Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ascent Capital Fund II, LLC See All Filings	D/A	2016-11-01 13:34:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001555126 Filed Document 0001555126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:34:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Protech 10 Reorg Corp. See All Filings	D	2016-11-01 13:24:48 UTC
Amount To Be Raised $311,112 Associated Brokers / Dealers N/A CIK Number 0001688946 Filed Document 0001688946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:24:48 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eir inc See All Filings	D	2016-11-01 13:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688872 Filed Document 0001688872-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hidrate, Inc. See All Filings	D	2016-11-01 12:34:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675288 Filed Document 0001675288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:34:22 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
AQR Multi-Strategy Fund VII, L.P. See All Filings	D/A	2016-11-01 12:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606465 Filed Document 0001519756-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forsyth Hawkeye Holdings, LLC See All Filings	D	2016-11-01 12:32:47 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001688907 Filed Document 0001688907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:32:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CRB Group, Inc. See All Filings	D	2016-11-01 12:28:30 UTC
Amount To Be Raised $31,962,040 Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:28:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AQR RC SMALL CAP CORE FUND LP See All Filings	D/A	2016-11-01 12:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413963 Filed Document 0001519756-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Lenders, LLC See All Filings	D	2016-11-01 12:03:13 UTC
Amount To Be Raised $815,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001688901 Filed Document 0001688901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:03:13 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cultivation Capital Life Sciences Fund II, LLC See All Filings	D	2016-11-01 12:02:37 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001688005 Filed Document 0001688005-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 12:02:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
Connor Group Real Estate Income & Growth Fund XII, LLC See All Filings	D/A	2016-11-01 11:57:51 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Various CIK Number 0001610847 Filed Document 0001610847-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:57:51 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SE PLAZA POINTE INVESTORS, LLC See All Filings	D	2016-11-01 11:50:45 UTC
Amount To Be Raised $2,474,500 Associated Brokers / Dealers N/A CIK Number 0001688102 Filed Document 0001688102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:50:45 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BERENS CAPITAL ASIA (EX-JAPAN) LLC See All Filings	D/A	2016-11-01 11:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seth Adam Damski and Robert Carter Lyster CIK Number 0001405406 Filed Document 0001405406-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Feeder Fund 2 LP See All Filings	D/A	2016-11-01 11:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570006 Filed Document 0000919574-16-016040 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:42:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
LANCORE EXPLORATION & DEVELOPMENT LLC See All Filings	D	2016-11-01 11:32:51 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001634808 Filed Document 0001144204-16-130758 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:32:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
AQR EMERGING EQUITIES FUND LP See All Filings	D/A	2016-11-01 11:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457118 Filed Document 0001519756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:31:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANCORE EXPLORATION & DEVELOPMENT LLC See All Filings	D/A	2016-11-01 11:29:35 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001634808 Filed Document 0001144204-16-130754 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:29:35 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
First Trust Marketplace Lending Partners, L.P. See All Filings	D	2016-11-01 11:22:38 UTC
Amount To Be Raised $2,180,000 Associated Brokers / Dealers N/A CIK Number 0001688876 Filed Document 0001688876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:22:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRB Group, Inc. See All Filings	D	2016-11-01 11:22:12 UTC
Amount To Be Raised $31,962,040 Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:22:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PMATIC PE, LP See All Filings	D	2016-11-01 11:22:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688516 Filed Document 0001688516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:22:05 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Questback Salespulse, Inc. See All Filings	D	2016-11-01 11:14:34 UTC
Amount To Be Raised $1,049,970 Associated Brokers / Dealers N/A CIK Number 0001688548 Filed Document 0001231919-16-000065 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:14:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Milieu LLC See All Filings	D	2016-11-01 11:08:46 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001688886 Filed Document 0001688886-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:08:46 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Circadian ZircLight LLC See All Filings	D/A	2016-11-01 11:05:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681413 Filed Document 0001681413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:05:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AQR Multi-Strategy Fund VII, L.P. See All Filings	D/A	2016-11-01 11:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606465 Filed Document 0001519756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:03:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urology Center of Excellence, LLC See All Filings	D	2016-11-01 11:00:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001688489 Filed Document 0001688489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 11:00:48 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Circadian Zirclight, Inc. See All Filings	D/A	2016-11-01 10:52:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681737 Filed Document 0001681413-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:52:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AQR Real Return Fund II, L.P. See All Filings	D/A	2016-11-01 10:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519756 Filed Document 0001519756-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1798 Global Macro Fund LP See All Filings	D	2016-11-01 10:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688225 Filed Document 0000902664-16-008589 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:38:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kittyhawk.io, Inc. See All Filings	D/A	2016-11-01 10:36:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675834 Filed Document 0001675834-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:36:21 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2016-11-01 10:26:36 UTC
Amount To Be Raised $5,000,004 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-01 10:26:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCS 15135 Hamilton, LLC See All Filings	D	2016-11-01 09:51:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001688755 Filed Document 0001688755-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:51:39 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIQUIDMETAL TECHNOLOGIES INC See All Filings	D/A	2016-11-01 09:44:53 UTC
Amount To Be Raised $63,400,000 Associated Brokers / Dealers N/A CIK Number 0001141240 Filed Document 0000897069-16-001097 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:44:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIWA Biotech Corp. See All Filings	D	2016-11-01 09:37:10 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001657894 Filed Document 0001657894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:37:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tradingfront, Inc. See All Filings	D	2016-11-01 09:32:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001682783 Filed Document 0001682783-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 09:32:04 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VETERANS' OPPORTUNITY FUND, L.P. See All Filings	D	2016-11-01 06:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595745 Filed Document 0001595745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 06:22:21 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Green Well Ventures, L.L.C. See All Filings	D	2016-10-31 21:55:31 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001688196 Filed Document 0001688196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 21:55:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DaVinci Group Holdings, Inc. See All Filings	D	2016-10-31 19:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558780 Filed Document 0001558780-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:48:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Levo Oil Infusion, LLC See All Filings	D	2016-10-31 19:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688874 Filed Document 0001672862-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:41:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mango Technologies, Inc. See All Filings	D/A	2016-10-31 19:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672862 Filed Document 0001672862-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-31 19:18:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Surgo Group LLC See All Filings	D/A	2016-10-31 18:52:45 UTC
Amount To Be Raised $2,674,990 Associated Brokers / Dealers Tigress Financial Partners LLC and National Securities Corporation CIK Number 0001670954 Filed Document 0001670954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:52:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Surgo Group LLC See All Filings	D	2016-10-31 18:20:29 UTC
Amount To Be Raised $2,674,990 Associated Brokers / Dealers Tigress Financial Partners LLC and National Securities Corporation CIK Number 0001670954 Filed Document 0001670954-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:20:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amplify.LA Capital III, L.P. See All Filings	D/A	2016-10-31 18:12:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001656980 Filed Document 0001656980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENCO SHIPPING & TRADING LTD See All Filings	D/A	2016-10-31 18:11:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Jefferies LLC, DNB Markets, Inc., Fearnley Securities, Inc, ABN AMRO Securities (USA) LLC, Credit Agricole Corporate and Investment Bank, DVB Capital Markets LLC, and Skandinaviska Enskilda Banken AB (publ) CIK Number 0001326200 Filed Document 0001140361-16-084221 Exclusions or Exemptions 506b Accepted Date 2016-10-31 18:11:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
B Metro LLC See All Filings	D	2016-10-31 17:50:47 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001688877 Filed Document 0001688877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:50:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nueterra Capital Seed Fund 2016, LLC See All Filings	D	2016-10-31 17:34:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001688840 Filed Document 0001688840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:34:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Surgery Center of Easton LP See All Filings	D	2016-10-31 17:30:33 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001333861 Filed Document 0001333861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:30:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BioTork LLC See All Filings	D	2016-10-31 17:28:48 UTC
Amount To Be Raised $2,431,778 Associated Brokers / Dealers N/A CIK Number 0001641497 Filed Document 0001641497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:28:48 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
O'BENCO IV, LP See All Filings	D	2016-10-31 17:26:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688781 Filed Document 0001104659-16-153399 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:26:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Midstream Methanol LLC See All Filings	D/A	2016-10-31 17:23:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:23:42 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
One Tusk Master Fund LP See All Filings	D	2016-10-31 17:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688796 Filed Document 0000950142-16-004654 Exclusions or Exemptions 506b Accepted Date 2016-10-31 17:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund