Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PharmaCCX, Inc. See All Filings	D	2018-11-27 10:03:55 UTC
Amount To Be Raised $4,060,297 Associated Brokers / Dealers N/A CIK Number 0001759780 Filed Document 0001759780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-27 10:03:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blockchain Labrador Corp See All Filings	D	2018-11-27 09:57:50 UTC
Amount To Be Raised $21,725 Associated Brokers / Dealers N/A CIK Number 0001759747 Filed Document 0001759747-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:57:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEWFOUNDLAND, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Opportunities Fund, a series of iCapital Global Access Partnership II, L.P. See All Filings	D/A	2018-11-27 09:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659378 Filed Document 0001659378-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Special Opportunities Fund LP See All Filings	D	2018-11-27 09:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759823 Filed Document 0001315863-18-000912 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Zebra Capital Partners F&F Feeder, L.P. See All Filings	D/A	2018-11-27 09:46:09 UTC
Amount To Be Raised $11,826,557 Associated Brokers / Dealers N/A CIK Number 0001708321 Filed Document 0001708321-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zebra Capital Partners, L.P. See All Filings	D/A	2018-11-27 09:38:23 UTC
Amount To Be Raised $651,099,998 Associated Brokers / Dealers N/A CIK Number 0001689090 Filed Document 0001689090-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:38:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND LXXXVII LLC See All Filings	D	2018-11-27 09:37:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001758738 Filed Document 0001758738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:37:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Western Alternative Strategies, L.P. See All Filings	D/A	2018-11-27 09:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-18-000911 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D/A	2018-11-27 09:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-18-000910 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Rhein Healthcare 18 (Parallel) SCSp See All Filings	D	2018-11-27 09:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758985 Filed Document 0001758984-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Blendtopia, Inc. See All Filings	C	2018-11-27 09:04:47 UTC
Financial Interest The issuer will not owe a commission to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001759620 Filed Document 0001759620-18-000003 Accepted Date 2018-11-27 09:04:47 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State TENNESSEE
New Rhein Healthcare 18 LP See All Filings	D	2018-11-27 09:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758984 Filed Document 0001758984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-27 09:01:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nassau CLO SPV-II LLC See All Filings	D	2018-11-27 08:52:29 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001759353 Filed Document 0001759353-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-27 08:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Center 33 South REIT, LLC See All Filings	D	2018-11-27 08:19:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Scott Harrison, Charles B. Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759806 Filed Document 0001567619-18-006975 Exclusions or Exemptions 506b Accepted Date 2018-11-27 08:19:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
BIF IV Renewable Sidecar-A, L.P. See All Filings	D	2018-11-26 20:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, and Brookfield Private Capital (UK) Limited CIK Number 0001755438 Filed Document 0001755438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 20:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celtic Realty Acquisition III, LLC See All Filings	D	2018-11-26 20:18:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759513 Filed Document 0001759866-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 20:18:39 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Infrastructure Fund IV-A, L.P. See All Filings	D	2018-11-26 20:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, and Brookfield Private Capital (UK) Limited CIK Number 0001755441 Filed Document 0001755441-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 20:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND I (OFFSHORE) BLOCKER, L.P. See All Filings	D/A	2018-11-26 19:44:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001708206 Filed Document 0001708206-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wicklow Pecan Park LLC See All Filings	D	2018-11-26 19:36:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759559 Filed Document 0001759866-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:36:06 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MZ ASIA FUND LP See All Filings	D/A	2018-11-26 19:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629888 Filed Document 0001629888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8330 Carvel Holdings, LLC See All Filings	D	2018-11-26 19:25:16 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001759562 Filed Document 0001759866-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:25:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Structural Capital Investors II-C, LP See All Filings	D/A	2018-11-26 19:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC, Jefferies Financial Group, CV Brokerage Inc., and SSG Capital Advisors CIK Number 0001669378 Filed Document 0001669378-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structural Capital Investors II, LP See All Filings	D/A	2018-11-26 19:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies, LLC, CV Brokerage, Inc., Crito Capital LLC, and SSG Capital Advisors CIK Number 0001668982 Filed Document 0001668982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:14:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tucson 2 Portfolio, LLC See All Filings	D	2018-11-26 19:10:39 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001759866 Filed Document 0001759866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:10:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Structural Capital Investors I-C, LP See All Filings	D	2018-11-26 19:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751141 Filed Document 0001751141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 19:03:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Movers Lab Fund I LP See All Filings	D/A	2018-11-26 18:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001751631 Filed Document 0001567619-18-006960 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
PreveCeutical Medical Inc. See All Filings	D	2018-11-26 18:35:04 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:35:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oaktree European Capital Solutions Fund II, L.P. See All Filings	D	2018-11-26 18:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759344 Filed Document 0001567619-18-006957 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:33:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIGHTDATA INC See All Filings	D	2018-11-26 18:32:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001739371 Filed Document 0001739371-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:32:36 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Capital Solutions Fund II Feeder (USDH), L.P. See All Filings	D	2018-11-26 18:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759343 Filed Document 0001567619-18-006956 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:32:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Capital Solutions Fund II Feeder (USD), L.P. See All Filings	D	2018-11-26 18:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759342 Filed Document 0001567619-18-006955 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PreveCeutical Medical Inc. See All Filings	D	2018-11-26 18:25:03 UTC
Amount To Be Raised $21,000 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:25:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HFRX TRACKER MASTER TRUST See All Filings	D	2018-11-26 18:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277993 Filed Document 0001162431-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DarkOwl, LLC See All Filings	D/A	2018-11-26 18:16:33 UTC
Amount To Be Raised $2,242,086 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:16:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HFR FUND OF FUNDS MASTER TRUST See All Filings	D	2018-11-26 18:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278016 Filed Document 0001162431-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFRX II TRACKER MASTER TRUST See All Filings	D	2018-11-26 18:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425056 Filed Document 0001162431-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 18:06:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FITLIFE BRANDS, INC. See All Filings	D	2018-11-26 17:56:56 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001374328 Filed Document 0001415889-18-001681 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:56:56 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HFReu Umbrella Trust See All Filings	D	2018-11-26 17:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600482 Filed Document 0001162431-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ToGoBOX Inc. See All Filings	C	2018-11-26 17:50:21 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001759084 Filed Document 0001665160-18-001277 Accepted Date 2018-11-26 17:50:21 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State RHODE ISLAND
Sterling Realty Finance II, LP See All Filings	D	2018-11-26 17:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FLI Investors, LLC, Kenmar Securities, LLC, and R. F. LAFFERTY & CO., INC. CIK Number 0001758700 Filed Document 0001758700-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D/A	2018-11-26 17:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107729 Filed Document 0001107729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NT Ventures, Inc. See All Filings	D/A	2018-11-26 17:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739590 Filed Document 0001739590-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:37:12 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HFR MASTER TRUSTS See All Filings	D	2018-11-26 17:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFR Asset Management, LLC CIK Number 0001162431 Filed Document 0001162431-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weild & Co., Inc. See All Filings	D	2018-11-26 17:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601430 Filed Document 0001601430-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:29:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Timberline Resources Corp See All Filings	D	2018-11-26 17:23:25 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001288750 Filed Document 0001567619-18-006936 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:23:25 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
TechTransCo, LLC See All Filings	D	2018-11-26 17:19:44 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001640423 Filed Document 0001640423-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:19:44 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Property Dynamics II, LLC See All Filings	D	2018-11-26 17:19:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers 0 CIK Number 0001759913 Filed Document 0001391609-18-000323 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:19:39 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
March Capital Bay Area Opportunity Fund II, LP See All Filings	D/A	2018-11-26 17:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658505 Filed Document 0001658505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Beauty Investors I, L.L.C. See All Filings	D	2018-11-26 17:07:24 UTC
Amount To Be Raised $4,360,000 Associated Brokers / Dealers N/A CIK Number 0001759385 Filed Document 0001567619-18-006934 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:07:24 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Operam Inc. See All Filings	D	2018-11-26 17:00:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001713975 Filed Document 0001168404-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-11-26 17:00:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity