Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Finxact, Inc. See All Filings	D	2019-01-04 17:07:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001763430 Filed Document 0001763430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:07:34 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Studio, Inc. See All Filings	D/A	2019-01-04 17:07:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001742116 Filed Document 0001742116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:07:18 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sabina Gold & Silver Corp. See All Filings	D	2019-01-04 17:06:35 UTC
Amount To Be Raised $2,210,759 Associated Brokers / Dealers BMO Nesbitt Burns Inc., RBC Dominion Securities Inc., National Bank Financial Inc., Spott Capital Partners, a division of Sprott Private Wealth LP, and TD Securities Inc. CIK Number 0001398832 Filed Document 0001567619-19-000590 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:06:35 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PIVOTNORTH EARLY FUND I, L.P. See All Filings	D/A	2019-01-04 17:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760121 Filed Document 0001760121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLCP Structured Equity Access Fund VI, L.P. See All Filings	D	2019-01-04 17:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001762925 Filed Document 0001762925-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:01:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
section.io Inc See All Filings	D	2019-01-04 17:01:17 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001669595 Filed Document 0001669595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:01:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Coatue Early Stage Fund Private Investors (Cayman), L.P. See All Filings	D	2019-01-04 17:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001763444 Filed Document 0001763444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 17:00:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nicholson Sand Investors LLC See All Filings	D	2019-01-04 16:56:44 UTC
Amount To Be Raised $25,015,552 Associated Brokers / Dealers N/A CIK Number 0001762310 Filed Document 0001762320-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:56:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Subba Media Inc See All Filings	C/A	2019-01-04 16:55:06 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001722793 Filed Document 0001669191-19-000007 Accepted Date 2019-01-04 16:55:06 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Common Stock State DELAWARE
vTv Therapeutics Inc. See All Filings	D	2019-01-04 16:54:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641489 Filed Document 0000950142-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:54:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DG Mineral Reserve Investments, LLC See All Filings	D	2019-01-04 16:48:41 UTC
Amount To Be Raised $3,514,500 Associated Brokers / Dealers N/A CIK Number 0001763609 Filed Document 0001763609-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:48:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Distinct Holdings Group, LLC See All Filings	D/A	2019-01-04 16:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662722 Filed Document 0000950103-19-000259 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:43:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2019-01-04 16:40:53 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:40:53 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NeoSensory, Inc. See All Filings	D	2019-01-04 16:40:18 UTC
Amount To Be Raised $11,831,008 Associated Brokers / Dealers N/A CIK Number 0001659156 Filed Document 0001659156-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:40:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 B Drilling Fund LP See All Filings	D/A	2019-01-04 16:38:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ralph Puccinelli CIK Number 0001739763 Filed Document 0001739763-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:38:37 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2018 B Drilling Fund LP See All Filings	D/A	2019-01-04 16:35:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001739763 Filed Document 0001739763-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:35:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Alert Media, Inc. See All Filings	D	2019-01-04 16:32:42 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001644386 Filed Document 0001644386-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:32:42 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SP Homewood Investors Upper Feeder L.P. See All Filings	D	2019-01-04 16:31:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001763401 Filed Document 0001763401-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sapere CTA Fund, LP See All Filings	D/A	2019-01-04 16:30:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335537 Filed Document 0000919574-19-000102 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:30:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MCKINLEY CAPITAL MANAGEMENT INC See All Filings	D/A	2019-01-04 16:25:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001453995 Filed Document 0001144204-19-000670 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:25:36 UTC Type of Offering D/A Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
SP Homewood Investors L.P. See All Filings	D	2019-01-04 16:24:46 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001763398 Filed Document 0001763398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORY RESEARCH INTERNATONAL VALUE FUND LP See All Filings	D/A	2019-01-04 16:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455870 Filed Document 0001455870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viakoo, Inc. See All Filings	D	2019-01-04 16:18:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763593 Filed Document 0001763593-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-04 16:18:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arcadian New Venture Fund, L.P. See All Filings	D	2019-01-04 16:16:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001760895 Filed Document 0001760895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orai, Inc. See All Filings	D	2019-01-04 16:11:57 UTC
Amount To Be Raised $2,563,062 Associated Brokers / Dealers N/A CIK Number 0001763320 Filed Document 0001763320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:11:57 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Exeter Office Value REIT LLC See All Filings	D	2019-01-04 16:11:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762367 Filed Document 0001762367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:11:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WPCM Wildts Battery Holdings, LLC See All Filings	D	2019-01-04 16:09:42 UTC
Amount To Be Raised $15,750,000 Associated Brokers / Dealers N/A CIK Number 0001763550 Filed Document 0001763550-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:09:42 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ribon Therapeutics, Inc. See All Filings	D	2019-01-04 16:09:28 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001660410 Filed Document 0001660410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:09:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aemetis Biogas LLC See All Filings	D	2019-01-04 16:08:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001763596 Filed Document 0000947871-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:08:13 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Neighbors Ridge Investors, LLC See All Filings	D/A	2019-01-04 16:01:34 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001754133 Filed Document 0001754133-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:01:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Inland Retail Property Fund, LP See All Filings	D/A	2019-01-04 16:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MacGregor Global Investments CIK Number 0001694138 Filed Document 0001694138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 16:00:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Generation Genius Inc See All Filings	D	2019-01-04 15:57:44 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001763491 Filed Document 0001763491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:57:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Keyrock Capital Onshore Fund See All Filings	D	2019-01-04 15:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763526 Filed Document 0001689099-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners VIII ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D	2019-01-04 15:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001762821 Filed Document 0001748316-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODHAVEN W&M 340 PORTFOLIO LLC See All Filings	D	2019-01-04 15:44:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001763610 Filed Document 0001763610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:44:20 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WHG CINCINNATI INVESTORS LLC See All Filings	D	2019-01-04 15:41:01 UTC
Amount To Be Raised $505,000 Associated Brokers / Dealers N/A CIK Number 0001763557 Filed Document 0001763557-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:41:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Payformance, LLC See All Filings	D	2019-01-04 15:39:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001763607 Filed Document 0001763607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:39:27 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Japan Gold Corp. See All Filings	D	2019-01-04 15:36:24 UTC
Amount To Be Raised $1,105,650 Associated Brokers / Dealers N/A CIK Number 0001686000 Filed Document 0001686000-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:36:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Highlands View Development LLC See All Filings	D	2019-01-04 15:36:15 UTC
Amount To Be Raised $9,190,000 Associated Brokers / Dealers N/A CIK Number 0001762320 Filed Document 0001762320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:36:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Jujo, Inc. See All Filings	D/A	2019-01-04 15:34:58 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001589904 Filed Document 0001589904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:34:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D	2019-01-04 15:31:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:31:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Blueshift Synergy Fund, LP See All Filings	D/A	2019-01-04 15:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727532 Filed Document 0001727532-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abilitech Medical, Inc. See All Filings	D	2019-01-04 15:26:56 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001742515 Filed Document 0001760483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:26:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SSNB, Inc. See All Filings	D	2019-01-04 15:25:48 UTC
Amount To Be Raised $546,000 Associated Brokers / Dealers N/A CIK Number 0001763536 Filed Document 0001763536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:25:48 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Blendtopia, Inc. See All Filings	C/A	2019-01-04 15:24:33 UTC
Financial Interest The issuer will not owe a commission to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001759620 Filed Document 0001759620-19-000001 Accepted Date 2019-01-04 15:24:33 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State TENNESSEE
Hashdex Index Fund See All Filings	D/A	2019-01-04 15:24:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760749 Filed Document 0000950103-19-000248 Exclusions or Exemptions 506c Accepted Date 2019-01-04 15:24:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blueshift Synergy Offshore Fund, Ltd See All Filings	D/A	2019-01-04 15:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727533 Filed Document 0001727533-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustain LLC See All Filings	D	2019-01-04 15:18:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001578884 Filed Document 0001578884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:18:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardiol Therapeutics Inc. See All Filings	D	2019-01-04 15:17:27 UTC
Amount To Be Raised $8,423,198 Associated Brokers / Dealers AltaCorp Capital Inc., Haywood Securities (USA) Inc., Mackie Research Capital Corporation, Raymond James Ltd., Echelon Wealth Partners Inc., and Paradigm Capital Inc. CIK Number 0001702123 Filed Document 0001567619-19-000484 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:17:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Oseberg, Inc. See All Filings	D	2019-01-04 15:17:19 UTC
Amount To Be Raised $3,000,128 Associated Brokers / Dealers N/A CIK Number 0001662576 Filed Document 0001662576-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 15:17:19 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity