Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wadsworth Capital III-2 LLC See All Filings	D	2019-01-03 15:01:52 UTC
Amount To Be Raised $2,380,000 Associated Brokers / Dealers N/A CIK Number 0001761170 Filed Document 0001761170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:01:52 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 235 See All Filings	D	2019-01-03 14:57:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001763419 Filed Document 0001763419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:57:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mayfair Group LLC See All Filings	D	2019-01-03 14:55:52 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001763381 Filed Document 0001763381-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-03 14:55:52 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Adelante Shoe Co. See All Filings	D/A	2019-01-03 14:55:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001712231 Filed Document 0001712231-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:55:33 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
GREF IV Co-Invest A LP See All Filings	D	2019-01-03 14:54:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001763153 Filed Document 0001763153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Genomics, Inc. See All Filings	D	2019-01-03 14:53:31 UTC
Amount To Be Raised $3,822,238 Associated Brokers / Dealers N/A CIK Number 0001754197 Filed Document 0001754197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:53:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D/A	2019-01-03 14:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001733714 Filed Document 0001748316-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ColubrisMX, Inc. See All Filings	D	2019-01-03 14:48:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001694306 Filed Document 0001694306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:48:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D/A	2019-01-03 14:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001739661 Filed Document 0001748316-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Kind Venture Capital II, L.P. See All Filings	D	2019-01-03 14:46:50 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001763004 Filed Document 0001763004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:46:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennial Tech Marketing Group LLC See All Filings	D	2019-01-03 14:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762419 Filed Document 0001762419-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 14:46:34 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D/A	2019-01-03 14:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001757186 Filed Document 0001748316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECKRO, INC. See All Filings	D	2019-01-03 14:39:03 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001682721 Filed Document 0001567619-19-000216 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:39:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Perth Amboy, LLC See All Filings	D	2019-01-03 14:35:50 UTC
Amount To Be Raised $3,389,341 Associated Brokers / Dealers N/A CIK Number 0001757873 Filed Document 0001461373-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:35:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BENTHOS FUND LP See All Filings	D/A	2019-01-03 14:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724559 Filed Document 0000919574-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Phylos Bioscience, Inc. See All Filings	D	2019-01-03 14:33:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001630986 Filed Document 0001630986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:33:24 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Elm Creek Partners LLC See All Filings	D	2019-01-03 14:32:00 UTC
Amount To Be Raised $5,025,000 Associated Brokers / Dealers Lynn E. Fedor CIK Number 0001759219 Filed Document 0001759219-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 14:32:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CPSG Self Storage Facility XII, LLC See All Filings	D	2019-01-03 14:31:23 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001763382 Filed Document 0001763382-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 14:31:23 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tusk Venture Partners II, L.P. See All Filings	D	2019-01-03 14:30:09 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001759705 Filed Document 0001759705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:30:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verinomics, Inc. See All Filings	D	2019-01-03 14:26:39 UTC
Amount To Be Raised $3,026,922 Associated Brokers / Dealers N/A CIK Number 0001763427 Filed Document 0001763427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:26:39 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Tactical Value Fund LP See All Filings	D/A	2019-01-03 14:25:24 UTC
Amount To Be Raised $1,038,685,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, None, and None CIK Number 0001716898 Filed Document 0001716898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENCISION INC See All Filings	D/A	2019-01-03 14:21:49 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0000930775 Filed Document 0001079973-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:21:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Haven TV Feeder Fund LP See All Filings	D/A	2019-01-03 14:17:43 UTC
Amount To Be Raised $361,325,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, None, and None CIK Number 0001716816 Filed Document 0001716816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:17:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aigent, Inc. See All Filings	D	2019-01-03 14:11:11 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001763318 Filed Document 0001763318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:11:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Lex Energy Partners LP IV (U.S.) See All Filings	D	2019-01-03 14:07:16 UTC
Amount To Be Raised $9,665,428 Associated Brokers / Dealers N/A CIK Number 0001763420 Filed Document 0001567619-19-000203 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:07:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio XI DST See All Filings	D	2019-01-03 14:07:09 UTC
Amount To Be Raised $20,625,000 Associated Brokers / Dealers Capital Investment Group, Inc., Concorde Investment Services, LLC, and McDermott Investment Services, LLC CIK Number 0001755087 Filed Document 0001755087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:07:09 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Competitive Edge Realty, LLC See All Filings	D	2019-01-03 14:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Competitive Edge Realty LLC CIK Number 0001763255 Filed Document 0001763255-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:05:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Upper90 ClearFund I SPV, L.P. See All Filings	D	2019-01-03 14:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763083 Filed Document 0001393725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Senior Direct Lending Fund (Delaware), L.P. See All Filings	D/A	2019-01-03 14:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001744407 Filed Document 0001315863-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ares Senior Direct Lending Fund (Cayman) B, L.P. See All Filings	D/A	2019-01-03 13:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001744451 Filed Document 0001315863-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:59:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PREF III REIT See All Filings	D	2019-01-03 13:59:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762348 Filed Document 0001762348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:59:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Associates, III, Ltd. See All Filings	D/A	2019-01-03 13:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629686 Filed Document 0001566137-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oakhouse Partners P1, LLC, a series of PROOF Master I, LLC See All Filings	D	2019-01-03 13:56:59 UTC
Amount To Be Raised $2,214,500 Associated Brokers / Dealers N/A CIK Number 0001761091 Filed Document 0001761091-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-03 13:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
County Route Catering, Inc. See All Filings	C/A	2019-01-03 13:56:03 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $40,000 CIK Number 0001760678 Filed Document 0001760655-19-000004 Accepted Date 2019-01-03 13:56:03 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Pig Hill Brewery LLC See All Filings	C/A	2019-01-03 13:52:00 UTC
Financial Interest none Filing Platform Honeycomb Portal LLC Offering Amount $40,000 CIK Number 0001760453 Filed Document 0001760655-19-000003 Accepted Date 2019-01-03 13:52:00 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
KS Fitness LLC See All Filings	C/A	2019-01-03 13:48:33 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $50,000 CIK Number 0001761153 Filed Document 0001760655-19-000002 Accepted Date 2019-01-03 13:48:33 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Blue Sparrow LLC See All Filings	C/A	2019-01-03 13:43:40 UTC
Financial Interest None. Filing Platform Honeycomb Portal LLC Offering Amount $10,400 CIK Number 0001760655 Filed Document 0001760655-19-000001 Accepted Date 2019-01-03 13:43:40 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Rubik Holdings, Ltd. See All Filings	D/A	2019-01-03 13:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001598607 Filed Document 0001598607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Associates II, Ltd See All Filings	D/A	2019-01-03 13:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566137 Filed Document 0001566137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:34:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Charter-ASI, LLC See All Filings	D	2019-01-03 13:33:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001763395 Filed Document 0001736749-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:33:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class MC-QP See All Filings	D	2019-01-03 13:30:07 UTC
Amount To Be Raised $3,080,000 Associated Brokers / Dealers N/A CIK Number 0001760560 Filed Document 0001760560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Sacramento LLC See All Filings	D	2019-01-03 13:27:17 UTC
Amount To Be Raised $5,690,000 Associated Brokers / Dealers N/A CIK Number 0001763373 Filed Document 0001763373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:27:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iVinci Partners, LLC See All Filings	D	2019-01-03 13:22:22 UTC
Amount To Be Raised $9,999,993 Associated Brokers / Dealers N/A CIK Number 0001534209 Filed Document 0001534209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:22:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Madera Technology Fund (CI), Ltd. See All Filings	D/A	2019-01-03 13:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630206 Filed Document 0000919574-19-000029 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:17:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mattox RE Fund, LLC See All Filings	D	2019-01-03 13:13:57 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001757050 Filed Document 0001757050-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-03 13:13:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Madera Technology Fund, L.P. See All Filings	D/A	2019-01-03 13:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630251 Filed Document 0000919574-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sanad Fund for MSME - Debt Sub-Fund See All Filings	D	2019-01-03 13:04:53 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001762698 Filed Document 0001762698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:04:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
NovaSom, Inc See All Filings	D/A	2019-01-03 12:59:43 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:59:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
282 Lowertown Northland, LLC See All Filings	D	2019-01-03 12:57:30 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001761661 Filed Document 0001761661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:57:30 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BRACKET VENTURES EAGLE SPV III, LP See All Filings	D	2019-01-03 12:57:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001763182 Filed Document 0001763182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:57:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund