	C	2018-11-16 13:29:23 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001755378 Filed Document 0001755378-18-000001 Accepted Date 2018-11-16 13:29:23 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
NIS Small/Mid Cap Value Equity Fund, LLC See All Filings	D/A	2018-11-16 13:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687402 Filed Document 0000939791-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2018-11-16 13:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0000939791-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:22:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Merger Arbitrage EX Offshore Fund, Ltd. See All Filings	D/A	2018-11-16 13:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690494 Filed Document 0000919574-18-007587 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Total Absolute Return Fund, LLC See All Filings	D/A	2018-11-16 13:18:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687401 Filed Document 0000939791-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:18:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EMU Solutions, Inc. See All Filings	D	2018-11-16 13:17:50 UTC
Amount To Be Raised $3,012,789 Associated Brokers / Dealers N/A CIK Number 0001605106 Filed Document 0001605106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:17:50 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NIS INTERMEDIATE FIXED INCOME FUND LLC See All Filings	D/A	2018-11-16 13:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286269 Filed Document 0000939791-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RVX Global Opportunity Master Fund (Cayman), Ltd. See All Filings	D/A	2018-11-16 13:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658812 Filed Document 0001740877-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NIS CORE FIXED INCOME FUND LLC See All Filings	D/A	2018-11-16 13:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001240927 Filed Document 0000939791-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NIS Preferred Stock Fund II, LLC See All Filings	D/A	2018-11-16 13:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687414 Filed Document 0000939791-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-11-16 13:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NIS High Yield Fund, LLC See All Filings	D/A	2018-11-16 12:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687390 Filed Document 0000939791-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Financing Options Inc. See All Filings	D/A	2018-11-16 12:54:44 UTC
Amount To Be Raised $2,128,800 Associated Brokers / Dealers N/A CIK Number 0001719619 Filed Document 0001719619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:54:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
LONGBOARD PARTNERS, LP See All Filings	D/A	2018-11-16 12:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001592151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stepstone Art Resources, LLC See All Filings	C/A	2018-11-16 12:52:00 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001746271 Filed Document 0001746271-18-000003 Accepted Date 2018-11-16 12:52:00 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
RVX Global Opportunity Fund, Ltd. See All Filings	D/A	2018-11-16 12:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Axxets Management Inc. and UCB Financial Services Ltd. CIK Number 0001658817 Filed Document 0001740877-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:50:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2018-11-16 12:25:38 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers JOSEPH ALLEN NUGENT, GARY THOMAS HUGHES, and TIMOTHY JOHN SHERER CIK Number 0001751300 Filed Document 0001751300-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:25:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICBC Federated Active Cash Fixed Income Fund See All Filings	D	2018-11-16 12:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759103 Filed Document 0001623632-18-001502 Exclusions or Exemptions 506c Accepted Date 2018-11-16 12:25:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argosy Real Estate Income & Growth I, L.P. See All Filings	D/A	2018-11-16 12:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752957 Filed Document 0001752957-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-16 12:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund