Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Altum Credit Fund, L.P. See All Filings	D/A	2017-03-13 17:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482653 Filed Document 0000919574-17-002760 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Engine Design Corp. See All Filings	D	2017-03-13 17:32:08 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:32:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Altum Credit Fund, Ltd. See All Filings	D/A	2017-03-13 17:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482687 Filed Document 0000919574-17-002758 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NV Gold Corp See All Filings	D	2017-03-13 17:23:23 UTC
Amount To Be Raised $49,424 Associated Brokers / Dealers N/A CIK Number 0001607807 Filed Document 0001607807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:23:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BloomAPI, Inc. See All Filings	D	2017-03-13 17:20:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001699329 Filed Document 0001699329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:20:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 372 LLC See All Filings	D	2017-03-13 17:18:52 UTC
Amount To Be Raised $175,934 Associated Brokers / Dealers N/A CIK Number 0001699852 Filed Document 0001699852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST EAGLE INTERNATIONAL VALUE FUND, LP See All Filings	D/A	2017-03-13 17:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001450194 Filed Document 0000919574-17-002751 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:16:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Global Value Fund, LP See All Filings	D/A	2017-03-13 17:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001484313 Filed Document 0000919574-17-002749 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Light Sky Macro Intermediate Fund LP See All Filings	D	2017-03-13 17:10:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700664 Filed Document 0000902664-17-001524 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:10:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ANKURA HOLDINGS, LP See All Filings	D	2017-03-13 17:01:52 UTC
Amount To Be Raised $27,477,577 Associated Brokers / Dealers N/A CIK Number 0001669360 Filed Document 0001669360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:01:52 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Kenton Street Storage, LLC See All Filings	D	2017-03-13 17:00:33 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001700546 Filed Document 0001700546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 17:00:33 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PROVEST CENTRE POINTE PLAZA ASSOCIATES, LLC See All Filings	D	2017-03-13 16:53:06 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers NONE CIK Number 0001700410 Filed Document 0001700410-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:53:06 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Qview Medical, Inc. See All Filings	D	2017-03-13 16:52:11 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001577951 Filed Document 0001577951-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:52:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Socotra Opportunity Fund, LLC See All Filings	D/A	2017-03-13 16:48:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001657698 Filed Document 0001657698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUCENT HEALTH SOLUTIONS, INC. See All Filings	D	2017-03-13 16:44:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622390 Filed Document 0001622390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:44:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Aristides Fund QP, LP See All Filings	D/A	2017-03-13 16:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hampton Hedge Fund Marketing, LLC CIK Number 0001602063 Filed Document 0001602063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weldwood Equity Partners LLC See All Filings	D	2017-03-13 16:28:56 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001700522 Filed Document 0001700522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:28:56 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
W2 Beauty, Inc. See All Filings	D	2017-03-13 16:27:50 UTC
Amount To Be Raised $862,500 Associated Brokers / Dealers N/A CIK Number 0001699038 Filed Document 0001699038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:27:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TRANS WORLD CORP See All Filings	D	2017-03-13 16:24:37 UTC
Amount To Be Raised $145,500 Associated Brokers / Dealers N/A CIK Number 0000914577 Filed Document 0001204348-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:24:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GB SPECIAL OPPORTUNITIES FUND LLC See All Filings	D	2017-03-13 16:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699089 Filed Document 0001140361-17-011759 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFS Birmingham I LLC See All Filings	D/A	2017-03-13 16:19:55 UTC
Amount To Be Raised $985,000 Associated Brokers / Dealers N/A - NONE CIK Number 0001700734 Filed Document 0001700734-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-03-13 16:19:55 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Summit Private Investments I, L.P. See All Filings	D/A	2017-03-13 16:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0000877797 Filed Document 0000919574-17-002747 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Windsor Circle, Inc. See All Filings	D	2017-03-13 16:17:31 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001519034 Filed Document 0001519034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:17:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Centiva Offshore Fund, Ltd. See All Filings	D	2017-03-13 16:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700596 Filed Document 0001700600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:11:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOME PRODUCTS INTERNATIONAL INC See All Filings	D	2017-03-13 16:11:27 UTC
Amount To Be Raised $43,341,350 Associated Brokers / Dealers N/A CIK Number 0000814457 Filed Document 0000897069-17-000165 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Texzon Technologies, LLC See All Filings	D	2017-03-13 16:09:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:09:44 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Institutional Funds LLC See All Filings	D/A	2017-03-13 16:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001459976 Filed Document 0000919574-17-002745 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2nd Watch, Inc. See All Filings	D	2017-03-13 16:08:26 UTC
Amount To Be Raised $19,350,682 Associated Brokers / Dealers N/A CIK Number 0001535671 Filed Document 0001535671-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:08:26 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XV LLC See All Filings	D/A	2017-03-13 16:08:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699387 Filed Document 0001699387-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Outdoor Ally See All Filings	D/A	2017-03-13 16:07:55 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001700411 Filed Document 0001700411-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:07:55 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOLUB CAPITAL INVESTMENT Corp See All Filings	D/A	2017-03-13 16:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:06:47 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLATHEAD HOSPITAL DEVELOPMENT CO LLC See All Filings	D	2017-03-13 16:06:12 UTC
Amount To Be Raised $12,086,800 Associated Brokers / Dealers N/A CIK Number 0001143475 Filed Document 0001143475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:06:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cool Planet Energy Systems, Inc. See All Filings	D	2017-03-13 16:03:12 UTC
Amount To Be Raised $19,282,407 Associated Brokers / Dealers N/A CIK Number 0001477611 Filed Document 0001629048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:03:12 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Advisers Xanthus Fund, L.L.C. See All Filings	D/A	2017-03-13 16:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., J.P. Morgan Securities LLC, and Raymond James & Associates, Inc. CIK Number 0001076673 Filed Document 0000902664-17-001523 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST EAGLE PACIFIC FUND LTD. See All Filings	D/A	2017-03-13 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459660 Filed Document 0000919574-17-002743 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Discount Now Holdings, LLC See All Filings	D	2017-03-13 16:00:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698731 Filed Document 0001698731-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 16:00:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BRANT POINT FUND LLC See All Filings	D/A	2017-03-13 15:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221487 Filed Document 0001221487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Third Point Offshore Fund, Ltd. See All Filings	D/A	2017-03-13 15:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, J.P. Morgan Securities Inc., Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001300970 Filed Document 0001300970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Centiva Onshore Fund, LP See All Filings	D	2017-03-13 15:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700600 Filed Document 0001700600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:59:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BluePointe Ventures TechFund II, L.P. See All Filings	D	2017-03-13 15:58:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001694208 Filed Document 0001694208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMA GARP FUND, LP See All Filings	D/A	2017-03-13 15:58:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001355137 Filed Document 0001355137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:58:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arix Bioscience plc See All Filings	D/A	2017-03-13 15:57:12 UTC
Amount To Be Raised $124,560,000 Associated Brokers / Dealers Jefferies International Limited CIK Number 0001700449 Filed Document 0001700449-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:57:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Value in Biotechnology Fund (QP), LP See All Filings	D/A	2017-03-13 15:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481559 Filed Document 0000919574-17-002741 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRANT POINT FUND INTERNATIONAL LTD See All Filings	D/A	2017-03-13 15:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221485 Filed Document 0001221485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
New Eagle Holdings LLC See All Filings	D/A	2017-03-13 15:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484285 Filed Document 0000919574-17-002739 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tocagen Inc See All Filings	D/A	2017-03-13 15:52:32 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001419041 Filed Document 0001419041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:52:32 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
21 APRIL FUND, L.P. See All Filings	D/A	2017-03-13 15:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459688 Filed Document 0000919574-17-002737 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2017-03-13 15:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA CIK Number 0001341762 Filed Document 0001341762-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2017-03-13 15:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, J.P. Morgan Securities Inc., Raymond James & Associates, Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001341499 Filed Document 0001341499-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-Long Island HWS, LP See All Filings	D/A	2017-03-13 15:47:33 UTC
Amount To Be Raised $10,088,757 Associated Brokers / Dealers Richard A Gagne, Bobby K Cowand, Tory Scott, Azam Jaber, Brian Smith, Carlos Resendez, and Javier Larrea CIK Number 0001699490 Filed Document 0001699490-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-13 15:47:33 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity