Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSV Ventures I LLC, Series T-5 See All Filings	D	2016-11-04 10:28:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001686883 Filed Document 0001686883-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:28:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helocyte, Inc. See All Filings	D/A	2016-11-04 10:26:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001679808 Filed Document 0001679808-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:26:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GSV Ventures I LLC, Series H-12 See All Filings	D	2016-11-04 10:19:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001689267 Filed Document 0001689267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:19:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karst Peak Vermilion Partners Master Fund See All Filings	D	2016-11-04 10:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689102 Filed Document 0000902664-16-008627 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:15:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DERNS MARKET OPPORTUNITY FUND LP See All Filings	D/A	2016-11-04 10:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equity Group CIK Number 0001177649 Filed Document 0001177649-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Agg II, LLC See All Filings	D	2016-11-04 10:08:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687649 Filed Document 0001687649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:08:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Debt Fund, LLC See All Filings	D	2016-11-04 10:04:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001689248 Filed Document 0001689248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:04:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-11-04 10:02:30 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000037 Exclusions or Exemptions 506b Accepted Date 2016-11-04 10:02:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Utrip, Inc. See All Filings	D	2016-11-04 09:51:55 UTC
Amount To Be Raised $6,168,546 Associated Brokers / Dealers N/A CIK Number 0001559164 Filed Document 0001559164-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:51:55 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Chord Partners Fund I, LP See All Filings	D/A	2016-11-04 09:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586920 Filed Document 0000919574-16-016085 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MUSTANG BIO, INC. See All Filings	D/A	2016-11-04 09:29:11 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001680048 Filed Document 0001680048-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:29:11 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pennsylvania Portfolio Holdings LLC See All Filings	D	2016-11-04 09:27:50 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001687801 Filed Document 0001014100-16-000053 Exclusions or Exemptions 506b Accepted Date 2016-11-04 09:27:50 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-04 08:56:18 UTC
Amount To Be Raised $32,187 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-16-000683 Exclusions or Exemptions 506b Accepted Date 2016-11-04 08:56:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arbiter Special Opportunities Fund II, LP See All Filings	D/A	2016-11-04 06:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589656 Filed Document 0000947871-16-001622 Exclusions or Exemptions 506b Accepted Date 2016-11-04 06:05:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Toccata Capital Fund See All Filings	D/A	2016-11-03 21:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523873 Filed Document 0001523873-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 21:42:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGGC FUND III-A, L.P. See All Filings	D	2016-11-03 20:56:20 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001680391 Filed Document 0001680391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 20:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND III, L.P. See All Filings	D	2016-11-03 20:51:26 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001680390 Filed Document 0001680390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 20:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sortis & Collier Smith Opportunity Fund I LLC See All Filings	D	2016-11-03 19:42:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001689260 Filed Document 0001689260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 19:42:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Asante Gold Corp. See All Filings	D	2016-11-03 19:20:47 UTC
Amount To Be Raised $46,220 Associated Brokers / Dealers Canaccord Genuity Corp CIK Number 0001523060 Filed Document 0001183740-16-000450 Exclusions or Exemptions 506b Accepted Date 2016-11-03 19:20:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SolidOpinion, Inc. See All Filings	D	2016-11-03 19:03:06 UTC
Amount To Be Raised $3,651,310 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001629593-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-03 19:03:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gap Year Global Inc. See All Filings	D	2016-11-03 18:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626151 Filed Document 0001626151-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:39:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M Square Brazil Value Long Only Fund II LLC See All Filings	D/A	2016-11-03 18:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655503 Filed Document 0000919574-16-016083 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
DGACQ, LLC See All Filings	D	2016-11-03 18:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001685920 Filed Document 0001685920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:22:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund XXXV, L.P. See All Filings	D	2016-11-03 18:21:43 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001688968 Filed Document 0001688975-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:21:43 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Borrowed & Blue, Inc. See All Filings	D	2016-11-03 18:17:45 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001645956 Filed Document 0001645956-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:17:45 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WORLD TREE COP USA, LLC See All Filings	D	2016-11-03 18:10:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687316 Filed Document 0001687316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:10:21 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mission 12:11, Inc. See All Filings	D	2016-11-03 18:06:02 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001689225 Filed Document 0001689225-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 18:06:02 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
5.11 ABR CORP. See All Filings	D	2016-11-03 17:59:05 UTC
Amount To Be Raised $232,645,470 Associated Brokers / Dealers N/A CIK Number 0001689258 Filed Document 0001689258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:59:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vestech Global, LLC See All Filings	D	2016-11-03 17:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001689266 Filed Document 0001689266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:55:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TOI Pay Inc. See All Filings	D	2016-11-03 17:50:33 UTC
Amount To Be Raised $3,503,500 Associated Brokers / Dealers N/A CIK Number 0001689055 Filed Document 0001689055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:50:33 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
COVEMARK LEGACY RIVERS LLC See All Filings	D	2016-11-03 17:39:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689278 Filed Document 0001689278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:39:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Creative Group, LLC See All Filings	D	2016-11-03 17:30:43 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001689239 Filed Document 0001689239-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-11-03 17:30:43 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Price Polo Run, L.P. See All Filings	D	2016-11-03 17:29:00 UTC
Amount To Be Raised $12,327,000 Associated Brokers / Dealers N/A CIK Number 0001689300 Filed Document 0001689300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:29:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quarries Investors, LLC See All Filings	D	2016-11-03 17:27:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689287 Filed Document 0001689287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:27:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FTE Networks, Inc. See All Filings	D/A	2016-11-03 17:25:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001122063 Filed Document 0001493152-16-014492 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:25:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Versant Venture Capital VI, L.P. See All Filings	D	2016-11-03 17:10:13 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001687880 Filed Document 0001687880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:10:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symetra Separate Account VL See All Filings	D	2016-11-03 17:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nemus Bioscience, Inc. See All Filings	D	2016-11-03 17:05:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001516551 Filed Document 0001140361-16-084761 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:05:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLACKBOXSTOCKS INC. See All Filings	D	2016-11-03 17:02:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001567900 Filed Document 0001010549-16-000762 Exclusions or Exemptions 506b Accepted Date 2016-11-03 17:02:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cayuga Venture Fund V, LP See All Filings	D/A	2016-11-03 16:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659318 Filed Document 0001659318-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Hyperion AIV Voting Stock Feeder, L.P. See All Filings	D	2016-11-03 16:58:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687789 Filed Document 0001687788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Nanosystems Inc. See All Filings	D/A	2016-11-03 16:55:35 UTC
Amount To Be Raised $13,402,748 Associated Brokers / Dealers N/A CIK Number 0001654441 Filed Document 0001140361-16-084754 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:55:35 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cypressbrook Lufkin, LP See All Filings	D	2016-11-03 16:53:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001689113 Filed Document 0001689113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:53:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Traptic Inc See All Filings	D	2016-11-03 16:52:50 UTC
Amount To Be Raised $500,002 Associated Brokers / Dealers N/A CIK Number 0001689179 Filed Document 0001689179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:52:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whitford Advisory Services LLC See All Filings	D	2016-11-03 16:52:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685122 Filed Document 0001685122-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-03 16:52:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TAKUMI CAPITAL MANAGEMENT, LP See All Filings	D/A	2016-11-03 16:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001623458 Filed Document 0001623458-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:51:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Somerset Reinsurance Ltd. See All Filings	D	2016-11-03 16:48:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Trump Securities, LLC and Easterly Securities LLC CIK Number 0001632125 Filed Document 0001632125-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:48:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Project Hyperion AIV Non-Voting Stock Feeder, L.P. See All Filings	D	2016-11-03 16:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688021 Filed Document 0001687788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:44:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mogulmind, Inc. See All Filings	D	2016-11-03 16:44:06 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001689119 Filed Document 0001689119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:44:06 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
UVLrx Therapeutics, Inc. See All Filings	D	2016-11-03 16:42:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001546059 Filed Document 0001546059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-03 16:42:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity