Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Own Mortgage, Inc. See All Filings	D	2016-11-01 17:21:12 UTC
Amount To Be Raised $84,406 Associated Brokers / Dealers N/A CIK Number 0001685265 Filed Document 0001685265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:21:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 159 See All Filings	D	2016-11-01 17:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685704 Filed Document 0001685704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardent Financial Fund II, LP See All Filings	D	2016-11-01 17:18:34 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001689002 Filed Document 0001689002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP REIT II, Inc. See All Filings	D	2016-11-01 17:16:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:16:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mawson Resources Ltd See All Filings	D/A	2016-11-01 17:14:46 UTC
Amount To Be Raised $4,023,271 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:14:46 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D	2016-11-01 17:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001685675 Filed Document 0001685675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:13:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIC Ballston Common Retail REIT Inc. See All Filings	D	2016-11-01 17:09:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688630 Filed Document 0001688630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:09:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ando Food, Inc. See All Filings	D	2016-11-01 17:07:56 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001686003 Filed Document 0001686003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:07:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SWAT Equity Partners LP See All Filings	D	2016-11-01 17:00:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001688867 Filed Document 0000897069-16-001098 Exclusions or Exemptions 506b Accepted Date 2016-11-01 17:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K&N Holdings II, Inc. See All Filings	D	2016-11-01 16:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688787 Filed Document 0000950103-16-017572 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:52:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
Stellex Capital Partners Feeder LP See All Filings	D	2016-11-01 16:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC and BearTooth Advisors LLC CIK Number 0001688961 Filed Document 0001688961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QIC Wiregrass REIT Inc. See All Filings	D	2016-11-01 16:49:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688631 Filed Document 0001688631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:49:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Europe II, LP See All Filings	D	2016-11-01 16:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688938 Filed Document 0001688938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:49:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranch Ventures Fund I, LLC See All Filings	D/A	2016-11-01 16:48:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675597 Filed Document 0001675597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:48:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovega Inc. See All Filings	D/A	2016-11-01 16:41:07 UTC
Amount To Be Raised $1,750,048 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:41:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cipher Online Media, Inc. See All Filings	D	2016-11-01 16:30:08 UTC
Amount To Be Raised $4,025,479 Associated Brokers / Dealers N/A CIK Number 0001638213 Filed Document 0001638213-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:30:08 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
New Group Holdings, Inc. See All Filings	D	2016-11-01 16:29:21 UTC
Amount To Be Raised $5,449,992 Associated Brokers / Dealers N/A CIK Number 0001688849 Filed Document 0001688849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:29:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QIC Ballston Common Office REIT Inc. See All Filings	D	2016-11-01 16:18:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688632 Filed Document 0001688632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:18:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XLIX LLC See All Filings	D	2016-11-01 16:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688972 Filed Document 0001688975-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:17:01 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Exactus, Inc. See All Filings	D	2016-11-01 16:05:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001552189 Filed Document 0001415889-16-007321 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:05:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Zest Tea, LLC See All Filings	D	2016-11-01 16:03:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001635481 Filed Document 0001635481-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:03:53 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
BVF-IV (Co-Invest) KJ08, L.P. See All Filings	D	2016-11-01 16:00:20 UTC
Amount To Be Raised $26,252,400 Associated Brokers / Dealers N/A CIK Number 0001688425 Filed Document 0001688425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 16:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners LBA Co-Investment II L.P. See All Filings	D	2016-11-01 15:59:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688465 Filed Document 0001688465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:59:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIC Ballston Common Residential REIT Inc. See All Filings	D	2016-11-01 15:59:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688633 Filed Document 0001688633-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:59:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EOS Surfaces L.L.C. See All Filings	D	2016-11-01 15:47:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:47:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Salient 2016 Multi Strategy Fund Series C See All Filings	D	2016-11-01 15:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676952 Filed Document 0001676952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:46:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Property Partners LBA Co-Investment L.P. See All Filings	D	2016-11-01 15:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688466 Filed Document 0001688466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:43:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Jackson Chapel Ridge, LLC See All Filings	D	2016-11-01 15:40:44 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001688762 Filed Document 0001688762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:40:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Access Steton, LLC See All Filings	D	2016-11-01 15:34:48 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621783 Filed Document 0001621783-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:34:48 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QIC Ridge Hill REIT Inc. See All Filings	D	2016-11-01 15:07:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688634 Filed Document 0001688634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:07:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DWM Securitizations S.A. See All Filings	D	2016-11-01 15:00:42 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers DWM Finance, LLC CIK Number 0001688933 Filed Document 0001015325-16-000079 Exclusions or Exemptions 506b Accepted Date 2016-11-01 15:00:42 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Debt
Jumpshot the Movie, LP See All Filings	D	2016-11-01 14:53:21 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001647175 Filed Document 0001647175-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:53:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Largo Resources Ltd. See All Filings	D	2016-11-01 14:42:32 UTC
Amount To Be Raised $990,494 Associated Brokers / Dealers N/A CIK Number 0001400438 Filed Document 0001140361-16-084335 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:42:32 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BERENS CAPITAL ASIA (EX-JAPAN) OFFSHORE LTD. See All Filings	D/A	2016-11-01 14:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413351 Filed Document 0001413351-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:41:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS CAPITAL GREATER CHINA LLC See All Filings	D/A	2016-11-01 14:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375648 Filed Document 0001375648-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:31:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Untapt Inc. See All Filings	D/A	2016-11-01 14:27:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616992 Filed Document 0001616992-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:27:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Moneil Duo-Investments, LLC See All Filings	D	2016-11-01 14:26:41 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers n/a CIK Number 0001688831 Filed Document 0001688831-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:26:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KE2 Therm Solutions, Inc. See All Filings	D	2016-11-01 14:24:30 UTC
Amount To Be Raised $629,988 Associated Brokers / Dealers N/A CIK Number 0001479618 Filed Document 0001014108-16-000527 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:24:30 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TEP Tryon Partners See All Filings	D	2016-11-01 14:20:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001688971 Filed Document 0001688971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:20:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Dealt the Movie, LP See All Filings	D	2016-11-01 14:19:13 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001610039 Filed Document 0001610039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:19:13 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Coliseum Capital Co-Invest, L.P. See All Filings	D/A	2016-11-01 14:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572285 Filed Document 0001572285-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coliseum Capital Partners II, L.P. See All Filings	D/A	2016-11-01 14:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567187 Filed Document 0001567187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:15:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLISEUM CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-11-01 14:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356974 Filed Document 0001567187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lithotripsy Institute of Indiana, LLC See All Filings	D	2016-11-01 14:08:49 UTC
Amount To Be Raised $114,375 Associated Brokers / Dealers N/A CIK Number 0001462108 Filed Document 0001462108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 14:08:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orbital Shift, Inc. See All Filings	D	2016-11-01 13:55:39 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001688833 Filed Document 0001688833-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:55:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Servato Corp. See All Filings	D	2016-11-01 13:52:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608816 Filed Document 0001608816-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:52:53 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Mynd Management, Inc See All Filings	D	2016-11-01 13:47:53 UTC
Amount To Be Raised $5,499,998 Associated Brokers / Dealers N/A CIK Number 0001688930 Filed Document 0001688930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:47:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Light Visually Transceiving System Corp See All Filings	D/A	2016-11-01 13:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588040 Filed Document 0001588040-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:41:45 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
INSIDER LOUISVILLE, LLC See All Filings	D	2016-11-01 13:41:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670951 Filed Document 0000940397-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:41:44 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Immusoft Corp See All Filings	D	2016-11-01 13:34:40 UTC
Amount To Be Raised $4,594,068 Associated Brokers / Dealers N/A CIK Number 0001596274 Filed Document 0001680311-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-01 13:34:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity